DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H••• C•••••• P•••••••• L•••
Legal name H••• C•••••• A•••••••• L•••••
Latest filing May 27, 2026
First filing on the tape Apr 24, 2013 · 24 filings
SEC status approved since Jun 18, 2013
RAUM
$1.1B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
89%
$971M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.1B as of May 27, 2026
Mar 27, 2014$168M then
HNW client RAUM$955M as of May 27, 2026
Mar 27, 2018$506M then
State-registered IARs (5.B.3)1 as of May 27, 2026
Mar 27, 20142 then
Employees (5.A)6 as of May 27, 2026
Mar 27, 20142 then
Private funds1 as of May 27, 2026
Mar 27, 20141 then
RAUM +8.5% over the last fiscal year+12% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 125derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.6MderivedHNW RAUM over HNW clients
- Average account
- $7.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$955M88%
- Charitable organizations$82.0M7.5%
- Pooled investment vehicles$28.2M2.6%
- Individuals$15.9M1.5%
- Pension and profit-sharing plans$5.4M0.5%
- Corporations and businesses$4.2M0.4%
- Individual clients
- 35reported
- HNW clients
- 90reported
- Pension plan clients
- 1reported
- Charitable clients
- 13reported
- Accounts
- 142reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.03 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• M•••••••• H•••• J••Chartered Financial Analyst | Fort Worth, Tx | Jan 13, 2005 | 32 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••••• S•••• F•••• L••• | Other Private Fund | $28.2M | 15 | Apr 24, 2013 |
Owners and control persons
Schedule A and B, latest filing
- H•••• J••• R•••••• M•••••••• · Chief Compliance Officer And Limited Partnercontrolsince 09/2001 · owns 75% or more
- S••••••••• C••••••• B• · Limited Partnercontrolsince 04/2026 · owns 25% to 50%
- H•••• J••• R•••••• M•••••••• · Membercontrolsince 09/2001 · owns 75% or more of H••• C•••••• A•••••••• L•••••
Entity owners
- H••• C•••••• A•••••••• L••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- H••• C•••••• P•••••••• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 27, 2026S••••••••• C••••••• B• (LIMITED PARTNER) appeared on Schedule A between the filings of 2013-05-23 and 2026-05-27peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Mar 26, 2026 to May 27, 2026
- Accounts · 138 to 142Mar 27, 2025 to Mar 26, 2026
- Charity clients · 9 to 13Mar 27, 2025 to Mar 26, 2026
- HNW clients · 86 to 90Mar 27, 2025 to Mar 26, 2026
- Individual clients · 31 to 35Mar 27, 2025 to Mar 26, 2026
- Employees · 5 to 6Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $725M to $797MMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $895M to $955MMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $14.3M to $15.9MMar 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $280M to $294MMar 27, 2025 to Mar 26, 2026
- Pension RAUM · $4.6M to $5.4MMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $24.7M to $28.2MMar 27, 2025 to Mar 26, 2026
- RAUM · $1.0B to $1.1BMar 27, 2025 to Mar 26, 2026
- Accounts · 130 to 138Mar 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $637M to $725MMar 22, 2024 to Mar 27, 2025
- HNW RAUM · $782M to $895MMar 22, 2024 to Mar 27, 2025
- Individual RAUM · $11.6M to $14.3MMar 22, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $247M to $280MMar 22, 2024 to Mar 27, 2025
- Pension RAUM · $4.1M to $4.6MMar 22, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $20.2M to $24.7MMar 22, 2024 to Mar 27, 2025
- RAUM · $884M to $1.0BMar 22, 2024 to Mar 27, 2025
- Employees · 4 to 5Mar 24, 2023 to Mar 22, 2024
- Accounts · 129 to 130Mar 24, 2023 to Mar 22, 2024
- Charity clients · 10 to 9Mar 24, 2023 to Mar 22, 2024
- Corporate clients · 1 to 2Mar 24, 2023 to Mar 22, 2024
- HNW clients · 84 to 86Mar 24, 2023 to Mar 22, 2024
- Individual clients · 32 to 31Mar 24, 2023 to Mar 22, 2024
- Discretionary RAUM · $563M to $637MMar 24, 2023 to Mar 22, 2024
- HNW RAUM · $705M to $782MMar 24, 2023 to Mar 22, 2024
- Individual RAUM · $8.5M to $11.6MMar 24, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $217M to $247MMar 24, 2023 to Mar 22, 2024
- Pension RAUM · $3.2M to $4.1MMar 24, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $17.0M to $20.2MMar 24, 2023 to Mar 22, 2024
- RAUM · $780M to $884MMar 24, 2023 to Mar 22, 2024
- Accounts · 124 to 129Mar 21, 2022 to Mar 24, 2023
- HNW clients · 83 to 84Mar 21, 2022 to Mar 24, 2023
- Individual clients · 27 to 32Mar 21, 2022 to Mar 24, 2023
- Pension plan clients · 2 to 1Mar 21, 2022 to Mar 24, 2023
- Discretionary RAUM · $628M to $563MMar 21, 2022 to Mar 24, 2023
Signals
1 dated events
- H••• C•••••• P•••••••• L••• filed its initial SEC registration (Form ADV)Apr 24, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••• C•••••• P•••••••• L••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- H•••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 817-877-1430reportedpublic record, Form ADV, May 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026