DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Quantitative Strategies, Inc.

Former SEC-registered adviserCalabasas, CaliforniaCRD 117908SEC 801-60783websiteIAPD
Latest filing Mar 25, 2024
First filing on the tape Apr 2, 2012 · 19 filings
SEC status approved since Dec 17, 2001
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$161M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$172M as of Mar 25, 2024
Apr 2, 2012$54.0M then
HNW client RAUM$57.5M as of Mar 25, 2024
Mar 21, 2018$79.7M then
State-registered IARs (5.B.3)2 as of Mar 25, 2024
Feb 5, 20132 then
Employees (5.A)2 as of Mar 25, 2024
Feb 5, 20132 then
Private funds: no history
RAUM +25% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2024; every figure names its basis
RAUM per advisor
$86.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
98derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$839,390derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+25%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.6%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$103M60%
  • High-net-worth individuals$57.5M33%
  • Pension and profit-sharing plans$11.6M6.7%
Individual clients
169reported
HNW clients
26reported
Pension plan clients
10reported
Charitable clients
0reported
Accounts
205reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Wolbrum Morrie Reiff · Directorcontrol
    since 10/2001 · owns less than 5%
  • Wolbrum Morrie Reiff · Owner, Managing Member, Presidentcontrol
    since 05/1985 · owns 50% to 75% of Planned Asset Management
  • Sueyuki Paul Okawa · Chief Compliance Officer
    since 01/2006 · owns less than 5%
  • L Joni Reiff · Member
    since 01/2016 · owns 50% to 75% of Planned Asset Management
Entity owners
  • Planned Asset Management · Parent / Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list Quantitative Strategies, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Calabasas, Ca · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 191 to 205
    Mar 31, 2023 to Mar 25, 2024
  • HNW clients · 22 to 26
    Mar 31, 2023 to Mar 25, 2024
  • Individual clients · 156 to 169
    Mar 31, 2023 to Mar 25, 2024
  • Pension plan clients · 13 to 10
    Mar 31, 2023 to Mar 25, 2024
  • Discretionary RAUM · $138M to $172M
    Mar 31, 2023 to Mar 25, 2024
  • HNW RAUM · $54.9M to $57.5M
    Mar 31, 2023 to Mar 25, 2024
  • Individual RAUM · $69.5M to $103M
    Mar 31, 2023 to Mar 25, 2024
  • Pension RAUM · $13.5M to $11.6M
    Mar 31, 2023 to Mar 25, 2024
  • RAUM · $138M to $172M
    Mar 31, 2023 to Mar 25, 2024
  • Accounts · 165 to 191
    Oct 21, 2022 to Mar 31, 2023
  • Individual clients · 129 to 156
    Oct 21, 2022 to Mar 31, 2023
  • Pension plan clients · 14 to 13
    Oct 21, 2022 to Mar 31, 2023
  • Discretionary RAUM · $154M to $138M
    Oct 21, 2022 to Mar 31, 2023
  • HNW RAUM · $50.9M to $54.9M
    Oct 21, 2022 to Mar 31, 2023
  • Individual RAUM · $86.9M to $69.5M
    Oct 21, 2022 to Mar 31, 2023
  • Pension RAUM · $15.7M to $13.5M
    Oct 21, 2022 to Mar 31, 2023
  • RAUM · $154M to $138M
    Oct 21, 2022 to Mar 31, 2023
  • Accounts · 147 to 165
    Apr 23, 2021 to Mar 22, 2022
  • HNW clients · 17 to 22
    Apr 23, 2021 to Mar 22, 2022
  • Individual clients · 115 to 129
    Apr 23, 2021 to Mar 22, 2022
  • Pension plan clients · 15 to 14
    Apr 23, 2021 to Mar 22, 2022
  • Discretionary RAUM · $128M to $154M
    Apr 23, 2021 to Mar 22, 2022
  • HNW RAUM · $35.1M to $50.9M
    Apr 23, 2021 to Mar 22, 2022
  • Individual RAUM · $78.3M to $86.9M
    Apr 23, 2021 to Mar 22, 2022
  • Pension RAUM · $14.5M to $15.7M
    Apr 23, 2021 to Mar 22, 2022
  • RAUM · $128M to $154M
    Apr 23, 2021 to Mar 22, 2022
  • Accounts · 139 to 147
    Jun 30, 2020 to Mar 23, 2021
  • HNW clients · 83 to 17
    Jun 30, 2020 to Mar 23, 2021
  • Individual clients · 42 to 115
    Jun 30, 2020 to Mar 23, 2021
  • Pension plan clients · 14 to 15
    Jun 30, 2020 to Mar 23, 2021
  • Discretionary RAUM · $111M to $128M
    Jun 30, 2020 to Mar 23, 2021
  • HNW RAUM · $86.0M to $35.1M
    Jun 30, 2020 to Mar 23, 2021
  • Individual RAUM · $10.7M to $78.3M
    Jun 30, 2020 to Mar 23, 2021
  • RAUM · $111M to $128M
    Jun 30, 2020 to Mar 23, 2021
  • Accounts · 176 to 139
    Mar 27, 2019 to Feb 26, 2020
  • HNW clients · 127 to 83
    Mar 27, 2019 to Feb 26, 2020
  • Individual clients · 30 to 42
    Mar 27, 2019 to Feb 26, 2020
  • Pension plan clients · 19 to 14
    Mar 27, 2019 to Feb 26, 2020
  • Discretionary RAUM · $86.8M to $111M
    Mar 27, 2019 to Feb 26, 2020
  • HNW RAUM · $67.3M to $86.0M
    Mar 27, 2019 to Feb 26, 2020
Signals
3 dated events
  • Quantitative Strategies, Inc. no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $172.1M)
    May 2, 2025 · Left the SEC roster · derived
  • Paul Sueyuki Okawa left Quantitative Strategies, Inc. for Afa Advisor Services Llc (registered 2005-12-01)
    Apr 29, 2025 · Advisor changed firm · fact
  • Morrie Wolbrum Reiff left Quantitative Strategies, Inc. for Planned Asset Management (registered 2010-02-08)
    Apr 29, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026