DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Capital Chart Room, Ltd
Latest filing Mar 6, 2026
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since Dec 14, 2001
RAUM
$401M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.4%
$21.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$401M as of Mar 6, 2026
Mar 29, 2012$118M then
HNW client RAUM$16.1M as of Mar 6, 2026
Mar 28, 2018$9.2M then
State-registered IARs (5.B.3)3 as of Mar 6, 2026
Mar 29, 20120 then
Employees (5.A)7 as of Mar 6, 2026
Mar 15, 20135 then
Private funds: no history
RAUM +21% over the last fiscal year+15% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $154M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$379M94%
- High-net-worth individuals$16.1M4.0%
- Individuals$5.6M1.4%
- Charitable organizations$515,6900.1%
- Individual clients
- 16reported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 295reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $154M for 27 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.05 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Mark HollerCertified Financial Planner | Fort Worth, Tx | Jan 4, 2002 | 37 y | 0 |
| David Christopher HopkinsCertified Financial Planner | Fort Worth, Tx | Jan 21, 2016 | 25 y | 0 |
| Victor Kushal HeetaiCertified Financial Planner | Fort Worth, Tx | Dec 15, 2022 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Ryan Solt to Hightower Advisors, LLCSep 23, 2025 · Other
- Jason Alan Gower to Stratford Consulting, LLCSep 3, 2014 · Other
- Tara Leigh Scottino to Raymond James Financial Services, Inc.Mar 5, 2008 · Other
- Jerry Lawrence Carmody to Osaic Fa, Inc.Feb 21, 2003 · Other
Joined, latest
- Ryan Solt from Integrity Financial GroupApr 5, 2023 · Other
- Tara Leigh Scottino from Carter Advisory Services, IncMar 2, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mark Jeffrey Holler · President, Ceo & Chief Compliance Officercontrolsince 01/2002 · owns less than 5%
- Mark Jeffrey Holler · President & Partnership Managercontrolsince 01/2002 · owns 75% or more of Tccr Holdings, Ltd.
Entity owners
- Tccr Management, LLC · General Partnerdirect · owns less than 5%
- Tccr Holdings, Ltd. · Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Tccr Holdings, Ltdreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 255 to 295Sep 23, 2025 to Mar 6, 2026
- Corporate clients · 33 to 34Sep 23, 2025 to Mar 6, 2026
- HNW clients · 13 to 14Sep 23, 2025 to Mar 6, 2026
- Individual clients · 12 to 16Sep 23, 2025 to Mar 6, 2026
- Assets in custody · $125M to $154MSep 23, 2025 to Mar 6, 2026
- Employees · 8 to 7Sep 23, 2025 to Mar 6, 2026
- Discretionary RAUM · $331M to $399MSep 23, 2025 to Mar 6, 2026
- HNW RAUM · $15.8M to $16.1MSep 23, 2025 to Mar 6, 2026
- Individual RAUM · $3.5M to $5.6MSep 23, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $1.7M to $1.5MSep 23, 2025 to Mar 6, 2026
- RAUM · $333M to $401MSep 23, 2025 to Mar 6, 2026
- Advisory employees · 5 to 4Mar 13, 2025 to Sep 23, 2025
- Employees · 9 to 8Mar 13, 2025 to Sep 23, 2025
- State-registered IARs · 4 to 3Mar 13, 2025 to Sep 23, 2025
- Accounts · 220 to 255Mar 20, 2024 to Mar 13, 2025
- HNW clients · 11 to 13Mar 20, 2024 to Mar 13, 2025
- Individual clients · 13 to 12Mar 20, 2024 to Mar 13, 2025
- Assets in custody · $108M to $125MMar 20, 2024 to Mar 13, 2025
- Employees · 7 to 9Mar 20, 2024 to Mar 13, 2025
- Financial planning clients · 26-50 to 26-50Mar 20, 2024 to Mar 13, 2025
- Discretionary RAUM · $326M to $331MMar 20, 2024 to Mar 13, 2025
- HNW RAUM · $12.6M to $15.8MMar 20, 2024 to Mar 13, 2025
- Individual RAUM · $4.2M to $3.5MMar 20, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $12.2M to $1.7MMar 20, 2024 to Mar 13, 2025
- RAUM · $339M to $333MMar 20, 2024 to Mar 13, 2025
- Insurance-licensed employees · 1 to 0Mar 13, 2024 to Mar 19, 2024
- Accounts · 193 to 220Apr 18, 2023 to Mar 13, 2024
- Corporate clients · 29 to 33Apr 18, 2023 to Mar 13, 2024
- HNW clients · 15 to 11Apr 18, 2023 to Mar 13, 2024
- Individual clients · 12 to 13Apr 18, 2023 to Mar 13, 2024
- Assets in custody · $131M to $108MApr 18, 2023 to Mar 13, 2024
- Financial planning clients · 11-25 to 26-50Apr 18, 2023 to Mar 13, 2024
- Discretionary RAUM · $260M to $326MApr 18, 2023 to Mar 13, 2024
- HNW RAUM · $13.2M to $12.6MApr 18, 2023 to Mar 13, 2024
- Individual RAUM · $1.7M to $4.2MApr 18, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $273,938 to $12.2MApr 18, 2023 to Mar 13, 2024
- RAUM · $261M to $339MApr 18, 2023 to Mar 13, 2024
- Advisory employees · 4 to 5Apr 5, 2023 to Apr 18, 2023
- Employees · 6 to 7Apr 5, 2023 to Apr 18, 2023
- Insurance-licensed employees · 0 to 1Apr 5, 2023 to Apr 18, 2023
Signals
3 dated events
- Ryan Solt left The Capital Chart Room, Ltd for Hightower Advisors, Llc (registered 2026-01-15)Sep 23, 2025 · Advisor changed firm · fact
- Christopher David Hopkins (Chief Compliance Officer) no longer on Schedule A of The Capital Chart Room, Ltd (listed 2023-04-18, absent 2024-03-13)Mar 13, 2024 · Control person left · inference
- The Capital Chart Room, Ltd reported RAUM $168.3M, down 45% from $307.4M (2018-03-28 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-capital-chart-room-ltd/?viewAsMembereportedpublic record, Form ADV, Sep 17, 2026
- Website
- THECAPITALCHARTROOM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 817-801-6455reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026