DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Capital Chart Room, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Solt | The Capital Chart Room, Ltd other | Hightower Advisors, LLC BD affiliated | Other | Sep 23, 2025 | Jan 15, 2026 (114 d) |
| Jason Alan Gower | The Capital Chart Room, Ltd other | Stratford Consulting, LLC other | Other | Sep 3, 2014 | Oct 1, 2014 |
| Tara Leigh Scottino | The Capital Chart Room, Ltd other | Raymond James Financial Services, Inc. unclassified | Other | Mar 5, 2008 | Feb 12, 2008 |
| Jerry Lawrence Carmody | The Capital Chart Room, Ltd other | Osaic Fa, Inc. other | Other | Feb 21, 2003 | Jan 13, 2003 |
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4 moves match.