DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Greerwalker Wealth LLC
Latest filing Sep 22, 2022
First filing on the tape Mar 22, 2012 · 23 filings
RAUM
$346M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$335M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$346M as of Mar 28, 2022
Mar 22, 2012$236M then
HNW client RAUM$300M as of Mar 28, 2022
Mar 12, 2018$372M then
State-registered IARs (5.B.3)5 as of Mar 28, 2022
Mar 22, 20120 then
Employees (5.A)7 as of Mar 28, 2022
Apr 1, 201312 then
Private funds: no history
RAUM +3.1% over the last fiscal year-5.2% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Sep 22, 2022; every figure names its basis
- RAUM per advisor
- $86.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $560,611derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -36%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $141M, 82 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$300M87%
- Individuals$34.9M10%
- Corporations and businesses$10.9M3.1%
- Charitable organizations$331,6550.1%
- Individual clients
- 131reported
- HNW clients
- 91reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 618reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $141M for 82 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Riley Zayicek to Choreo, LLCFeb 9, 2023 · RIA to RIA
- James Eric Hutchby to Choreo, LLCFeb 9, 2023 · RIA to RIA
- Monica Thomas Hamilton to Choreo, LLCFeb 9, 2023 · RIA to RIA
- Peter Madison Walton to 7pw Wealth, LLCSep 21, 2022 · RIA to a state-registered adviser
- Jennifer Nichole Smith to Thrivent Investment Management Inc.Oct 11, 2021 · RIA to affiliated broker-dealer or bank
- Geoffrey Henry Owen to Front Porch Financial AdvisoryFeb 1, 2021 · RIA to RIA
- Donna Lee Rasile to Fintrust Capital Advisors, LLCApr 13, 2020 · RIA to RIA
- James Norman Reichard to Reichard Capital, LLCJan 2, 2020 · RIA to a newly registered adviser
- Eric Alexander Harbert to Mcgill Advisors, Inc.Jun 30, 2015 · Other
- Joshua Scott Mayor to Byron Financial, LLCSep 17, 2012 · Other
Joined, latest
- Peter Madison Walton from Traverse WealthNov 23, 2020 · Other
- James Eric Hutchby from Traverse WealthNov 23, 2020 · Other
- Jennifer Nichole Smith from Traverse WealthNov 23, 2020 · Other
- Geoffrey Henry Owen from Raymond James & Associates, Inc.Sep 21, 2016 · Other
- Joshua Scott Mayor from Ameriprise Financial Services, LLCJan 18, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Choreo, LLCFeb 9, 2023 · Charlotte, Nc · Firm absorbed
- 3 joined from Traverse WealthDec 31, 2020 · Mooresville, Nc · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eric James Hutchby · Member, Class A Voting Sharescontrolsince 10/2020 · owns 25% to 50%
- Harold Jonathan Mangels · Managercontrolsince 01/2011 · owns less than 5%
- Michael Jonathan Mclester · Managercontrolsince 01/2014 · owns less than 5%
- Mark John Norman · Managercontrolsince 09/2019 · owns less than 5%
- Eric James Hutchby · Ownercontrolsince 10/2020 · owns 75% or more of Traverse Partners LLC
- Harold Jonathan Mangels · Managercontrolsince 10/2020 · owns F of Greerwalker Wealth Partners LLC
- Michael Jonathan Mclester · Managercontrolsince 10/2020 · owns F of Greerwalker Wealth Partners LLC
- A. Michael Mcnamara · Managercontrolsince 10/2020 · owns F of Greerwalker Wealth Partners LLC
- Mark John Norman · Managercontrolsince 10/2020 · owns F of Greerwalker Wealth Partners LLC
- Lloyd Anthony Smith · Managercontrolsince 10/2020 · owns F of Greerwalker Wealth Partners LLC
- Sloan Dorothy Coffey · Chief Compliance Officersince 07/2022 · owns less than 5%
Entity owners
- Greerwalker Wealth Partners LLC · Ownerdirect · owns 50% to 75%
- Traverse Partners LLC · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Greerwalker Llpinsurancen
Offices
Schedule D 1.F, the 25 largest
- Greenville, SC3 employees
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Jul 13, 2022 to Sep 22, 2022
- BD registered reps · 2 to 1Jul 13, 2022 to Sep 22, 2022
- Employees · 7 to 5Jul 13, 2022 to Sep 22, 2022
- State-registered IARs · 5 to 4Jul 13, 2022 to Sep 22, 2022
- Accounts · 667 to 618Jan 10, 2022 to Mar 28, 2022
- BD registered reps · 1 to 2Jan 10, 2022 to Mar 28, 2022
- Corporate clients · 7 to 5Jan 10, 2022 to Mar 28, 2022
- HNW clients · 111 to 91Jan 10, 2022 to Mar 28, 2022
- Individual clients · 234 to 131Jan 10, 2022 to Mar 28, 2022
- Assets in custody · $200M to $141MJan 10, 2022 to Mar 28, 2022
- Discretionary RAUM · $336M to $346MJan 10, 2022 to Mar 28, 2022
- HNW RAUM · $283M to $300MJan 10, 2022 to Mar 28, 2022
- Individual RAUM · $39.1M to $34.9MJan 10, 2022 to Mar 28, 2022
- RAUM · $336M to $346MJan 10, 2022 to Mar 28, 2022
- Accounts · 172 to 667Feb 1, 2021 to Mar 25, 2021
- Advisory employees · 4 to 5Feb 1, 2021 to Mar 25, 2021
- Corporate clients · unset to 7.0Feb 1, 2021 to Mar 25, 2021
- HNW clients · 68 to 111Feb 1, 2021 to Mar 25, 2021
- Individual clients · 102 to 234Feb 1, 2021 to Mar 25, 2021
- Assets in custody · $115M to $200MFeb 1, 2021 to Mar 25, 2021
- Employees · 10 to 7Feb 1, 2021 to Mar 25, 2021
- Financial planning clients · 26-50 to 51-100Feb 1, 2021 to Mar 25, 2021
- State-registered IARs · 6 to 5Feb 1, 2021 to Mar 25, 2021
- Other offices · 0 to 1Feb 1, 2021 to Mar 25, 2021
- Discretionary RAUM · $309M to $336MFeb 1, 2021 to Mar 25, 2021
- HNW RAUM · $269M to $283MFeb 1, 2021 to Mar 25, 2021
- Individual RAUM · $28.6M to $39.1MFeb 1, 2021 to Mar 25, 2021
- RAUM · $309M to $336MFeb 1, 2021 to Mar 25, 2021
- Other offices · 1 to 0Nov 12, 2020 to Feb 1, 2021
- Related adviser · true to falseNov 12, 2020 to Feb 1, 2021
- Business name · GREERWALKER WEALTH MANAGEMENT LLC to GREERWALKER WEALTH LLCOct 30, 2020 to Nov 12, 2020
- Legal name · GREERWALKER WEALTH MANAGEMENT LLC to GREERWALKER WEALTH LLCOct 30, 2020 to Nov 12, 2020
- Advisory employees · 2 to 4Jun 25, 2020 to Oct 30, 2020
- BD registered reps · 0 to 1Jun 25, 2020 to Oct 30, 2020
- Employees · 14 to 10Jun 25, 2020 to Oct 30, 2020
- State-registered IARs · 2 to 6Jun 25, 2020 to Oct 30, 2020
- Other offices · 0 to 1Jun 25, 2020 to Oct 30, 2020
- Related adviser · false to trueJun 25, 2020 to Oct 30, 2020
- Accounts · 575 to 172Nov 13, 2019 to Mar 27, 2020
- Advisory employees · 3 to 2Nov 13, 2019 to Mar 27, 2020
Signals
15 dated events
- Riley Zayicek left Greerwalker Wealth Llc for Choreo, Llc (registered 2023-02-13)Feb 9, 2023 · Advisor changed firm · fact
- James Eric Hutchby left Greerwalker Wealth Llc for Choreo, Llc (registered 2023-02-13)Feb 9, 2023 · Advisor changed firm · fact
- Monica Thomas Hamilton left Greerwalker Wealth Llc for Choreo, Llc (registered 2023-02-13)Feb 9, 2023 · Advisor changed firm · fact
- Greerwalker Wealth LLC's advisors moved to Choreo, LLC (Charlotte, NC): 3 of 3 registered, on the same dayFeb 9, 2023 · Firm absorbed (people side) · derived
- Madison Peter Walton (Member) no longer on Schedule A of Greerwalker Wealth Llc (listed 2022-07-13, absent 2022-09-22)Sep 22, 2022 · Control person left · inference
- Peter Madison Walton left Greerwalker Wealth Llc for 7Pw Wealth, Llc (registered 2022-10-20)Sep 21, 2022 · Advisor changed firm · fact
- Hugh Brian Smith (Chief Compliance Officer) no longer on Schedule A of Greerwalker Wealth Llc (listed 2022-03-28, absent 2022-07-13)Jul 13, 2022 · Control person left · inference
- Eric James Hutchby (Member) appeared on Schedule A of Greerwalker Wealth LlcOct 30, 2020 · Control person joined · fact
- Madison Peter Walton (Member) appeared on Schedule A of Greerwalker Wealth LlcOct 30, 2020 · Control person joined · fact
- Hugh Brian Smith (Chief Compliance Officer) appeared on Schedule A of Greerwalker Wealth LlcOct 30, 2020 · Control person joined · fact
- Sloan Carper (Chief Compliance Officer) no longer on Schedule A of Greerwalker Wealth Llc (listed 2020-06-25, absent 2020-10-30)Oct 30, 2020 · Control person left · inference
- Sloan Carper (Chief Compliance Officer) appeared on Schedule A of Greerwalker Wealth LlcMar 27, 2020 · Control person joined · fact
- Lee Donna Rasile (Chief Compliance Officer) no longer on Schedule A of Greerwalker Wealth Llc (listed 2019-11-13, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Lee Donna Rasile (Chief Compliance Officer) appeared on Schedule A of Greerwalker Wealth LlcOct 11, 2019 · Control person joined · fact
- Norman James Reichard (Managing Member, Chief Compliance Officer) no longer on Schedule A of Greerwalker Wealth Llc (listed 2019-03-04, absent 2019-10-11)Oct 11, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026