DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••• P•••• F•••••••• A•••••••
Legal name F•• F• L•••••
Latest filing Jan 5, 2026
First filing on the tape Jan 4, 2024 · 10 filings
SEC status approved since Feb 5, 2024
RAUM
$181M
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
62%
$113M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$90.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$181M as of Jan 5, 2026
Jan 8, 2025$144M then
HNW client RAUM$90.1M as of Jan 5, 2026
Jan 8, 2025$70.9M then
State-registered IARs (5.B.3)1 as of Jan 5, 2026
Jan 8, 20251 then
Employees (5.A)1 as of Jan 5, 2026
Jan 8, 20251 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jan 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $90.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $468,434derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.1M50%
- Pension and profit-sharing plans$67.4M37%
- Individuals$22.9M13%
- Corporations and businesses$915,0520.5%
- Individual clients
- 66reported
- HNW clients
- 48reported
- Pension plan clients
- 17reported
- Charitable clients
- 0reported
- Accounts
- 387reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.62 fund_share=0.0 institutional_share=0.37 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••••• H•••• O•••Certified Financial Planner | Charlotte, Nc | Feb 2, 2021 | 31 y | 4 |
| H••••• B••• | Charlotte, Nc | Jun 15, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G••••••• H•••• O••• from G••••••••• W••••• L••Feb 2, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O•••• G•••••••• H•••• · Managing Member & Chief Compliance Officercontrolsince 09/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 341 to 387Jul 30, 2025 to Jan 5, 2026
- HNW clients · 43 to 48Jul 30, 2025 to Jan 5, 2026
- Individual clients · 60 to 66Jul 30, 2025 to Jan 5, 2026
- Discretionary RAUM · $87.0M to $114MJul 30, 2025 to Jan 5, 2026
- HNW RAUM · $70.9M to $90.1MJul 30, 2025 to Jan 5, 2026
- Individual RAUM · $15.2M to $22.9MJul 30, 2025 to Jan 5, 2026
- Non-discretionary RAUM · $56.7M to $67.4MJul 30, 2025 to Jan 5, 2026
- Pension RAUM · $56.7M to $67.4MJul 30, 2025 to Jan 5, 2026
- RAUM · $144M to $181MJul 30, 2025 to Jan 5, 2026
- Financial planning clients · 0 to 0Jan 8, 2025 to Jul 30, 2025
- Accounts · 340 to 341Oct 30, 2024 to Jan 8, 2025
- BD registered reps · 1 to 0Oct 30, 2024 to Jan 8, 2025
- HNW clients · 36 to 43Oct 30, 2024 to Jan 8, 2025
- Individual clients · 66 to 60Oct 30, 2024 to Jan 8, 2025
- Discretionary RAUM · $85.6M to $87.0MOct 30, 2024 to Jan 8, 2025
- HNW RAUM · $65.1M to $70.9MOct 30, 2024 to Jan 8, 2025
- Individual RAUM · $19.6M to $15.2MOct 30, 2024 to Jan 8, 2025
- Non-discretionary RAUM · $57.4M to $56.7MOct 30, 2024 to Jan 8, 2025
- Pension RAUM · $57.4M to $56.7MOct 30, 2024 to Jan 8, 2025
- RAUM · $143M to $144MOct 30, 2024 to Jan 8, 2025
- Accounts · 313 to 340Oct 21, 2024 to Oct 30, 2024
- Advisory activities · 2 to 3Oct 21, 2024 to Oct 30, 2024
- HNW clients · 30 to 36Oct 21, 2024 to Oct 30, 2024
- Individual clients · 80 to 66Oct 21, 2024 to Oct 30, 2024
- Pension plan clients · 0 to 17Oct 21, 2024 to Oct 30, 2024
- Assets in custody · 28776300.0 to unsetOct 21, 2024 to Oct 30, 2024
- Custody of client assets · true to falseOct 21, 2024 to Oct 30, 2024
- Discretionary RAUM · $75.2M to $85.6MOct 21, 2024 to Oct 30, 2024
- HNW RAUM · $49.1M to $65.1MOct 21, 2024 to Oct 30, 2024
- Individual RAUM · $25.3M to $19.6MOct 21, 2024 to Oct 30, 2024
- Non-discretionary RAUM · $48.3M to $57.4MOct 21, 2024 to Oct 30, 2024
- Pension RAUM · $0 to $57.4MOct 21, 2024 to Oct 30, 2024
- RAUM · $123M to $143MOct 21, 2024 to Oct 30, 2024
- Related broker-dealer · true to falseJan 4, 2024 to Feb 8, 2024
- Financial planning clients · unset to 0Jan 4, 2024 to Jan 4, 2024
Signals
1 dated events
- F•••• P•••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)Jan 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- frontporchfa.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 704-803-5585reportedpublic record, Form ADV, Jan 5, 2026
- Team page
- frontporchfa.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026