DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Diversified Financial Advisors, LLC
Latest filing Aug 18, 2026
First filing on the tape Dec 23, 2011 · 25 filings
SEC status approved since Sep 11, 2009
RAUM
$586M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
34%
$199M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$586M as of Aug 18, 2026
Mar 29, 2012$125M then
HNW client RAUM$74.9M as of Aug 18, 2026
Mar 30, 2018$20.1M then
State-registered IARs (5.B.3)3 as of Aug 18, 2026
Mar 29, 20120 then
Employees (5.A)3 as of Aug 18, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 128derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $692,541derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 66%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$386M66%
- Individuals$125M21%
- High-net-worth individuals$74.9M13%
- Individual clients
- 475reported
- HNW clients
- 35reported
- Pension plan clients
- 131reported
- Charitable clients
- n/areported
- Accounts
- 846reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.34 fund_share=0.0 institutional_share=0.66 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Paul TrybulaCertified Financial Planner | Town And Country, Mo | Aug 23, 1997 | 33 y | 0 |
| Jeremy Trybula | Town And Country, Mo | Jan 22, 2014 | 29 y | 0 |
| James Villanueva | Whittier, Ca | Apr 20, 2017 | 15 y | 0 |
| Brenden Scott Heiland | Town And Country, Mo | Dec 21, 2021 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jeremy Trybula · Member/Ownercontrolsince 04/2024 · owns 50% to 75%
- Paul Joseph Trybula · Member/Owner/Chief Compliance Officercontrolsince 04/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Town And Country, Mo · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Aug 18, 2026institutional share of RAUM of 66% against a peer median of 2% (1483 comparable advisers, 99.0th percentile, 21.7 robust deviations)peers: independent wealth managers, $500M to $1B (1,483) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 860 to 846Nov 14, 2025 to Mar 27, 2026
- HNW clients · 27 to 35Nov 14, 2025 to Mar 27, 2026
- Individual clients · 464 to 475Nov 14, 2025 to Mar 27, 2026
- Discretionary RAUM · $501M to $578MNov 14, 2025 to Mar 27, 2026
- HNW RAUM · $69.6M to $74.9MNov 14, 2025 to Mar 27, 2026
- Individual RAUM · $102M to $125MNov 14, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $10.7M to $7.6MNov 14, 2025 to Mar 27, 2026
- Pension RAUM · $340M to $386MNov 14, 2025 to Mar 27, 2026
- RAUM · $512M to $586MNov 14, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jul 10, 2025 to Nov 14, 2025
- Accounts · 865 to 860Apr 25, 2024 to Mar 28, 2025
- Advisory employees · 5 to 3Apr 25, 2024 to Mar 28, 2025
- BD registered reps · 5 to 3Apr 25, 2024 to Mar 28, 2025
- HNW clients · 30 to 27Apr 25, 2024 to Mar 28, 2025
- Individual clients · 441 to 464Apr 25, 2024 to Mar 28, 2025
- Pension plan clients · 132 to 131Apr 25, 2024 to Mar 28, 2025
- Employees · 5 to 3Apr 25, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 3Apr 25, 2024 to Mar 28, 2025
- Other offices · 1 to 0Apr 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $445M to $501MApr 25, 2024 to Mar 28, 2025
- HNW RAUM · $52.7M to $69.6MApr 25, 2024 to Mar 28, 2025
- Individual RAUM · $88.8M to $102MApr 25, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $6.1M to $10.7MApr 25, 2024 to Mar 28, 2025
- Pension RAUM · $310M to $340MApr 25, 2024 to Mar 28, 2025
- RAUM · $451M to $512MApr 25, 2024 to Mar 28, 2025
- Accounts · 881 to 865Nov 20, 2023 to Mar 30, 2024
- HNW clients · 12 to 30Nov 20, 2023 to Mar 30, 2024
- Individual clients · 858 to 441Nov 20, 2023 to Mar 30, 2024
- Pension plan clients · 121 to 132Nov 20, 2023 to Mar 30, 2024
- Discretionary RAUM · $360M to $445MNov 20, 2023 to Mar 30, 2024
- HNW RAUM · $17.2M to $52.7MNov 20, 2023 to Mar 30, 2024
- Individual RAUM · $107M to $88.8MNov 20, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $21.9M to $6.1MNov 20, 2023 to Mar 30, 2024
- Pension RAUM · $257M to $310MNov 20, 2023 to Mar 30, 2024
- RAUM · $381M to $451MNov 20, 2023 to Mar 30, 2024
- Accounts · 794 to 881Mar 31, 2022 to Mar 31, 2023
- HNW clients · 48 to 12Mar 31, 2022 to Mar 31, 2023
- Individual clients · 401 to 858Mar 31, 2022 to Mar 31, 2023
- Pension plan clients · 125 to 121Mar 31, 2022 to Mar 31, 2023
- Employees · 6 to 5Mar 31, 2022 to Mar 31, 2023
Signals
3 dated events
- Joseph John Moynihan (President, Owner) no longer on Schedule A of Diversified Financial Advisors, Llc (listed 2024-03-30, absent 2024-04-25)Apr 25, 2024 · Control person left · inference
- Jeremy Trybula (Member/Owner) appeared on Schedule A of Diversified Financial Advisors, LlcApr 25, 2024 · Control person joined · fact
- Paul Joseph Trybula (Member/Owner/Chief Compliance Officer) appeared on Schedule A of Diversified Financial Advisors, LlcApr 25, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@printers401k.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-786-9000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-307-0376reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-205-4929reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- PRINTERS401K.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-307-0376reportedpublic record, Form ADV, Aug 18, 2026
- Contact form
- printers401k.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- printers401k.com/leadershipreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026