DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• A••••••• A••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Feb 1, 2012 · 26 filings
SEC status approved since Apr 20, 2006
RAUM
$269M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
81%
$219M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$67.2M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$269M as of Mar 19, 2026
Feb 1, 2012$107M then
HNW client RAUM$167M as of Mar 19, 2026
Mar 27, 2018$82.6M then
State-registered IARs (5.B.3)4 as of Mar 19, 2026
Feb 4, 20130 then
Employees (5.A)4 as of Mar 19, 2026
Feb 4, 20132 then
Private funds: no history
RAUM +14% over the last fiscal year+20% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$167M62%
- Individuals$51.3M19%
- Pension and profit-sharing plans$50.0M19%
- Individual clients
- 180reported
- HNW clients
- 65reported
- Pension plan clients
- 18reported
- Charitable clients
- n/areported
- Accounts
- 263reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.81 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• H••••• T••••Certified Financial Planner | Honolulu, Hi | Jun 18, 2024 | 10 y | 3 |
| O••• L••• | Honolulu, Hi | Nov 16, 2024 | 11 y | 0 |
| T••••• T••••••• T•••••••• | Honolulu, Hi | Nov 4, 2025 | 20 y | 0 |
| C•••••••• J••• B••••Certified Financial Planner | Honolulu, Hi | Dec 18, 2025 | 26 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••• J••• W•• to B••• W••••• S••••••••• L••Nov 28, 2022 · RIA to RIA
- S••••• J•••• B•••• to D•••• F• B••••• C••Jul 2, 2007 · Other
Joined, latest
- C•••••••• J••• B•••• from F•• S••••••••• C•••••••••Dec 18, 2025 · Other
- S•••• H••••• T•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- S••••• J•••• B•••• from F•• S••••••••• C•••••••••Feb 8, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• C••••••••• J••• · Manager, Investment Adviser Representative And Chief Compliance Officercontrolsince 06/2007 · owns 50% to 75%
- T••••••••• T•••••• T••••••• · Investment Adviser Representative And Managercontrolsince 06/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Honolulu, Hi · principal | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 19, 2026accounts (Item 5.F.2.f) moved from 689.0 to 263.0 (-62.0%) between the annual amendments of 2025-03-31 and 2026-03-19; the peer median change was +5.0% (3687 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 2.0% percentile
What changed
consecutive filings, newest first
- Accounts · 689 to 263Mar 31, 2025 to Mar 19, 2026
- HNW clients · 57 to 65Mar 31, 2025 to Mar 19, 2026
- Individual clients · 171 to 180Mar 31, 2025 to Mar 19, 2026
- Pension plan clients · 17 to 18Mar 31, 2025 to Mar 19, 2026
- Financial planning clients · 0 to 1-10Mar 31, 2025 to Mar 19, 2026
- Discretionary RAUM · $188M to $216MMar 31, 2025 to Mar 19, 2026
- HNW RAUM · $140M to $167MMar 31, 2025 to Mar 19, 2026
- Individual RAUM · $41.1M to $51.3MMar 31, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $48.6M to $52.7MMar 31, 2025 to Mar 19, 2026
- Pension RAUM · $55.6M to $50.0MMar 31, 2025 to Mar 19, 2026
- RAUM · $236M to $269MMar 31, 2025 to Mar 19, 2026
- Accounts · 642 to 689Oct 11, 2024 to Mar 31, 2025
- Advisory employees · 2 to 4Oct 11, 2024 to Mar 31, 2025
- HNW clients · 24 to 57Oct 11, 2024 to Mar 31, 2025
- Individual clients · 194 to 171Oct 11, 2024 to Mar 31, 2025
- Pension plan clients · 21 to 17Oct 11, 2024 to Mar 31, 2025
- Employees · 2 to 4Oct 11, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Oct 11, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 4Oct 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $155M to $188MOct 11, 2024 to Mar 31, 2025
- HNW RAUM · $81.8M to $140MOct 11, 2024 to Mar 31, 2025
- Individual RAUM · $63.2M to $41.1MOct 11, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $43.2M to $48.6MOct 11, 2024 to Mar 31, 2025
- Pension RAUM · $53.5M to $55.6MOct 11, 2024 to Mar 31, 2025
- RAUM · $198M to $236MOct 11, 2024 to Mar 31, 2025
- Accounts · 230 to 642Mar 28, 2023 to Mar 15, 2024
- HNW clients · 27 to 24Mar 28, 2023 to Mar 15, 2024
- Individual clients · 181 to 194Mar 28, 2023 to Mar 15, 2024
- Pension plan clients · 22 to 21Mar 28, 2023 to Mar 15, 2024
- Discretionary RAUM · $113M to $155MMar 28, 2023 to Mar 15, 2024
- HNW RAUM · $63.1M to $81.8MMar 28, 2023 to Mar 15, 2024
- Individual RAUM · $64.7M to $63.2MMar 28, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $42.9M to $43.2MMar 28, 2023 to Mar 15, 2024
- Pension RAUM · $28.4M to $53.5MMar 28, 2023 to Mar 15, 2024
- RAUM · $156M to $198MMar 28, 2023 to Mar 15, 2024
- Accounts · 224 to 230Jun 22, 2022 to Mar 28, 2023
- Advisory employees · 4 to 2Jun 22, 2022 to Mar 28, 2023
- HNW clients · 49 to 27Jun 22, 2022 to Mar 28, 2023
- Individual clients · 149 to 181Jun 22, 2022 to Mar 28, 2023
- Pension plan clients · 26 to 22Jun 22, 2022 to Mar 28, 2023
Signals
2 dated events
- K•••• J••• W•• left A•••••• A••••••• A••••••••• L•• for B••• W••••• S••••••••• L•• (registered 2023-05-31)Nov 28, 2022 · Advisor changed firm · fact
- George Leslie Andrews (Principal) no longer on Schedule A of A•••••• A••••••• A••••••••• L•• (listed 2022-03-25, absent 2022-06-22)Jun 22, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 808-521-4015reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/A••••••-ADVISORY-ASSOCIATESreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A••••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 808-521-4015reportedpublic record, Form ADV, Mar 19, 2026
- Team page
- andrewsllc.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026