RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• B•••••
- L•• A•••••• C•••••• M••••••••• L•• asset manager currentsince Apr 23, 2025 · Los A••••••, Ca
- R•••••• I••••••••• institutionalJul 22, 2022 to Dec 12, 2024 · Seattle, Wa
- D••••••••• F••• A••••••• L• asset managerOct 5, 2020 to Jun 23, 2022 · Austin, Tx
- R•••••• I••••••••• to L•• A•••••• C•••••• M••••••••• L••left Dec 12, 2024, registered Apr 23, 2025 (132 days) · Other
- D••••••••• F••• A••••••• L• to R•••••• I•••••••••left Jun 23, 2022, registered Jul 22, 2022 (29 days) · Other
- T••••• B••••• left R•••••• I••••••••• for L•• A•••••• C•••••• M••••••••• L•• (registered 2025-04-23)Dec 12, 2024 · Advisor changed firm · fact
- T••••• B••••• left D••••••••• F••• A••••••• L• for R•••••• I••••••••• (registered 2022-07-22)Jun 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address