DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• E••• I••••••••• M••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 17, 2014 · 14 filings
SEC status approved since Apr 7, 2014
RAUM
$505M
reported, Item 5.F
Discretionary
36%
of RAUM
Private clients
34%
$172M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$253M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$505M as of Mar 30, 2026
Mar 19, 2015$63.8M then
HNW client RAUM$166M as of Mar 30, 2026
Mar 28, 2018$52.1M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 19, 20152 then
Employees (5.A)4 as of Mar 30, 2026
Mar 19, 20153 then
Private funds: no history
RAUM +11% over the last fiscal year+5.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $253MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 36%derivedof RAUM
- Institutional
- 66%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$325M64%
- High-net-worth individuals$166M33%
- Pension and profit-sharing plans$8.5M1.7%
- Individuals$5.4M1.1%
- Corporations and businesses$117,7040.0%
- Individual clients
- 62reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 215reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.34 fund_share=0.0 institutional_share=0.66 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••• K•••••• C••••••••• | Wayzata, Mn | Jan 21, 2014 | 24 y | 0 |
| B•••• G••••• C••••••••• | Wayzata, Mn | Jan 21, 2014 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• J•••••• M•••• to O•••• W••••• M••••••••• L••Mar 27, 2023 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• B•••• K• · Chief Executive Officer, Treasurercontrolsince 01/2002 · owns 50% to 75%
- C••••••••• B••••• G••••• · President, Chief Financial Officer, Chief Compliance Officercontrolsince 01/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wayzata, Mn · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 66% against a peer median of 2% (1482 comparable advisers, 99.0th percentile, 21.7 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 196 to 215Mar 22, 2025 to Mar 30, 2026
- HNW clients · 28 to 29Mar 22, 2025 to Mar 30, 2026
- Individual clients · 55 to 62Mar 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $162M to $183MMar 22, 2025 to Mar 30, 2026
- HNW RAUM · $150M to $166MMar 22, 2025 to Mar 30, 2026
- Individual RAUM · $4.6M to $5.4MMar 22, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $293M to $322MMar 22, 2025 to Mar 30, 2026
- Pension RAUM · $7.6M to $8.5MMar 22, 2025 to Mar 30, 2026
- RAUM · $455M to $505MMar 22, 2025 to Mar 30, 2026
- Accounts · 192 to 196Mar 26, 2024 to Mar 22, 2025
- HNW clients · 27 to 28Mar 26, 2024 to Mar 22, 2025
- Individual clients · 57 to 55Mar 26, 2024 to Mar 22, 2025
- Financial planning clients · 11-25 to 11-25Mar 26, 2024 to Mar 22, 2025
- Discretionary RAUM · $140M to $162MMar 26, 2024 to Mar 22, 2025
- HNW RAUM · $123M to $150MMar 26, 2024 to Mar 22, 2025
- Individual RAUM · $4.0M to $4.6MMar 26, 2024 to Mar 22, 2025
- Non-discretionary RAUM · $268M to $293MMar 26, 2024 to Mar 22, 2025
- Pension RAUM · $5.8M to $7.6MMar 26, 2024 to Mar 22, 2025
- RAUM · $409M to $455MMar 26, 2024 to Mar 22, 2025
- Accounts · 189 to 192Mar 30, 2023 to Mar 26, 2024
- Charity clients · 8 to 6Mar 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $183M to $140MMar 30, 2023 to Mar 26, 2024
- HNW RAUM · $117M to $123MMar 30, 2023 to Mar 26, 2024
- Individual RAUM · $3.9M to $4.0MMar 30, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $245M to $268MMar 30, 2023 to Mar 26, 2024
- RAUM · $428M to $409MMar 30, 2023 to Mar 26, 2024
- Accounts · 183 to 189Mar 30, 2022 to Mar 30, 2023
- Charity clients · 7 to 8Mar 30, 2022 to Mar 30, 2023
- HNW clients · 26 to 27Mar 30, 2022 to Mar 30, 2023
- Individual clients · 54 to 57Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $204M to $183MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $122M to $117MMar 30, 2022 to Mar 30, 2023
- Individual RAUM · $4.1M to $3.9MMar 30, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $217M to $245MMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $7.2M to $5.8MMar 30, 2022 to Mar 30, 2023
- RAUM · $422M to $428MMar 30, 2022 to Mar 30, 2023
- Accounts · 159 to 183Mar 31, 2021 to Mar 30, 2022
- Charity clients · unset to 7.0Mar 31, 2021 to Mar 30, 2022
- HNW clients · 23 to 26Mar 31, 2021 to Mar 30, 2022
- Individual clients · 50 to 54Mar 31, 2021 to Mar 30, 2022
Signals
3 dated events
- T•••• J•••••• M•••• left P••••••••• E••• I••••••••• M••••••••• I••• for O•••• W••••• M••••••••• L•• (registered 2022-03-21)Mar 27, 2023 · Advisor changed firm · fact
- P••••••••• E••• I••••••••• M••••••••• I••• reported RAUM $289.1M, up 193% from $98.6M (2019-03-20 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- P••••••••• E••• I••••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Mar 17, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 952-856-7265reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- WEALTH-ATLAS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 952-476-2770reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $253Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026