DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• I••••••••• S•••••••• L••
Latest filing Jul 6, 2026
First filing on the tape Jan 23, 2012 · 34 filings
SEC status approved since Oct 25, 2011
RAUM
$8.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
63%
$5.1B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$2.7B
derived; firm RAUM over IAPD count
Employees
70
20 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
11
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$8.2B as of Jul 6, 2026
Mar 30, 2012$4.6B then
HNW client RAUM$3.1B as of Jul 6, 2026
Mar 29, 2018$2.0B then
State-registered IARs (5.B.3)2 as of Jul 6, 2026
Mar 30, 20120 then
Employees (5.A)70 as of Jul 6, 2026
Apr 1, 201323 then
Private funds11 as of Jul 6, 2026
Mar 30, 20125 then
RAUM +18% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $2.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 559derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $3.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 7.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 23.3derivedItem 5.A over advisors
- Advisors per office
- 0.4derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $3.0B, 981 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.1B40%
- Corporations and businesses$2.0B25%
- Individuals$2.0B25%
- Charitable organizations$433M5.5%
- Pooled investment vehicles$211M2.7%
- Pension and profit-sharing plans$133M1.7%
- Individual clients
- 1,172reported
- HNW clients
- 506reported
- Pension plan clients
- 5reported
- Charitable clients
- 72reported
- Accounts
- 2,247reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.1B managedreported
- Custody of client assets
- $3.0B for 981 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.63 fund_share=0.03 institutional_share=0.07 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• D•••• P••••• H•••• | Charlottesville, Va | Apr 30, 2014 | 31 y | 3 |
| B••••••• B••••••• | Charlottesville, Va | Jun 23, 2014 | 30 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••••• B••••••• from S••••••••• A•••• M••••••••• G•••• L••Jun 23, 2014 · Other
- G••••• D•••• P••••• H•••• from S••••••••• A•••• M••••••••• G•••• L••Apr 30, 2014 · Other
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• S••••• E••••• F•••• L••• | Other Private Fund | $154M | 53 | Mar 30, 2016 |
| C•••••• D••••••• S•••••• L•••no longer reported | Other Private Fund | $42.8M | 15 | Jan 23, 2012 |
| C•••••• M•• C•• C••• E•••••••• L•••no longer reported | Other Private Fund | $22.0M | 4 | Apr 1, 2013 |
| C•••••• C••• E•••••••• L•••no longer reported | Other Private Fund | $21.7M | 6 | Jan 23, 2012 |
| C•••••• S•••••••• E•••••••• L•••no longer reported | Other Private Fund | $19.7M | 10 | Jan 23, 2012 |
| C•••••• G••••• C••••• O••••••••• M••••• F•••• L•••no longer reported | Other Private Fund | $18.8M | 11 | Jan 23, 2012 |
| C•••••• G••••• C••••• O••••••••• L•••no longer reported | Other Private Fund | $15.3M | 7 | Mar 31, 2015 |
| C•••••• • W•••• R••• H••••• A••••• F•••• L••• | Private Equity Fund | $14.9M | 65 | Mar 31, 2021 |
| C•••••• T•••• R•••• P••• A••••••• R••••• F•••• L••• | $13.8M | 25 | Jul 6, 2026 | |
| C•••••• P•••••• E••••• F•••• L••• | Private Equity Fund | $12.6M | 0 | Mar 28, 2024 |
| C•• G••••••••• V• A••••• F•••• L••• | Private Equity Fund | $8.6M | 25 | Feb 23, 2023 |
| C•• G••••••••• V• A••••• F•••• L••• | Private Equity Fund | $6.9M | 11 | Mar 31, 2021 |
| C•• F•••••••• 2••• A••••• F•••• L••• | Private Equity Fund | $5.4M | 23 | Feb 23, 2022 |
| C•• S•••••• I• A••••• F•••• L••• | Private Equity Fund | $3.9M | 20 | Feb 23, 2023 |
| C•••••• T•••• R•••• P••• G••••• F•••• L••• | $3.6M | 11 | Jul 6, 2026 | |
| C•• G••••••••• A••••• F•••• L••• | Private Equity Fund | $3.4M | 11 | Jun 14, 2019 |
| C•• A••••• F••• L••• | Hedge Fund | $1.8M | 20 | Feb 24, 2014 |
| C•••••• G••••• B•••••••• L•••no longer reported | Other Private Fund | $0 | 0 | Jan 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• P•••••• L••••••• · President & Chief Executive Officercontrolsince 07/2019 · owns less than 5%
- C••••••• R••••••• L••••••• · Chairman, Chief Investment Officer - E•••••••, Directorcontrolsince 01/2012 · owns less than 5%
- D•••••• D••••• S• · Directorcontrolsince 10/2024 · owns less than 5%
- F•••••• J•••••••• L•••• · Co-Chief Investment Officer - E••••••• And Portfolio Managercontrolsince 02/2016 · owns less than 5%
- G•••• P•••••• J••••••• · Directorcontrolsince 07/2014 · owns less than 5%
- H•••••• J•••• A•••• · Directorcontrolsince 12/2021 · owns less than 5%
- H••••• T••••••• W••••• · Executive Vice President, Chiefcontrolsince 01/2012 · owns less than 5%
- K••• P••••• S•••• · Managing Director, General Counsel, Chief Compliance Officer & Chief Operating Officer And Portfolio Manager Advisorycontrolsince 02/2016 · owns less than 5%
- L••• J•••••••• M••••••• · President & Chief Executive Officercontrolsince 10/2025 · owns less than 5%
- L•••••• G•••••••• D• P••• · Directorcontrolsince 03/2011 · owns less than 5%
- W••••••••• J•••••••• M••••• · Directorcontrolsince 07/2014 · owns less than 5%
- W•••••••• R•••• M•••••• · Managing Director - Chief Financial Officercontrolsince 08/2023 · owns less than 5%
- W•••••••• E••••••••• K••• · Directorcontrolsince 01/2022 · owns less than 5%
- C••••••• R••••••• L••••••• · Shareholdercontrolsince 05/2005 · owns 25% to 50% of C•••••• T••••• I•••
- H••••• G•••••• D•••• P••••• · Managing Director, Head Of Wealth Advisorysince 10/2013 · owns less than 5%
Entity owners
- C•••••• T••••• I••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- C•••••• I••••••••• C•••••• L••••••investment advisern
- C•••••• I••••••••• C••••••• I•••investment adviserbankpooled vehicle sponsoryRAUM $1.3B
- C•••••• T•••• C••••••• N••••••• A•••••••••n
Advisers that list C•••••• I••••••••• S•••••••• L•• as a related person
- 120107 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlottesville, Va | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY20 employees
- Charlotte, NC3 employees
- Naples, FL1 employees
- P••• Beach, FL1 employees
- Charlottesville, VA
- Wilmington, DE
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 6, 2026L••• J•••••••• M••••••• (PRESIDENT & CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-06peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 6, 2026D•••••• D••••• S• (DIRECTOR) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-06peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 6, 2026C••••••• R••••••• L••••••• (SHAREHOLDER) left Schedule A between the filings of 2024-03-28 and 2026-07-06peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 6, 2026A•••••••• P•••••• L••••••• (PRESIDENT & CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-07-06peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 6, 2026F•••••• J•••••••• L•••• (CO-CHIEF INVESTMENT OFFICER - E••••••• AND PORTFOLIO MANAGER) left Schedule A between the filings of 2024-03-28 and 2026-07-06peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 6, 2026W••••••••• J•••••••• M••••• (DIRECTOR) left Schedule A between the filings of 2024-03-28 and 2026-07-06peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 6, 2026W•••••••• R•••• M•••••• (MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-07-06peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 2,132 to 2,247Jul 14, 2025 to Mar 30, 2026
- Charity clients · 74 to 72Jul 14, 2025 to Mar 30, 2026
- Corporate clients · 151 to 139Jul 14, 2025 to Mar 30, 2026
- HNW clients · 463 to 506Jul 14, 2025 to Mar 30, 2026
- Individual clients · 1,085 to 1,172Jul 14, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 11Jul 14, 2025 to Mar 30, 2026
- Assets in custody · $2.5B to $3.0BJul 14, 2025 to Mar 30, 2026
- Employees · 64 to 70Jul 14, 2025 to Mar 30, 2026
- Private funds · 9 to 11Jul 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $6.7B to $7.9BJul 14, 2025 to Mar 30, 2026
- HNW RAUM · $2.4B to $3.1BJul 14, 2025 to Mar 30, 2026
- Individual RAUM · $1.4B to $2.0BJul 14, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $163M to $283MJul 14, 2025 to Mar 30, 2026
- Pension RAUM · $127M to $133MJul 14, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $184M to $211MJul 14, 2025 to Mar 30, 2026
- RAUM · $6.9B to $8.2BJul 14, 2025 to Mar 30, 2026
- Wrap assets (manager) · $1.3B to $1.1BJul 14, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 14, 2025
- Accounts · 1,952 to 2,132Mar 28, 2024 to Mar 28, 2025
- Charity clients · 71 to 74Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 137 to 151Mar 28, 2024 to Mar 28, 2025
- HNW clients · 439 to 463Mar 28, 2024 to Mar 28, 2025
- Individual clients · 988 to 1,085Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · unset to 5.0Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 7Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $1.9B to $2.5BMar 28, 2024 to Mar 28, 2025
- Employees · 61 to 64Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.7B to $6.7BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $2.1B to $2.4BMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $1.3B to $1.4BMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $144M to $163MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $108M to $127MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $159M to $184MMar 28, 2024 to Mar 28, 2025
- RAUM · $5.9B to $6.9BMar 28, 2024 to Mar 28, 2025
- Wrap assets (manager) · $1.1B to $1.3BMar 28, 2024 to Mar 28, 2025
- Accounts · 1,817 to 1,952Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 24 to 20Mar 31, 2023 to Mar 28, 2024
- Charity clients · 67 to 71Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 99 to 137Mar 31, 2023 to Mar 28, 2024
- HNW clients · 426 to 439Mar 31, 2023 to Mar 28, 2024
Signals
7 dated events
- Michael Ross Weissman (Managing Director - Chief Financial Officer) appeared on Schedule A of C•••••• I••••••••• S•••••••• L••Mar 28, 2024 · Control person joined · fact
- Keef Jenifer Parker (Managing Director, Chief Financial Officer) no longer on Schedule A of C•••••• I••••••••• S•••••••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Kirk Elizabeth Weymouth (Director) appeared on Schedule A of C•••••• I••••••••• S•••••••• L••Mar 30, 2022 · Control person joined · fact
- Allen John Hilton (Director) appeared on Schedule A of C•••••• I••••••••• S•••••••• L••Mar 30, 2022 · Control person joined · fact
- Penniman William Boardman (Director) no longer on Schedule A of C•••••• I••••••••• S•••••••• L•• (listed 2022-02-23, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Keef Jenifer Parker (Managing Director, Chief Financial Officer) appeared on Schedule A of C•••••• I••••••••• S•••••••• L••Mar 30, 2020 · Control person joined · fact
- Lindsley Pepper Anderson (President & Chief Executive Officer) appeared on Schedule A of C•••••• I••••••••• S•••••••• L••Mar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- C•••••• I••••••••• S•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••• I••••••••• S•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 239-488-1051reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 302-466-3501reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-843-6882reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/C••••••-TRUST-COMPANYreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C••••••TRUSTCOMPANY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-352-4000reportedpublic record, Form ADV, Jul 6, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026