DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• W••••• A•••••••
Legal name P••••• F••• M••••••••• I•••
Latest filing Mar 20, 2026
First filing on the tape Mar 15, 2012 · 44 filings
SEC status approved since Apr 29, 2015
RAUM
$977M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
30%
$292M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$977M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$977M as of Mar 20, 2026
May 8, 2012$44.2M then
HNW client RAUM$270M as of Mar 20, 2026
Feb 1, 2018$61.8M then
State-registered IARs (5.B.3)1 as of Mar 20, 2026
May 8, 20120 then
Employees (5.A)1 as of Mar 20, 2026
Mar 21, 20163 then
Private funds2 as of Mar 20, 2026
May 8, 20123 then
RAUM +46% over the last fiscal year+31% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $977MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 129derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $3.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.5%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Custody
- $639M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$641M66%
- High-net-worth individuals$270M28%
- Pension and profit-sharing plans$43.9M4.5%
- Individuals$21.6M2.2%
- Charitable organizations$373,6880.0%
- Individual clients
- 45reported
- HNW clients
- 84reported
- Pension plan clients
- 10reported
- Charitable clients
- 1reported
- Accounts
- 273reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $639M for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.3 fund_share=0.66 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A•••• P••••• | Dallas, Tx | Sep 28, 2012 | 33 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• A•••• P••••• from P••••• M••••• L••Sep 28, 2012 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••• F••• F•••• L• | Hedge Fund | $543M | 84 | Mar 15, 2012 |
| A••••••• F•••• L••• | Hedge Fund | $95.8M | 21 | Apr 7, 2020 |
| P••••• M••••••••• F•••• L•no longer reported | Hedge Fund | $16.4M | 10 | Mar 15, 2012 |
| P••••• E••• P••• F•••• L•no longer reported | Hedge Fund | $2.9M | 9 | Mar 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• M•••• A•••• · President, Cco, Treasurer Andcontrolsince 04/2002 · owns 75% or more
Related persons
Schedule D 7.A
- P••••• F••• P••••••• 3• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 20, 2026RAUM (Item 5.F) moved from $671,106,167 to $977,201,577 (+46.0%) between the annual amendments of 2025-03-14 and 2026-03-20; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 93% percentile
- business activity changedChange between filings · filing Mar 20, 2026pension consulting (Item 5.G.6): no on the filing of 2025-12-11, yes on the filing of 2026-03-20peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 262 to 273Dec 11, 2025 to Mar 20, 2026
- Advisory activities · 4 to 5Dec 11, 2025 to Mar 20, 2026
- HNW clients · 88 to 84Dec 11, 2025 to Mar 20, 2026
- Individual clients · 43 to 45Dec 11, 2025 to Mar 20, 2026
- Pension plan clients · 2 to 10Dec 11, 2025 to Mar 20, 2026
- Assets in custody · $69.3M to $639MDec 11, 2025 to Mar 20, 2026
- Discretionary RAUM · $671M to $977MDec 11, 2025 to Mar 20, 2026
- HNW RAUM · $201M to $270MDec 11, 2025 to Mar 20, 2026
- Individual RAUM · $16.1M to $21.6MDec 11, 2025 to Mar 20, 2026
- Pension RAUM · $35.6M to $43.9MDec 11, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $417M to $641MDec 11, 2025 to Mar 20, 2026
- RAUM · $671M to $977MDec 11, 2025 to Mar 20, 2026
- HQ city · DALLAS to Aug 8, 2025 to Dec 11, 2025
- HQ state · TX to Aug 8, 2025 to Dec 11, 2025
- Advisory activities · 5 to 4Mar 14, 2025 to Aug 8, 2025
- Accounts · 284 to 262Mar 13, 2024 to Mar 14, 2025
- HNW clients · 92 to 88Mar 13, 2024 to Mar 14, 2025
- Individual clients · 48 to 43Mar 13, 2024 to Mar 14, 2025
- Assets in custody · $42.2M to $69.3MMar 13, 2024 to Mar 14, 2025
- Employees · 2 to 1Mar 13, 2024 to Mar 14, 2025
- Financial planning clients · 26-50 to 26-50Mar 13, 2024 to Mar 14, 2025
- Discretionary RAUM · $594M to $671MMar 13, 2024 to Mar 14, 2025
- HNW RAUM · $214M to $201MMar 13, 2024 to Mar 14, 2025
- Individual RAUM · $16.0M to $16.1MMar 13, 2024 to Mar 14, 2025
- Pension RAUM · $33.4M to $35.6MMar 13, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $330M to $417MMar 13, 2024 to Mar 14, 2025
- RAUM · $594M to $671MMar 13, 2024 to Mar 14, 2025
- Accounts · 270 to 284Apr 10, 2023 to Mar 13, 2024
- Corporate clients · 1 to 0Apr 10, 2023 to Mar 13, 2024
- HNW clients · 93 to 92Apr 10, 2023 to Mar 13, 2024
- Individual clients · 46 to 48Apr 10, 2023 to Mar 13, 2024
- Assets in custody · $43.7M to $42.2MApr 10, 2023 to Mar 13, 2024
- Financial planning clients · 51-100 to 26-50Apr 10, 2023 to Mar 13, 2024
- Discretionary RAUM · $438M to $594MApr 10, 2023 to Mar 13, 2024
- HNW RAUM · $149M to $214MApr 10, 2023 to Mar 13, 2024
- Individual RAUM · $10.2M to $16.0MApr 10, 2023 to Mar 13, 2024
- Pension RAUM · $30.8M to $33.4MApr 10, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $242M to $330MApr 10, 2023 to Mar 13, 2024
- RAUM · $438M to $594MApr 10, 2023 to Mar 13, 2024
- Accounts · 265 to 270Mar 31, 2022 to Mar 13, 2023
Signals
6 dated events
- P••••• W••••• A••••••• reported RAUM $977.2M, up 46% from $671.1M (2025-12-11 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- P••••• W••••• A••••••• reported RAUM $593.6M, up 36% from $438.0M (2023-04-10 to 2024-03-13)Mar 13, 2024 · RAUM change · derived
- P••••• W••••• A••••••• reported RAUM $434.9M, up 63% from $266.8M (2021-11-04 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- P••••• W••••• A••••••• reported RAUM $291.5M, down 30% from $414.1M (2019-01-25 to 2019-02-28)Feb 28, 2019 · RAUM change · derived
- P••••• W••••• A••••••• reported RAUM $414.1M, up 127% from $182.3M (2017-12-11 to 2018-02-01)Feb 1, 2018 · RAUM change · derived
- P••••• F••• M••••••••• I••• filed its initial SEC registration (Form ADV)Apr 1, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 214-234-9900reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- pattonwealth.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-234-9900reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $977Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026