DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bonaventure Capital, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Apr 12, 2005
RAUM
$494M
reported, Item 5.F
Discretionary
31%
of RAUM
Private clients
74%
$365M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$247M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$494M as of Mar 30, 2026
Mar 30, 2012$189M then
HNW client RAUM$365M as of Mar 30, 2026
Mar 29, 2018$207M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)3 as of Mar 30, 2026
Mar 28, 20132 then
Private funds4 as of Mar 30, 2026
Mar 30, 20123 then
RAUM +13% over the last fiscal year+6.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $247MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $19.2MderivedHNW RAUM over HNW clients
- Average account
- $16.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 31%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.5%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $36.1M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$365M74%
- Pooled investment vehicles$57.8M12%
- Corporations and businesses$35.2M7.1%
- Investment companies$31.5M6.4%
- Other investment advisers$4.1M0.8%
- Individual clients
- 0reported
- HNW clients
- 19reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 30reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $36.1M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.74 fund_share=0.19 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Mccall Dauphin | Birmingham, Al | Jan 1, 2006 | 30 y | 0 |
| William Edward ReiserChartered Financial Analyst | Birmingham, Al | Jan 1, 2008 | 29 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Dennis Boone Hinton to North River Group, LLCNov 28, 2016 · Other
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Treble Range Partners, LLC | Private Equity Fund | $13.7M | 4 | Mar 30, 2012 |
| Treble Range Partners III, LLC | Private Equity Fund | $8.7M | 3 | Mar 31, 2022 |
| Southeastern Micro-Cap Financial Services Fund, LP | Hedge Fund | $6.2M | 7 | Mar 30, 2012 |
| Gulfstream Nordic Holdings, LLC | Private Equity Fund | $2.2M | 4 | Mar 31, 2021 |
| Treble Range Partners II, LLCno longer reported | Private Equity Fund | $902,119 | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Mccall Steven Dauphin · Managing Membercontrolsince 08/1998 · owns 25% to 50%
- Lebold Billy Harbert · Membercontrolsince 08/1998 · owns 10% to 25%
- Otto James Rein · Membercontrolsince 08/1998 · owns 25% to 50%
- Edward William Reiser · Managing Member And Chief Compliance Officercontrolsince 08/1998 · owns 25% to 50%
Related persons
Schedule D 7.A
- Bonaventure Partners, LLCpooled vehicle sponsorn
- Fidelis Capital, LLCinvestment adviserpooled vehicle sponsornRAUM $18.3M
Advisers that list Bonaventure Capital, LLC as a related person
- 141341 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 32 to 30Mar 28, 2025 to Mar 30, 2026
- HNW clients · 21 to 19Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $32.9M to $36.1MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $139M to $153MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $351M to $365MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $299M to $341MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $53.1M to $57.8MMar 28, 2025 to Mar 30, 2026
- RAUM · $438M to $494MMar 28, 2025 to Mar 30, 2026
- Accounts · 30 to 32Mar 29, 2024 to Mar 28, 2025
- Advisory activities · 4 to 5Mar 29, 2024 to Mar 28, 2025
- HNW clients · 20 to 21Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $28.5M to $32.9MMar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- State-registered IARs · 0 to 2Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $136M to $139MMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $352M to $351MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $294M to $299MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $48.6M to $53.1MMar 29, 2024 to Mar 28, 2025
- RAUM · $430M to $438MMar 29, 2024 to Mar 28, 2025
- Accounts · 32 to 30Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 6 to 0Mar 31, 2023 to Mar 29, 2024
- HNW clients · 21 to 20Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 5Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $27.1M to $28.5MMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $134M to $136MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $341M to $352MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $276M to $294MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $29.1M to $48.6MMar 31, 2023 to Mar 29, 2024
- RAUM · $410M to $430MMar 31, 2023 to Mar 29, 2024
- Accounts · 30 to 32Mar 31, 2022 to Mar 31, 2023
- HNW clients · 19 to 21Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $30.9M to $27.1MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $144M to $134MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $358M to $341MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $283M to $276MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $32.7M to $29.1MMar 31, 2022 to Mar 31, 2023
- RAUM · $427M to $410MMar 31, 2022 to Mar 31, 2023
- Accounts · 27 to 30Jun 2, 2021 to Mar 31, 2022
- HNW clients · 17 to 19Jun 2, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Jun 2, 2021 to Mar 31, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Bonaventure Capital, LLC · Independent Sponsorsshared crd · capital_provider
- Bonaventure Capital, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- bonaventurecapital.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 205-775-7971reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $247Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026