DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Crossgate Wealth Advisors, LLC
Latest filing Mar 11, 2026
First filing on the tape Feb 24, 2012 · 34 filings
SEC status approved since Oct 27, 2014
RAUM
$272M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$272M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$90.6M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$272M as of Mar 11, 2026
Feb 24, 2012$56.1M then
HNW client RAUM$236M as of Mar 11, 2026
Mar 11, 2018$110M then
State-registered IARs (5.B.3)3 as of Mar 11, 2026
Feb 24, 20120 then
Employees (5.A)6 as of Mar 11, 2026
Mar 23, 20153 then
Private funds: no history
RAUM +15% over the last fiscal year+13% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $90.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $358,672derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $20.9M, 37 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$236M87%
- Individuals$36.0M13%
- Charitable organizations$295,2280.1%
- Individual clients
- 113reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 758reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20.9M for 37 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John David ReaCertified Financial Planner | Newtown, Pa | Sep 20, 2006 | 25 y | 0 |
| Nickolaus Christopher Von DohlenCertified Financial Planner | Newtown, Pa | Dec 12, 2018 | 12 y | 0 |
| Brandon Tyler ZahalCertified Financial Planner | Newtown, Pa | Jan 9, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jonathan Francis Cahill to Diversified, LLCJul 22, 2024 · RIA to RIA
- Maxwell Valentine Dalavai to Rockwood Wealth Management, LLCJun 1, 2022 · RIA to RIA
Joined, latest
- Brandon Tyler Zahal from Rockwood Wealth Management, LLCJan 9, 2025 · RIA to RIA
- Jonathan Francis Cahill from Girard Advisory Services, LLCFeb 10, 2023 · RIA to RIA
- Maxwell Valentine Dalavai from Thrivent Investment Management Inc.Aug 4, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Barbara Rea · Member, Vice President, Secretary And Treasurercontrolsince 08/2016 · owns 25% to 50%
- David John Rea · Managing Member, President And Chief Compliance Officercontrolsince 08/2005 · owns 25% to 50%
- Christopher Nickolaus Von Dohlen · Membercontrolsince 02/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newtown, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 179 to 758Feb 18, 2025 to Mar 11, 2026
- HNW clients · 63 to 70Feb 18, 2025 to Mar 11, 2026
- Individual clients · 114 to 113Feb 18, 2025 to Mar 11, 2026
- Assets in custody · $20.7M to $20.9MFeb 18, 2025 to Mar 11, 2026
- Discretionary RAUM · $234M to $269MFeb 18, 2025 to Mar 11, 2026
- HNW RAUM · $198M to $236MFeb 18, 2025 to Mar 11, 2026
- Individual RAUM · $38.2M to $36.0MFeb 18, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $2.3M to $2.4MFeb 18, 2025 to Mar 11, 2026
- RAUM · $236M to $272MFeb 18, 2025 to Mar 11, 2026
- Accounts · 760 to 179Jul 29, 2024 to Feb 18, 2025
- HNW clients · 58 to 63Jul 29, 2024 to Feb 18, 2025
- Individual clients · 124 to 114Jul 29, 2024 to Feb 18, 2025
- Assets in custody · $20.8M to $20.7MJul 29, 2024 to Feb 18, 2025
- Employees · 3 to 6Jul 29, 2024 to Feb 18, 2025
- Financial planning clients · 51-100 to 101-250Jul 29, 2024 to Feb 18, 2025
- HQ city · YARDLEY to NEWTOWNJul 29, 2024 to Feb 18, 2025
- Discretionary RAUM · $207M to $234MJul 29, 2024 to Feb 18, 2025
- HNW RAUM · $170M to $198MJul 29, 2024 to Feb 18, 2025
- Individual RAUM · $39.4M to $38.2MJul 29, 2024 to Feb 18, 2025
- Non-discretionary RAUM · $2.0M to $2.3MJul 29, 2024 to Feb 18, 2025
- RAUM · $209M to $236MJul 29, 2024 to Feb 18, 2025
- Accounts · 741 to 760Apr 26, 2023 to Mar 14, 2024
- HNW clients · 54 to 58Apr 26, 2023 to Mar 14, 2024
- Individual clients · 119 to 124Apr 26, 2023 to Mar 14, 2024
- Assets in custody · $7,500 to $20.8MApr 26, 2023 to Mar 14, 2024
- Employees · 6 to 3Apr 26, 2023 to Mar 14, 2024
- Discretionary RAUM · $184M to $207MApr 26, 2023 to Mar 14, 2024
- HNW RAUM · $151M to $170MApr 26, 2023 to Mar 14, 2024
- Individual RAUM · $35.5M to $39.4MApr 26, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $1.7M to $2.0MApr 26, 2023 to Mar 14, 2024
- RAUM · $186M to $209MApr 26, 2023 to Mar 14, 2024
- Accounts · 679 to 741Feb 10, 2023 to Feb 23, 2023
- HNW clients · 57 to 54Feb 10, 2023 to Feb 23, 2023
- Individual clients · 106 to 119Feb 10, 2023 to Feb 23, 2023
- Assets in custody · $35,533 to $7,500Feb 10, 2023 to Feb 23, 2023
- Employees · 5 to 6Feb 10, 2023 to Feb 23, 2023
- Discretionary RAUM · $214M to $184MFeb 10, 2023 to Feb 23, 2023
- HNW RAUM · $184M to $151MFeb 10, 2023 to Feb 23, 2023
- Individual RAUM · $32.1M to $35.5MFeb 10, 2023 to Feb 23, 2023
- Non-discretionary RAUM · $1.9M to $1.7MFeb 10, 2023 to Feb 23, 2023
Signals
4 dated events
- Jonathan Francis Cahill left Crossgate Wealth Advisors, Llc for Diversified, Llc (registered 2025-09-26)Jul 22, 2024 · Advisor changed firm · fact
- Maxwell Valentine Dalavai left Crossgate Wealth Advisors, Llc for Rockwood Wealth Management, Llc (registered 2022-07-15)Jun 1, 2022 · Advisor changed firm · fact
- Crossgate Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 12, 2016 · Succession (Item 4) · fact
- Crossgate Wealth Advisors filed its initial SEC registration (Form ADV)Oct 8, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@crossadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 215-860-2234reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/crossgate-wealth-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CROSSADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (215) 860-2234reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- crossadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026