DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• A•••••••• L•
Latest filing Mar 8, 2026
First filing on the tape May 30, 2014 · 18 filings
SEC status approved since Jul 14, 2014
RAUM
$3.9B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
86%
$3.3B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$3.9B as of Mar 8, 2026
Jan 30, 2015$2.3B then
HNW client RAUM$3.3B as of Mar 8, 2026
Mar 4, 2019$2.7B then
State-registered IARs (5.B.3)3 as of Mar 8, 2026
Jan 30, 20153 then
Employees (5.A)15 as of Mar 8, 2026
Jan 30, 20158 then
Private funds: no history
RAUM +2.2% over the last fiscal year+6.2% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $1.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $14.4MderivedHNW RAUM over HNW clients
- Average account
- $3.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.3B86%
- Charitable organizations$551M14%
- Individual clients
- n/areported
- HNW clients
- 231reported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 984reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• N••••• J••••••Certified Financial Planner, Personal Financial Specialist | San Antonio, Tx | Jan 14, 2003 | 26 y | 2 |
| D••••• W•••••• P•••••••Certified Financial Planner, Personal Financial Specialist | San Antonio, Tx | Jan 14, 2003 | 26 y | 2 |
| J••• J••••• R••••Certified Financial Planner | San Antonio, Tx | Jun 21, 2007 | 29 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• N••••• J•••••• from E•••• • Y•••• I••••••••• A••••••• L••Aug 15, 2002 · Other
- D••••• W•••••• P••••••• from E•••• • Y•••• I••••••••• A••••••• L••Aug 15, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• R•••••• N••••• · Limited Partner & Chief Compliance Officercontrolsince 07/2002 · owns 50% to 75%
- J••••••• R•••••• N••••• · Presidentcontrolsince 07/2002 · owns 75% or more of R•• M••••••••• L••
- G••••• A•••••• M•• · Limited Partnersince 07/2002 · owns 5% to 10%
- P•••••••• D•••••• W•••••• · Limited Partnersince 07/2002 · owns 10% to 25%
- R••••• J•••• J••••• · Limited Partnersince 01/2023 · owns 5% to 10%
- R••••••• W••••••• M•••• · Limited Partnersince 11/2004 · owns 5% to 10%
- V••••••• D••••• R••• · Limited Partnersince 01/2022 · owns 5% to 10%
- W•••••••• J•••• K•••• · Limited Partnersince 07/2002 · owns 5% to 10%
Entity owners
- R•• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 8, 2026discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 0.0% percentile
- very high RAUM per advisorStatic outlier · filing Mar 8, 2026RAUM per registered advisor of $1,289,074,158 against a peer median of $146,690,280 (1222 comparable advisers, 100.0th percentile, 11.6 robust deviations)peers: independent wealth managers, $1B to $5B (1,222) · 100% percentile
- account count surgeChange between filings · filing Mar 8, 2026accounts (Item 5.F.2.f) moved from 218.0 to 984.0 (+351.0%) between the annual amendments of 2025-03-14 and 2026-03-08; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 218 to 984Mar 14, 2025 to Mar 8, 2026
- Advisory employees · 6 to 7Mar 14, 2025 to Mar 8, 2026
- HNW clients · 207 to 231Mar 14, 2025 to Mar 8, 2026
- Employees · 14 to 15Mar 14, 2025 to Mar 8, 2026
- HNW RAUM · $3.3B to $3.3BMar 14, 2025 to Mar 8, 2026
- Non-discretionary RAUM · $3.8B to $3.9BMar 14, 2025 to Mar 8, 2026
- RAUM · $3.8B to $3.9BMar 14, 2025 to Mar 8, 2026
- Accounts · 908 to 218Sep 19, 2024 to Mar 14, 2025
- Charity clients · 13 to 11Sep 19, 2024 to Mar 14, 2025
- HNW clients · 106 to 207Sep 19, 2024 to Mar 14, 2025
- Individual clients · 75.0 to unsetSep 19, 2024 to Mar 14, 2025
- Employees · 11 to 14Sep 19, 2024 to Mar 14, 2025
- Financial planning clients · unset to Sep 19, 2024 to Mar 14, 2025
- HNW RAUM · $3.0B to $3.3BSep 19, 2024 to Mar 14, 2025
- Individual RAUM · 41007862.0 to unsetSep 19, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $3.5B to $3.8BSep 19, 2024 to Mar 14, 2025
- RAUM · $3.5B to $3.8BSep 19, 2024 to Mar 14, 2025
- Accounts · 898 to 908Mar 18, 2023 to Feb 12, 2024
- Charity clients · 10 to 13Mar 18, 2023 to Feb 12, 2024
- HNW clients · 107 to 106Mar 18, 2023 to Feb 12, 2024
- Individual clients · 91 to 75Mar 18, 2023 to Feb 12, 2024
- HNW RAUM · $2.8B to $3.0BMar 18, 2023 to Feb 12, 2024
- Individual RAUM · $50.8M to $41.0MMar 18, 2023 to Feb 12, 2024
- Non-discretionary RAUM · $3.2B to $3.5BMar 18, 2023 to Feb 12, 2024
- RAUM · $3.2B to $3.5BMar 18, 2023 to Feb 12, 2024
- Accounts · 842 to 898Mar 8, 2022 to Mar 18, 2023
- Charity clients · 16 to 10Mar 8, 2022 to Mar 18, 2023
- HNW clients · 109 to 107Mar 8, 2022 to Mar 18, 2023
- Individual clients · 75 to 91Mar 8, 2022 to Mar 18, 2023
- HNW RAUM · $3.4B to $2.8BMar 8, 2022 to Mar 18, 2023
- Individual RAUM · $46.5M to $50.8MMar 8, 2022 to Mar 18, 2023
- Non-discretionary RAUM · $3.8B to $3.2BMar 8, 2022 to Mar 18, 2023
- RAUM · $3.8B to $3.2BMar 8, 2022 to Mar 18, 2023
- Accounts · 799 to 842Feb 24, 2021 to Mar 8, 2022
- Advisory employees · 5 to 6Feb 24, 2021 to Mar 8, 2022
- Charity clients · 10 to 16Feb 24, 2021 to Mar 8, 2022
- HNW clients · 108 to 109Feb 24, 2021 to Mar 8, 2022
- Individual clients · 109 to 75Feb 24, 2021 to Mar 8, 2022
- Employees · 10 to 11Feb 24, 2021 to Mar 8, 2022
- State-registered IARs · 2 to 3Feb 24, 2021 to Mar 8, 2022
Signals
2 dated events
- A•••• A•••••••• L• reported RAUM $3.1B, up 35% from $2.3B (2017-02-08 to 2018-03-13)Mar 13, 2018 · RAUM change · derived
- A•••• A•••••••• L• filed its initial SEC registration (Form ADV)May 30, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Alamo Advisors LP · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- c••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 210-404-2211reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 210-404-2211reportedpublic record, Form ADV, Mar 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026