DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
New Century Advisors, LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 8, 2012 · 17 filings
SEC status approved since Aug 22, 2002
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$3.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.3B
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.3B as of Mar 25, 2026
Mar 8, 2012$1.3B then
HNW client RAUM$3.8M as of Mar 25, 2026
Mar 31, 2020$0 then
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Mar 8, 20120 then
Employees (5.A)18 as of Mar 25, 2026
Mar 25, 201311 then
Private funds: 1
RAUM +8.5% over the last fiscal year+4.0% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $4.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $541,861derivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 18.0derivedItem 5.A over advisors
- Advisors per office
- 0.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$2.1B49%
- Charitable organizations$1.0B24%
- Pension and profit-sharing plans$608M14%
- Sovereign wealth funds$292M6.8%
- Pooled investment vehicles$213M5.0%
- Corporations and businesses$57.3M1.3%
- High-net-worth individuals$3.8M0.1%
- Individual clients
- n/areported
- HNW clients
- 7reported
- Pension plan clients
- 5reported
- Charitable clients
- 11reported
- Accounts
- 42reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $57.3M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.05 institutional_share=0.94 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Laura Stanley Demarco | Del Mar, Ca | Dec 8, 2023 | 34 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Laura Stanley Demarco from Nicholas Investment Partners, L.P.Dec 8, 2023 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| New Century Strategic Real Return Fund, LLCno longer reported | Other Private Fund | $54.1M | 6 | Mar 31, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Frederick Thomas Hines · Chief Compliance Officercontrolsince 06/2010 · owns less than 5%
- Christian Nils Overdahl · Senior Portfolio Managercontrolsince 09/2004 · owns 25% to 50%
- Joseph Eric Patlovich · Portfolio Managercontrolsince 12/2010 · owns 10% to 25%
- Beskind Ellen Safir · Ceocontrolsince 03/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Charity clients · 10 to 11Mar 31, 2025 to Mar 25, 2026
- Corporate clients · 6 to 4Mar 31, 2025 to Mar 25, 2026
- HNW clients · 6 to 7Mar 31, 2025 to Mar 25, 2026
- Employees · 20 to 18Mar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $4.0B to $4.3BMar 31, 2025 to Mar 25, 2026
- HNW RAUM · $3.2M to $3.8MMar 31, 2025 to Mar 25, 2026
- Pension RAUM · $563M to $608MMar 31, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $203M to $213MMar 31, 2025 to Mar 25, 2026
- RAUM · $4.0B to $4.3BMar 31, 2025 to Mar 25, 2026
- Wrap assets (manager) · $55.9M to $57.3MMar 31, 2025 to Mar 25, 2026
- Accounts · 46 to 42Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 9 to 10Mar 27, 2024 to Mar 31, 2025
- Charity clients · 11 to 10Mar 27, 2024 to Mar 31, 2025
- HNW clients · 9 to 6Mar 27, 2024 to Mar 31, 2025
- Individual clients · 0.0 to unsetMar 27, 2024 to Mar 31, 2025
- Employees · 17 to 20Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.0B to $4.0BMar 27, 2024 to Mar 31, 2025
- HNW RAUM · $18.1M to $3.2MMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $549M to $563MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $241M to $203MMar 27, 2024 to Mar 31, 2025
- RAUM · $4.0B to $4.0BMar 27, 2024 to Mar 31, 2025
- Wrap assets (manager) · $68.4M to $55.9MMar 27, 2024 to Mar 31, 2025
- Accounts · 47 to 46Mar 29, 2023 to Mar 27, 2024
- Charity clients · 12 to 11Mar 29, 2023 to Mar 27, 2024
- Corporate clients · 5 to 6Mar 29, 2023 to Mar 27, 2024
- HNW clients · 6 to 9Mar 29, 2023 to Mar 27, 2024
- Employees · 15 to 17Mar 29, 2023 to Mar 27, 2024
- State-registered IARs · 0 to 1Mar 29, 2023 to Mar 27, 2024
- Other offices · 3 to 4Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.8B to $4.0BMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $14.7M to $18.1MMar 29, 2023 to Mar 27, 2024
- Pension RAUM · $519M to $549MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $259M to $241MMar 29, 2023 to Mar 27, 2024
- RAUM · $3.8B to $4.0BMar 29, 2023 to Mar 27, 2024
- Wrap assets (manager) · $59.2M to $68.4MMar 29, 2023 to Mar 27, 2024
- Accounts · 29 to 47Mar 29, 2022 to Mar 29, 2023
- Charity clients · 10 to 12Mar 29, 2022 to Mar 29, 2023
- Corporate clients · 0 to 5Mar 29, 2022 to Mar 29, 2023
- HNW clients · 1 to 6Mar 29, 2022 to Mar 29, 2023
Signals
1 dated events
- New Century Advisors, Llc reported RAUM $3.2B, up 70% from $1.9B (2021-03-31 to 2021-10-29)Oct 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/130363reportedpublic record, Form ADV, Sep 17, 2026
- Website
- NEWCENTURYADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 240-395-0550reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026