DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hancock Capital Management, Inc.

Former SEC-registered adviserAltoona, PennsylvaniaCRD 122520SEC 801-68492IAPD
Latest filing Jul 19, 2012
First filing on the tape Mar 23, 2012 · 4 filings
RAUM
$39.2M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$39.2M as of Jul 19, 2012
Mar 23, 2012$39.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 19, 2012
Mar 23, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 19, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$67,881derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
578reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 days6 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • James Robert Beck · Vice Presidentcontrol
      since 01/2005 · owns less than 5%
    • Elwood Robert Donlan · President & Chief Compliance Officercontrol
      since 01/2005 · owns less than 5%
    • Gene Allan Hancock · Ceocontrol
      since 11/1996 · owns 75% or more
    • M Craig Kilmer · Secretarycontrol
      since 07/2005 · owns less than 5%
    • J Walter Sedlock · Chief Operating Officer/Treasurercontrol
      since 10/2005 · owns less than 5%
    • M Jill Hannah · Director
      since 11/1996 · owns less than 5%
    Related persons
    Schedule D 7.A
    • Allan Hancock Agency, Inc.
      real estaten
    • Hancock Associates, Inc.
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Altoona, Pa · principal0041
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory activities · 3 to 2
      Apr 23, 2012 to Jul 19, 2012
    • Assets in custody · 52305.0 to unset
      Apr 23, 2012 to Jul 19, 2012
    • Custody of client assets · true to false
      Apr 23, 2012 to Jul 19, 2012
    • Financial planning clients · 0 to unset
      Apr 23, 2012 to Jul 19, 2012
    Signals
    7 dated events
    • Robert Elwood Donlan left Hancock Capital Management, Inc. for Cadaret Grant & Co Inc (registered 2024-01-31)
      Apr 1, 2026 · Advisor changed firm · fact
    • Allan Gene Hancock left Hancock Capital Management, Inc. for Lpl Financial Llc (registered 2025-08-28)
      Apr 1, 2026 · Advisor changed firm · fact
    • Walter J Sedlock left Hancock Capital Management, Inc. for Lpl Financial Llc (registered 2025-07-15)
      Apr 1, 2026 · Advisor changed firm · fact
    • Craig M Kilmer left Hancock Capital Management, Inc. for Principal Securities, Inc. (registered 2010-06-15)
      Apr 1, 2026 · Advisor changed firm · fact
    • 2 advisors left Hancock Capital Management, Inc. (Altoona, PA) for LPL Financial LLC on the same day
      Apr 1, 2026 · Team lift-out · derived
    • David Michael Edwards left Hancock Capital Management, Inc. for Cadaret Grant & Co Inc (registered 2017-05-10)
      Sep 5, 2025 · Advisor changed firm · fact
    • Zachary Honess left Hancock Capital Management, Inc. for Secure Asset Management, L.L.C. (registered 2024-11-01)
      Nov 1, 2024 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026