DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 23, 2011 · 26 filings
SEC status approved since Oct 11, 2002
RAUM
$370M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$340M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$370M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$370M as of Mar 31, 2026
Mar 9, 2012$209M then
HNW client RAUM$338M as of Mar 31, 2026
Mar 23, 2018$212M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 9, 20120 then
Employees (5.A)2 as of Mar 31, 2026
Mar 22, 20133 then
Private funds1 as of Mar 31, 2026
Mar 9, 20121 then
RAUM +16% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $370MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.5MderivedHNW RAUM over HNW clients
- Average account
- $3.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $18.9M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$338M91%
- Charitable organizations$20.4M5.5%
- Pooled investment vehicles$9.6M2.6%
- Individuals$2.2M0.6%
- Individual clients
- 12reported
- HNW clients
- 27reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 100reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.9M for 2 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.92 fund_share=0.03 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• R••••• S••••••Chartered Financial Analyst | M•••• Park, Ca | Jan 2, 2026 | 35 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K••• R••••• S•••••• from T•• P•••••• G•••• I••Dec 12, 2002 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• P•••••••• L• | Hedge Fund | $8.5M | 1 | Nov 23, 2011 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• K•••• R••••• · President, Chief Compliance Officercontrolsince 09/2002 · owns 50% to 75%
- S••••••• T•••••• S••••• · Chief Financial Officercontrolsince 09/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 31, 2026HNW RAUM per HNW client of $12,502,226 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 6.8 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 98 to 100Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 2 to 1Mar 28, 2025 to Mar 31, 2026
- Charity clients · 4.0 to unsetMar 28, 2025 to Mar 31, 2026
- HNW clients · 29 to 27Mar 28, 2025 to Mar 31, 2026
- Individual clients · 9 to 12Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $14.0M to $18.9MMar 28, 2025 to Mar 31, 2026
- Employees · 3 to 2Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $318M to $370MMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $291M to $338MMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $1.1M to $2.2MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $9.1M to $9.6MMar 28, 2025 to Mar 31, 2026
- RAUM · $318M to $370MMar 28, 2025 to Mar 31, 2026
- Accounts · 109 to 98Mar 20, 2024 to Mar 28, 2025
- Individual clients · 13 to 9Mar 20, 2024 to Mar 28, 2025
- Assets in custody · $12.5M to $14.0MMar 20, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $283M to $318MMar 20, 2024 to Mar 28, 2025
- HNW RAUM · $256M to $291MMar 20, 2024 to Mar 28, 2025
- Individual RAUM · $3.4M to $1.1MMar 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.5M to $9.1MMar 20, 2024 to Mar 28, 2025
- RAUM · $283M to $318MMar 20, 2024 to Mar 28, 2025
- HNW clients · 30 to 29Aug 25, 2023 to Mar 20, 2024
- Individual clients · 15 to 13Aug 25, 2023 to Mar 20, 2024
- Assets in custody · $11.0M to $12.5MAug 25, 2023 to Mar 20, 2024
- Discretionary RAUM · $248M to $283MAug 25, 2023 to Mar 20, 2024
- HNW RAUM · $223M to $256MAug 25, 2023 to Mar 20, 2024
- Individual RAUM · $3.5M to $3.4MAug 25, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $8.3M to $8.5MAug 25, 2023 to Mar 20, 2024
- RAUM · $248M to $283MAug 25, 2023 to Mar 20, 2024
- Discretionary RAUM · $323M to $248MSep 14, 2022 to Mar 4, 2023
- HNW RAUM · $294M to $223MSep 14, 2022 to Mar 4, 2023
- Individual RAUM · $1.4M to $3.5MSep 14, 2022 to Mar 4, 2023
- Pooled vehicle RAUM · $9.4M to $8.3MSep 14, 2022 to Mar 4, 2023
- RAUM · $323M to $248MSep 14, 2022 to Mar 4, 2023
- Accounts · 124 to 109Sep 14, 2022 to Mar 4, 2023
- HNW clients · 32 to 30Sep 14, 2022 to Mar 4, 2023
- Individual clients · 11 to 15Sep 14, 2022 to Mar 4, 2023
- Assets in custody · $14.3M to $11.0MSep 14, 2022 to Mar 4, 2023
- Accounts · 121 to 124Apr 12, 2021 to Mar 28, 2022
- HNW clients · 34 to 32Apr 12, 2021 to Mar 28, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@menloadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 650-688-0300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••://WWW.M•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-688-0300reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $370Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026