DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• I••••••••• P•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 22, 2012 · 20 filings
SEC status approved since Jun 13, 2025
RAUM
$176M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
85%
$149M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$88.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$176M as of Mar 25, 2026
Mar 22, 2012$92.0M then
HNW client RAUM$133M as of Mar 25, 2026
Mar 29, 2018$46.7M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Mar 22, 20120 then
Employees (5.A)2 as of Mar 25, 2026
Mar 19, 20133 then
Private funds: 1
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $88.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $513,043derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$133M76%
- State and municipal entities$20.7M12%
- Individuals$16.2M9.2%
- Pension and profit-sharing plans$5.4M3.1%
- Corporations and businesses$376,5850.2%
- Individual clients
- 82reported
- HNW clients
- 55reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 343reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• C••••••••• Z••••Chartered Financial Analyst | Voorhees, Nj | Jan 27, 2016 | 33 y | 1 |
| S•••••• L•••• M•••• | Haddon Township, Nj | Oct 5, 2017 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H•••• E••••• M•••• to P••• V••••• I•••••••••Mar 13, 2015 · Other
Joined, latest
- S•••••• L•••• M•••• from M•••• W••••• P•••••••• L••Oct 5, 2017 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•• D•••••• C••• F•••• L•no longer reported | Hedge Fund | $4.5M | 12 | Dec 27, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Z••••• P••••• C••••••••• · Chief Compliance Officercontrolsince 02/2006 · owns 75% or more
- Z••••• P••••• C••••••••• · Membercontrolsince 07/2010 · owns 75% or more of P••••••••• I••••••••• P•••••••• L••
Entity owners
- P••••••••• I••••••••• P•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Voorhees, Nj · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 307 to 343Jun 26, 2025 to Mar 25, 2026
- Advisory employees · 3 to 2Jun 26, 2025 to Mar 25, 2026
- Corporate clients · 6 to 4Jun 26, 2025 to Mar 25, 2026
- HNW clients · 51 to 55Jun 26, 2025 to Mar 25, 2026
- Individual clients · 79 to 82Jun 26, 2025 to Mar 25, 2026
- Pension plan clients · 6 to 3Jun 26, 2025 to Mar 25, 2026
- Employees · 3 to 2Jun 26, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 2Jun 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $129M to $171MJun 26, 2025 to Mar 25, 2026
- HNW RAUM · $14.9M to $133MJun 26, 2025 to Mar 25, 2026
- Individual RAUM · $99.8M to $16.2MJun 26, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $11.9M to $5.4MJun 26, 2025 to Mar 25, 2026
- Pension RAUM · $7.0M to $5.4MJun 26, 2025 to Mar 25, 2026
- RAUM · $141M to $176MJun 26, 2025 to Mar 25, 2026
- Accounts · 236 to 307Mar 29, 2019 to Jun 26, 2025
- Advisory activities · 5 to 6Mar 29, 2019 to Jun 26, 2025
- Corporate clients · 1 to 6Mar 29, 2019 to Jun 26, 2025
- HNW clients · 25 to 51Mar 29, 2019 to Jun 26, 2025
- Individual clients · 61 to 79Mar 29, 2019 to Jun 26, 2025
- Pension plan clients · 5 to 6Mar 29, 2019 to Jun 26, 2025
- Employees · 4 to 3Mar 29, 2019 to Jun 26, 2025
- Financial planning clients · 0 to 1-10Mar 29, 2019 to Jun 26, 2025
- Other offices · 1 to 0Mar 29, 2019 to Jun 26, 2025
- Discretionary RAUM · $77.0M to $129MMar 29, 2019 to Jun 26, 2025
- HNW RAUM · $43.5M to $14.9MMar 29, 2019 to Jun 26, 2025
- Individual RAUM · $13.7M to $99.8MMar 29, 2019 to Jun 26, 2025
- Non-discretionary RAUM · $5.9M to $11.9MMar 29, 2019 to Jun 26, 2025
- Pension RAUM · $6.2M to $7.0MMar 29, 2019 to Jun 26, 2025
- Pooled vehicle RAUM · unset to 0.0Mar 29, 2019 to Jun 26, 2025
- RAUM · $82.8M to $141MMar 29, 2019 to Jun 26, 2025
- Advisory employees · 4 to 3Mar 28, 2019 to Mar 29, 2019
- State-registered IARs · 4 to 3Mar 28, 2019 to Mar 29, 2019
- Accounts · 230 to 236Oct 29, 2018 to Mar 28, 2019
- Advisory employees · 5 to 4Oct 29, 2018 to Mar 28, 2019
- Advisory activities · 6 to 5Oct 29, 2018 to Mar 28, 2019
- Corporate clients · unset to 1.0Oct 29, 2018 to Mar 28, 2019
- HNW clients · 24 to 25Oct 29, 2018 to Mar 28, 2019
- Individual clients · 67 to 61Oct 29, 2018 to Mar 28, 2019
- Employees · 5 to 4Oct 29, 2018 to Mar 28, 2019
- State-registered IARs · 5 to 4Oct 29, 2018 to Mar 28, 2019
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@piplp.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 856-210-6779reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- piplp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 856-210-6779reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- piplp.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026