DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• P••• F••••••••• I•••
Latest filing Mar 23, 2026
First filing on the tape Feb 8, 2012 · 25 filings
SEC status approved since Apr 20, 2005
RAUM
$222M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$219M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$222M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$222M as of Mar 23, 2026
Feb 8, 2012$94.1M then
HNW client RAUM$166M as of Mar 23, 2026
Mar 14, 2018$84.7M then
State-registered IARs (5.B.3)1 as of Mar 23, 2026
Feb 8, 20120 then
Employees (5.A)2 as of Mar 23, 2026
Mar 13, 20132 then
Private funds: no history
RAUM +5.8% over the last fiscal year+10% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $222MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 209derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $367,513derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M75%
- Individuals$52.2M24%
- Pension and profit-sharing plans$2.7M1.2%
- Charitable organizations$247,7160.1%
- Individual clients
- 140reported
- HNW clients
- 69reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 603reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• A•••• G•••••Certified Financial Planner | Laguna Hills, Ca | Apr 21, 2020 | 24 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••••• R••••• F•••••• to C••••••• P•••••••Feb 17, 2012 · Other
- B•• P••••• to S••••••• W••••• M••••••••• L••Oct 3, 2005 · Other
Joined, latest
- B•• P••••• from S••••• S••••••••• C•••••••••Nov 12, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• R•••••• A•••• · Vp, Chief Compliance Officercontrolsince 02/2012 · owns less than 5%
- G•••••• G•••• A•••• · President, Secretarycontrolsince 09/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 620 to 603Mar 14, 2025 to Mar 23, 2026
- Individual clients · 142 to 140Mar 14, 2025 to Mar 23, 2026
- Pension plan clients · 2 to 1Mar 14, 2025 to Mar 23, 2026
- Discretionary RAUM · $207M to $219MMar 14, 2025 to Mar 23, 2026
- HNW RAUM · $158M to $166MMar 14, 2025 to Mar 23, 2026
- Individual RAUM · $47.9M to $52.2MMar 14, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $2.4M to $2.7MMar 14, 2025 to Mar 23, 2026
- Pension RAUM · $3.5M to $2.7MMar 14, 2025 to Mar 23, 2026
- RAUM · $210M to $222MMar 14, 2025 to Mar 23, 2026
- Accounts · 610 to 620Mar 21, 2024 to Mar 14, 2025
- Advisory employees · 2 to 1Mar 21, 2024 to Mar 14, 2025
- HNW clients · 63 to 69Mar 21, 2024 to Mar 14, 2025
- Individual clients · 149 to 142Mar 21, 2024 to Mar 14, 2025
- Pension plan clients · 1 to 2Mar 21, 2024 to Mar 14, 2025
- Financial planning clients · 0 to 0Mar 21, 2024 to Mar 14, 2025
- State-registered IARs · 2 to 1Mar 21, 2024 to Mar 14, 2025
- Discretionary RAUM · $182M to $207MMar 21, 2024 to Mar 14, 2025
- HNW RAUM · $133M to $158MMar 21, 2024 to Mar 14, 2025
- Individual RAUM · $48.7M to $47.9MMar 21, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $2.2M to $2.4MMar 21, 2024 to Mar 14, 2025
- Pension RAUM · $2.2M to $3.5MMar 21, 2024 to Mar 14, 2025
- RAUM · $184M to $210MMar 21, 2024 to Mar 14, 2025
- Accounts · 621 to 610Feb 14, 2023 to Mar 21, 2024
- HNW clients · 53 to 63Feb 14, 2023 to Mar 21, 2024
- Individual clients · 164 to 149Feb 14, 2023 to Mar 21, 2024
- Discretionary RAUM · $162M to $182MFeb 14, 2023 to Mar 21, 2024
- HNW RAUM · $107M to $133MFeb 14, 2023 to Mar 21, 2024
- Individual RAUM · $56.0M to $48.7MFeb 14, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $2.8M to $2.2MFeb 14, 2023 to Mar 21, 2024
- Pension RAUM · $1.7M to $2.2MFeb 14, 2023 to Mar 21, 2024
- RAUM · $165M to $184MFeb 14, 2023 to Mar 21, 2024
- Accounts · 645 to 621Mar 21, 2022 to Feb 14, 2023
- Charity clients · unset to 1.0Mar 21, 2022 to Feb 14, 2023
- Corporate clients · unset to 0.0Mar 21, 2022 to Feb 14, 2023
- HNW clients · 62 to 53Mar 21, 2022 to Feb 14, 2023
- Individual clients · 156 to 164Mar 21, 2022 to Feb 14, 2023
- Pension plan clients · unset to 1.0Mar 21, 2022 to Feb 14, 2023
- Pooled vehicle clients · unset to 0.0Mar 21, 2022 to Feb 14, 2023
- Discretionary RAUM · $192M to $162MMar 21, 2022 to Feb 14, 2023
- HNW RAUM · $129M to $107MMar 21, 2022 to Feb 14, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mypacificpark.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 888-500-4279reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- mypacificpark.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-600-6294reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- mypacificpark.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $222Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026