DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
American Asset Management Inc.
Latest filing Jan 20, 2026
First filing on the tape Jan 5, 2012 · 66 filings
SEC status approved since Nov 7, 2002
RAUM
$153M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$153M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$153M as of Jan 20, 2026
Jan 5, 2012$250M then
HNW client RAUM$81.2M as of Jan 20, 2026
Feb 5, 2018$106M then
State-registered IARs (5.B.3)1 as of Jan 20, 2026
Jan 30, 20131 then
Employees (5.A)1 as of Jan 20, 2026
Jan 30, 20133 then
Private funds1 as of Jan 30, 2013
Jan 5, 20121 then
RAUM +5.8% over the last fiscal year+4.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 20, 2026; every figure names its basis
- RAUM per advisor
- $153MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 288derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $282,262derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $153M, 288 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$81.2M53%
- Individuals$72.0M47%
- Individual clients
- 260reported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 543reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $153M for 288 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- Julian Rubinstein to Modern Wealth Management, LLCAug 11, 2026 · RIA to RIA
- Gregory Edward Barr to Stoever Glass Wealth Management, Inc.Mar 5, 2020 · RIA to RIA
Joined, latest
- Gregory Edward Barr from Raymond James & Associates, Inc.Nov 3, 2016 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ventnor Fundno longer reported | Hedge Fund | $15.9M | 1 | Jan 5, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Julian Rubinstein · Presidentcontrolsince 01/2000 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 575 to 543Nov 13, 2025 to Jan 20, 2026
- HNW clients · 25 to 28Nov 13, 2025 to Jan 20, 2026
- Individual clients · 290 to 260Nov 13, 2025 to Jan 20, 2026
- Assets in custody · $145M to $153MNov 13, 2025 to Jan 20, 2026
- Discretionary RAUM · $145M to $153MNov 13, 2025 to Jan 20, 2026
- HNW RAUM · $73.1M to $81.2MNov 13, 2025 to Jan 20, 2026
- Individual RAUM · $71.7M to $72.0MNov 13, 2025 to Jan 20, 2026
- RAUM · $145M to $153MNov 13, 2025 to Jan 20, 2026
- Assets in custody · unset to 144887384.0Aug 11, 2025 to Nov 13, 2025
- Custody of client assets · false to trueAug 11, 2025 to Nov 13, 2025
- Financial planning clients · 251-500 to 251-500Apr 8, 2025 to May 7, 2025
- Accounts · 342 to 575Mar 14, 2024 to Feb 10, 2025
- HNW clients · 26 to 25Mar 14, 2024 to Feb 10, 2025
- Individual clients · 315 to 290Mar 14, 2024 to Feb 10, 2025
- Discretionary RAUM · $143M to $145MMar 14, 2024 to Feb 10, 2025
- HNW RAUM · $69.1M to $73.1MMar 14, 2024 to Feb 10, 2025
- Individual RAUM · $74.0M to $71.7MMar 14, 2024 to Feb 10, 2025
- RAUM · $143M to $145MMar 14, 2024 to Feb 10, 2025
- Accounts · 281 to 342Dec 19, 2023 to Mar 14, 2024
- HNW clients · 40 to 26Dec 19, 2023 to Mar 14, 2024
- Individual clients · 239 to 315Dec 19, 2023 to Mar 14, 2024
- Assets in custody · 160728135.0 to unsetDec 19, 2023 to Mar 14, 2024
- Custody of client assets · true to falseDec 19, 2023 to Mar 14, 2024
- Employees · 2 to 1Dec 19, 2023 to Mar 14, 2024
- Discretionary RAUM · $133M to $143MDec 19, 2023 to Mar 14, 2024
- HNW RAUM · $78.8M to $69.1MDec 19, 2023 to Mar 14, 2024
- Individual RAUM · $54.4M to $74.0MDec 19, 2023 to Mar 14, 2024
- RAUM · $133M to $143MDec 19, 2023 to Mar 14, 2024
- Accounts · 307 to 281Nov 15, 2022 to Feb 25, 2023
- HNW clients · 24 to 40Nov 15, 2022 to Feb 25, 2023
- Individual clients · 208 to 239Nov 15, 2022 to Feb 25, 2023
- Discretionary RAUM · $161M to $133MNov 15, 2022 to Feb 25, 2023
- HNW RAUM · $55.7M to $78.8MNov 15, 2022 to Feb 25, 2023
- Individual RAUM · $105M to $54.4MNov 15, 2022 to Feb 25, 2023
- RAUM · $161M to $133MNov 15, 2022 to Feb 25, 2023
- Accounts · 311 to 307Aug 16, 2021 to Jan 21, 2022
- HNW clients · 23 to 24Aug 16, 2021 to Jan 21, 2022
- Individual clients · 288 to 208Aug 16, 2021 to Jan 21, 2022
- Assets in custody · $130M to $161MAug 16, 2021 to Jan 21, 2022
- Discretionary RAUM · $153M to $161MAug 16, 2021 to Jan 21, 2022
Signals
2 dated events
- American Asset Management Inc. no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $153.3M)Sep 1, 2026 · Left the SEC roster · derived
- Julian Rubinstein left American Asset Management Inc. for Modern Wealth Management, Llc (registered 2026-08-10)Aug 11, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026