DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• F•••••••• G••••
Legal name K•••••• F•••••••• G••••• I•••
Latest filing Jul 13, 2026
First filing on the tape Mar 7, 2012 · 14 filings
SEC status approved since Aug 9, 2018
RAUM
$200M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$200M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$66.5M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$200M as of Jul 13, 2026
Mar 7, 2012$57.7M then
HNW client RAUM$141M as of Jul 13, 2026
Mar 19, 2019$49.7M then
State-registered IARs (5.B.3)3 as of Jul 13, 2026
Mar 7, 20120 then
Employees (5.A)4 as of Jul 13, 2026
Mar 19, 20194 then
Private funds: no history
RAUM +18% over the last fiscal year+12% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $66.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $205,567derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $176M, 221 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$141M71%
- Individuals$58.6M29%
- Charitable organizations$69,4090.0%
- Individual clients
- 140reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 971reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $176M for 221 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• M••• K•••••• | Pittsburgh, Pa | Sep 18, 2018 | 12 y | 0 |
| R••• M•••••• S••••Certified Financial Planner | Pittsburgh, Pa | Mar 19, 2021 | 13 y | 2 |
| J•••••• M• G•••••Certified Financial Planner | Pittsburgh, Pa | Jun 4, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• M• G••••• from S•••••• • P•••••Jun 4, 2025 · RIA to RIA
- R••• M•••••• S•••• from A••••• F•••••••• A•••••••• L••Mar 19, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••••• B••••••• M••••••• · President/Chief Compliance Officercontrolsince 05/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jul 13, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 989 to 971Mar 6, 2025 to Jan 23, 2026
- Charity clients · 1 to 2Mar 6, 2025 to Jan 23, 2026
- HNW clients · 52 to 65Mar 6, 2025 to Jan 23, 2026
- Individual clients · 157 to 140Mar 6, 2025 to Jan 23, 2026
- Assets in custody · $148M to $176MMar 6, 2025 to Jan 23, 2026
- HNW RAUM · $107M to $141MMar 6, 2025 to Jan 23, 2026
- Individual RAUM · $62.0M to $58.6MMar 6, 2025 to Jan 23, 2026
- Non-discretionary RAUM · $169M to $200MMar 6, 2025 to Jan 23, 2026
- RAUM · $169M to $200MMar 6, 2025 to Jan 23, 2026
- Accounts · 995 to 989Mar 7, 2024 to Mar 6, 2025
- HNW clients · 43 to 52Mar 7, 2024 to Mar 6, 2025
- Individual clients · 174 to 157Mar 7, 2024 to Mar 6, 2025
- Assets in custody · $132M to $148MMar 7, 2024 to Mar 6, 2025
- Financial planning clients · 1-10 to 1-10Mar 7, 2024 to Mar 6, 2025
- HNW RAUM · $85.8M to $107MMar 7, 2024 to Mar 6, 2025
- Individual RAUM · $64.8M to $62.0MMar 7, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $151M to $169MMar 7, 2024 to Mar 6, 2025
- RAUM · $151M to $169MMar 7, 2024 to Mar 6, 2025
- Accounts · 969 to 995Feb 22, 2023 to Mar 7, 2024
- HNW clients · 39 to 43Feb 22, 2023 to Mar 7, 2024
- Individual clients · 178 to 174Feb 22, 2023 to Mar 7, 2024
- Assets in custody · $120M to $132MFeb 22, 2023 to Mar 7, 2024
- HNW RAUM · $77.6M to $85.8MFeb 22, 2023 to Mar 7, 2024
- Individual RAUM · $64.4M to $64.8MFeb 22, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $142M to $151MFeb 22, 2023 to Mar 7, 2024
- RAUM · $142M to $151MFeb 22, 2023 to Mar 7, 2024
- Accounts · 910 to 969May 10, 2022 to Feb 22, 2023
- HNW clients · 40 to 39May 10, 2022 to Feb 22, 2023
- Individual clients · 166 to 178May 10, 2022 to Feb 22, 2023
- Assets in custody · $124M to $120MMay 10, 2022 to Feb 22, 2023
- HNW RAUM · $82.1M to $77.6MMay 10, 2022 to Feb 22, 2023
- Individual RAUM · $62.6M to $64.4MMay 10, 2022 to Feb 22, 2023
- Non-discretionary RAUM · $145M to $142MMay 10, 2022 to Feb 22, 2023
- RAUM · $145M to $142MMay 10, 2022 to Feb 22, 2023
- Advisory employees · 4 to 3Mar 10, 2022 to May 10, 2022
- Employees · 5 to 4Mar 10, 2022 to May 10, 2022
- State-registered IARs · 4 to 3Mar 10, 2022 to May 10, 2022
- Accounts · 868 to 910Feb 26, 2021 to Mar 10, 2022
- Advisory employees · 3 to 4Feb 26, 2021 to Mar 10, 2022
- Charity clients · unset to 1.0Feb 26, 2021 to Mar 10, 2022
Signals
3 dated events
- Michael George K•••••• (President/Chief Compliance Officer) no longer on Schedule A of K•••••• F•••••••• G•••• (listed 2022-03-10, absent 2022-05-10)May 10, 2022 · Control person left · inference
- Margaret Bridget Loutzenhiser (President/Chief Compliance Officer) appeared on Schedule A of K•••••• F•••••••• G••••May 10, 2022 · Control person joined · fact
- K•••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Jul 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kfg@kapustafinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 412-851-1400reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/K••••••-FINANCIAL-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-851-1400reportedpublic record, Form ADV, Jul 13, 2026
- Contact form
- kapustafinancial.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026