DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C••••••
Legal name A••••• C•••••• M••••••••• G••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Nov 29, 2002
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.1%
$9.7M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$95.6M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$191M as of Mar 30, 2026
Jun 7, 2012$237M then
HNW client RAUM$4.6M as of Mar 30, 2026
Mar 9, 2018$45.2M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Apr 5, 20132 then
Employees (5.A)3 as of Mar 30, 2026
Apr 5, 20134 then
Private funds: 1
RAUM -38% over the last fiscal year-34% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $95.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$182M95%
- Individuals$5.1M2.7%
- High-net-worth individuals$4.6M2.4%
- Individual clients
- 22reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.05 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• T••••• W••••• | Aliso Viejo, Ca | Nov 14, 2025 | 24 y | 3 |
| M••• J•••• B••••••• | Aliso Viejo, Ca | Nov 14, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• M••••••• O•••••• to C•••••• W••••• M••••••••• I•••Jun 27, 2019 · Other
- R••• M•••••• M•••••• to C••••••• P•••••••Oct 12, 2018 · Other
- L••• G•••••• J•••• to C•••••••• F••••••••• I•••Aug 12, 2013 · Other
Joined, latest
- T•••• M••••••• O•••••• from S•••••• W••••• M••••••••• I•••Oct 7, 2017 · Other
- R••• M•••••• M•••••• from F•••••••• M••••••••• N•••••• I••Feb 1, 2017 · Other
- G•••••• T••••• W••••• from P•••••• F•••••••• A•••••••• I•••Mar 4, 2011 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• F•••• L••no longer reported | Hedge Fund | $5.6M | 11 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- S••••••••• L•••••••• V•• · Chief Compliance Officercontrolsince 10/2015 · owns less than 5%
- W•••••• G••••••• T••••• · Chief Executive Officer & Presidentcontrolsince 03/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Aliso Viejo, Ca · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $309,644,363 to $191,231,382 (-38.0%) between the annual amendments of 2025-03-25 and 2026-03-30; the peer median change was +4.0% (1148 comparable advisers, 6.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 6.3% percentile
What changed
consecutive filings, newest first
- Accounts · 33 to 28Mar 25, 2025 to Mar 30, 2026
- Advisory employees · 2 to 1Mar 25, 2025 to Mar 30, 2026
- HNW clients · 5.0 to unsetMar 25, 2025 to Mar 30, 2026
- Individual clients · 24 to 22Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $310M to $191MMar 25, 2025 to Mar 30, 2026
- HNW RAUM · $7.1M to $4.6MMar 25, 2025 to Mar 30, 2026
- Individual RAUM · $4.7M to $5.1MMar 25, 2025 to Mar 30, 2026
- RAUM · $310M to $191MMar 25, 2025 to Mar 30, 2026
- Accounts · 34 to 33Mar 28, 2024 to Mar 25, 2025
- BD registered reps · 2 to 1Mar 28, 2024 to Mar 25, 2025
- Employees · 4 to 3Mar 28, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 25, 2025
- State-registered IARs · 3 to 2Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $390M to $310MMar 28, 2024 to Mar 25, 2025
- HNW RAUM · $7.1M to $7.1MMar 28, 2024 to Mar 25, 2025
- Individual RAUM · $5.9M to $4.7MMar 28, 2024 to Mar 25, 2025
- RAUM · $390M to $310MMar 28, 2024 to Mar 25, 2025
- Accounts · 31 to 34Mar 29, 2023 to Mar 28, 2024
- BD registered reps · 3 to 2Mar 29, 2023 to Mar 28, 2024
- Individual clients · 26 to 24Mar 29, 2023 to Mar 28, 2024
- Employees · 5 to 4Mar 29, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 3Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $657M to $390MMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $6.8M to $7.1MMar 29, 2023 to Mar 28, 2024
- Individual RAUM · $6.4M to $5.9MMar 29, 2023 to Mar 28, 2024
- RAUM · $657M to $390MMar 29, 2023 to Mar 28, 2024
- Accounts · 43 to 31Mar 25, 2022 to Mar 29, 2023
- BD registered reps · 0 to 3Mar 25, 2022 to Mar 29, 2023
- HNW clients · 8 to 5Mar 25, 2022 to Mar 29, 2023
- Individual clients · 30 to 26Mar 25, 2022 to Mar 29, 2023
- Employees · 6 to 5Mar 25, 2022 to Mar 29, 2023
- Discretionary RAUM · $484M to $657MMar 25, 2022 to Mar 29, 2023
- HNW RAUM · $11.5M to $6.8MMar 25, 2022 to Mar 29, 2023
- Individual RAUM · $7.0M to $6.4MMar 25, 2022 to Mar 29, 2023
- RAUM · $484M to $657MMar 25, 2022 to Mar 29, 2023
- State-registered IARs · 3 to 4Mar 29, 2021 to Mar 25, 2022
- Accounts · 50 to 43Mar 29, 2021 to Mar 25, 2022
- Advisory activities · 4 to 3Mar 29, 2021 to Mar 25, 2022
- HNW clients · 7 to 8Mar 29, 2021 to Mar 25, 2022
- Individual clients · 35 to 30Mar 29, 2021 to Mar 25, 2022
Signals
6 dated events
- A••••• C•••••• reported RAUM $191.2M, down 38% from $309.6M (2025-03-25 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A••••• C•••••• reported RAUM $389.7M, down 41% from $656.5M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Corban Eric Leake (President & Chief Investment Officer) no longer on Schedule A of A••••• C•••••• (listed 2023-03-29, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- A••••• C•••••• reported RAUM $656.5M, up 36% from $484.3M (2022-03-25 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- A••••• C•••••• reported RAUM $415.3M, down 45% from $758.0M (2018-03-09 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Kent Dennis Barker (Shareholder) no longer on Schedule A of A••••• C•••••• (listed 2018-03-09, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/anchor-capital-management-group-inc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800)-290-8633reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026