DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Seaside Wealth Management, Inc.

Independent wealth managerCarlsbad, CaliforniaCRD 271039SEC 801-111750websiteIAPD
Latest filing Feb 19, 2026
First filing on the tape Aug 25, 2017 · 24 filings
SEC status approved since Sep 27, 2017
RAUM
$459M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$459M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$65.6M
derived; firm RAUM over IAPD count
Employees
12
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$459M as of Feb 19, 2026
Feb 24, 2018$144M then
HNW client RAUM$352M as of Feb 19, 2026
Feb 24, 2018$60.0M then
State-registered IARs (5.B.3)8 as of Feb 19, 2026
Feb 24, 20181 then
Employees (5.A)12 as of Feb 19, 2026
Feb 24, 20184 then
Private funds: no history
RAUM +27% over the last fiscal year+27% a year over threeIARs 4 to 8
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$65.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
54derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$390,880derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+27%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.8%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$374M, 724 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$352M77%
  • Individuals$108M23%
Individual clients
228reported
HNW clients
152reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,175reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$374M for 724 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Bradley James LinebergerCertified Financial Planner, Chartered Financial ConsultantCarlsbad, CaSep 11, 201518 y5
Matthew Brian CallahanCertified Financial Planner, Chartered Financial ConsultantCarlsbad, CaJun 15, 202013 y2
Jerri HammonsCarlsbad, CaJan 1, 202318 y3
Austin Robert MangoldCarlsbad, CaMay 31, 202413 y0
Kade Scott KretzschmarCarlsbad, CaNov 7, 202511 y0
Derek Justin FinchCarlsbad, CaJan 28, 202614 y2
Anthony Carl FrancoCertified Financial PlannerCarlsbad, CaFeb 4, 202612 y1
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • James Bradley Lineberger · President And Chief Compliance Officercontrol
      since 08/2015 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Carlsbad, Ca · principal731
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • business activity changedChange between filings · filing Feb 19, 2026
      selection of other advisers (Item 5.G.7): no on the filing of 2025-10-27, yes on the filing of 2026-02-19
      peers: independent wealth managers, $100M to $500M (5,676)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,170 to 1,175
      Oct 27, 2025 to Feb 19, 2026
    • Advisory employees · 4 to 11
      Oct 27, 2025 to Feb 19, 2026
    • Advisory activities · 3 to 4
      Oct 27, 2025 to Feb 19, 2026
    • BD registered reps · 2 to 1
      Oct 27, 2025 to Feb 19, 2026
    • HNW clients · 166 to 152
      Oct 27, 2025 to Feb 19, 2026
    • Individual clients · 180 to 228
      Oct 27, 2025 to Feb 19, 2026
    • Assets in custody · $302M to $374M
      Oct 27, 2025 to Feb 19, 2026
    • Employees · 5 to 12
      Oct 27, 2025 to Feb 19, 2026
    • Financial planning clients · 1-10 to 0
      Oct 27, 2025 to Feb 19, 2026
    • State-registered IARs · 4 to 8
      Oct 27, 2025 to Feb 19, 2026
    • Discretionary RAUM · $357M to $455M
      Oct 27, 2025 to Feb 19, 2026
    • HNW RAUM · $292M to $352M
      Oct 27, 2025 to Feb 19, 2026
    • Individual RAUM · $70.0M to $108M
      Oct 27, 2025 to Feb 19, 2026
    • Non-discretionary RAUM · $5.5M to $4.6M
      Oct 27, 2025 to Feb 19, 2026
    • RAUM · $362M to $459M
      Oct 27, 2025 to Feb 19, 2026
    • Accounts · 952 to 1,170
      Aug 26, 2024 to Feb 12, 2025
    • Advisory employees · 5 to 4
      Aug 26, 2024 to Feb 12, 2025
    • HNW clients · 147 to 166
      Aug 26, 2024 to Feb 12, 2025
    • Individual clients · 183 to 180
      Aug 26, 2024 to Feb 12, 2025
    • Assets in custody · $164M to $302M
      Aug 26, 2024 to Feb 12, 2025
    • Employees · 7 to 5
      Aug 26, 2024 to Feb 12, 2025
    • Financial planning clients · 1-10 to 1-10
      Aug 26, 2024 to Feb 12, 2025
    • State-registered IARs · 3 to 4
      Aug 26, 2024 to Feb 12, 2025
    • Discretionary RAUM · $279M to $357M
      Aug 26, 2024 to Feb 12, 2025
    • HNW RAUM · $221M to $292M
      Aug 26, 2024 to Feb 12, 2025
    • Individual RAUM · $64.0M to $70.0M
      Aug 26, 2024 to Feb 12, 2025
    • Non-discretionary RAUM · $5.6M to $5.5M
      Aug 26, 2024 to Feb 12, 2025
    • RAUM · $285M to $362M
      Aug 26, 2024 to Feb 12, 2025
    • State-registered IARs · 4 to 3
      Nov 6, 2023 to Mar 22, 2024
    • Accounts · 905 to 952
      Nov 6, 2023 to Mar 22, 2024
    • Advisory employees · 4 to 5
      Nov 6, 2023 to Mar 22, 2024
    • HNW clients · 151 to 147
      Nov 6, 2023 to Mar 22, 2024
    • Individual clients · 166 to 183
      Nov 6, 2023 to Mar 22, 2024
    • Assets in custody · $180M to $164M
      Nov 6, 2023 to Mar 22, 2024
    • Employees · 5 to 7
      Nov 6, 2023 to Mar 22, 2024
    • Discretionary RAUM · $221M to $279M
      Nov 6, 2023 to Mar 22, 2024
    • HNW RAUM · $38.2M to $221M
      Nov 6, 2023 to Mar 22, 2024
    • Individual RAUM · $185M to $64.0M
      Nov 6, 2023 to Mar 22, 2024
    • Non-discretionary RAUM · $3.0M to $5.6M
      Nov 6, 2023 to Mar 22, 2024
    • Pension RAUM · 1000000.0 to unset
      Nov 6, 2023 to Mar 22, 2024
    Signals
    2 dated events
    • Jesus Manuel Beltran left Seaside Wealth Management, Inc. for Lpl Financial Llc (registered 2026-05-27)
      Jan 28, 2026 · Advisor changed firm · fact
    • Seaside Wealth Management, Inc. filed its initial SEC registration (Form ADV)
      Aug 25, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    team@seasidewealth.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    760-730-8120reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/seaside-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
    Website
    SEASIDEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    (760) 730-8120reportedpublic record, Form ADV, Feb 19, 2026
    Contact form
    seasidewealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $65.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026