DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• F•••••••• G••••• L••
Latest filing Apr 27, 2026
First filing on the tape Apr 30, 2024 · 6 filings
SEC status approved since Jul 2, 2024
RAUM
$139M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$139M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$139M as of Apr 27, 2026
Mar 20, 2025$115M then
HNW client RAUM$113M as of Apr 27, 2026
Mar 20, 2025$82.9M then
State-registered IARs (5.B.3)1 as of Apr 27, 2026
Mar 20, 20251 then
Employees (5.A)2 as of Apr 27, 2026
Mar 20, 20252 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 191derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $316,874derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$113M82%
- Individuals$25.4M18%
- Individual clients
- 119reported
- HNW clients
- 72reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 438reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• J•••• B••••••••Certified Financial Planner | Kaplan, La | Jan 23, 2007 | 29 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• J•••• B•••••••• from E•••• S••••••••• L••Jan 23, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J••••• J•••• · Chief Compliance Officer/Managing Membercontrolsince 10/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Lafayette, LA1 employees
What changed
consecutive filings, newest first
- Accounts · 421 to 438Mar 20, 2025 to Mar 18, 2026
- HNW clients · 54 to 72Mar 20, 2025 to Mar 18, 2026
- Individual clients · 129 to 119Mar 20, 2025 to Mar 18, 2026
- Discretionary RAUM · $115M to $139MMar 20, 2025 to Mar 18, 2026
- HNW RAUM · $82.9M to $113MMar 20, 2025 to Mar 18, 2026
- Individual RAUM · $32.3M to $25.4MMar 20, 2025 to Mar 18, 2026
- RAUM · $115M to $139MMar 20, 2025 to Mar 18, 2026
- Accounts · 422 to 421Nov 19, 2024 to Mar 20, 2025
- HNW clients · 49 to 54Nov 19, 2024 to Mar 20, 2025
- Individual clients · 135 to 129Nov 19, 2024 to Mar 20, 2025
- Financial planning clients · 26-50 to 1-10Nov 19, 2024 to Mar 20, 2025
- Discretionary RAUM · $100M to $115MNov 19, 2024 to Mar 20, 2025
- HNW RAUM · $69.3M to $82.9MNov 19, 2024 to Mar 20, 2025
- Individual RAUM · $31.0M to $32.3MNov 19, 2024 to Mar 20, 2025
- RAUM · $100M to $115MNov 19, 2024 to Mar 20, 2025
Signals
1 dated events
- B•••••••• F•••••••• G••••• L•• filed its initial SEC registration (Form ADV)Apr 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B••••••••FINANCIALGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 337-643-8319reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026