DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•• Q• A••••••• L••
Latest filing Jun 4, 2026
First filing on the tape Mar 30, 2012 · 40 filings
SEC status approved since Jan 16, 2003
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
157
112 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
31
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$15B as of Jun 4, 2026
Mar 30, 2012$5.1B then
HNW client RAUM$447,045 as of Mar 28, 2020
Mar 29, 2018$11.3M then
State-registered IARs (5.B.3)0 as of Jun 4, 2026
Apr 1, 20130 then
Employees (5.A)157 as of Jun 4, 2026
Apr 1, 201379 then
Private funds31 as of Jun 4, 2026
Mar 30, 201224 then
RAUM +3.8% over the last fiscal year+6.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $859MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $15B, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15B for 18 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• I•••••••• F••• V•• L• | Private Equity Fund | $4.7B | 246 | Mar 28, 2020 |
| A•• I•••••••• F••• V••• L• | Private Equity Fund | $3.1B | 136 | Mar 29, 2024 |
| A•• I•••••••• F••• V• L• | Private Equity Fund | $2.3B | 158 | Mar 30, 2016 |
| A•• E•• C• L• | Private Equity Fund | $1.4B | 121 | Mar 31, 2023 |
| A•• M••••• M••••• D••• F••• I• L• | Hedge Fund | $979M | 52 | Nov 12, 2019 |
| A•• M••••• M••••• D••• F••• I•• L• | Hedge Fund | $936M | 56 | Nov 28, 2016 |
| A•• I•••••••• F••• V•••• L• | Private Equity Fund | $428M | 11 | Mar 28, 2020 |
| A•• M•••••••• F••• I• L• | Private Equity Fund | $388M | 62 | Mar 30, 2019 |
| A•• M••••• M••••• D••• F••• I• L•no longer reported | Hedge Fund | $376M | 36 | Mar 30, 2012 |
| A•• I•••••••• F••• V• L• | Private Equity Fund | $323M | 146 | Mar 30, 2012 |
| A•• G••••• E••••• F••• L• | Private Equity Fund | $247M | 28 | Mar 31, 2023 |
| A•• M••••• M••••• D••• F••• I• ••••••••• L•no longer reported | Hedge Fund | $195M | 14 | Mar 31, 2014 |
| A•• G••••• E••••• F•••••• L•no longer reported | Private Equity Fund | $178M | 4 | Mar 30, 2022 |
| A•• M••••• M••••• D••• F••• V• L• | Hedge Fund | $175M | 15 | Aug 24, 2023 |
| A•• M••••• M••••• D••• F••• I•• L•no longer reported | Hedge Fund | $170M | 36 | Mar 30, 2012 |
| A•• E••••• F••• I• L• | Private Equity Fund | $136M | 9 | Mar 30, 2012 |
| A•• G••••• E••••• F••• ••••••••• L• | Private Equity Fund | $93.2M | 15 | Mar 31, 2023 |
| A•• M••••• M••••• D••• F••• I•• L••no longer reported | Hedge Fund | $85.8M | 2 | Mar 30, 2012 |
| A•• I•••••••• 2••• F••• L••• | Private Equity Fund | $73.4M | 57 | Mar 30, 2012 |
| A•• I•••••••• F••• V••••• L• | Private Equity Fund | $63.5M | 20 | Mar 29, 2024 |
| A•• M••••• M••••• D••• F••• I•• L•no longer reported | Hedge Fund | $61.4M | 5 | Mar 30, 2012 |
| A•• I•••••••• E•••••••• F••• V•• L• | Private Equity Fund | $51.1M | 81 | Mar 28, 2020 |
| A••••••• A•• F•••••• L• | Private Equity Fund | $50.5M | 2 | Mar 29, 2024 |
| A•• I•••••••• ••••••• I• L•••no longer reported | Private Equity Fund | $45.4M | 95 | Mar 30, 2012 |
| A•• I•••••••• E•••••••• F••• V••• L• | Private Equity Fund | $35.6M | 46 | Mar 29, 2024 |
| A•• I•••••••• E•••••••• F••• V• L• | Private Equity Fund | $32.3M | 86 | Mar 30, 2016 |
| A•• M•••••••• F••• I•• L• | Private Equity Fund | $27.1M | 86 | Mar 31, 2014 |
| A•• I•••••••• ••••••• I• L•••no longer reported | Private Equity Fund | $20.7M | 2 | Mar 30, 2012 |
| A•• I•••••••• 2••• F••• L•no longer reported | Private Equity Fund | $15.3M | 10 | Mar 30, 2012 |
| A•• I•••••••• 2••• Q• P••••••••• F••• L• | Private Equity Fund | $12.9M | 146 | Mar 30, 2012 |
| A•• I•••••••• 2••• F••• I• L••• | Private Equity Fund | $11.4M | 2 | Mar 30, 2012 |
| A•• I•••••••• Q• P••••••••• F••• V• L• | Private Equity Fund | $8.1M | 57 | Mar 30, 2012 |
| A•• M•••••••• F••• L•no longer reported | Hedge Fund | $8.0M | 59 | Mar 30, 2012 |
| A•• I•••••••• P••••••••• F••• V• L• | Private Equity Fund | $5.9M | 31 | Mar 30, 2012 |
| A•• I•••••••• F••• V•• L• | Private Equity Fund | $5.2M | 3 | Apr 1, 2013 |
| A•• A••• F••• L• | Private Equity Fund | $4.5M | 14 | Mar 30, 2012 |
| A•• I•••••••• ••••••• I• L•••no longer reported | Private Equity Fund | $2.8M | 2 | Mar 30, 2012 |
| A•• M•••••••• ••••••••• F••• L•no longer reported | Private Equity Fund | $2.6M | 11 | Mar 30, 2012 |
| A•• I•••••••• F••• V•• L• | Private Equity Fund | $1.6M | 2 | Apr 1, 2013 |
| A•• I•••••••• 2••• P••••••••• F••• L• | Private Equity Fund | $520,612 | 41 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• B••••••• L••• · Chief Compliance Officer And General Counsel Of A•• Q• A••••••• L•• And Cco Of All Relying Adviserscontrolsince 01/2013 · owns less than 5%
- D•••••••• S•••••• E••••• · Chief Financial Officer, Treasurer & Asst Secretary Of A•• Q• A••••••• L••controlsince 04/2011 · owns less than 5%
- G•••••• J•••• L••• · Chairman Of A•• Q• A••••••• L••controlsince 11/2002 · owns less than 5%
- H••••••••• B••••• R•••••• · Ceo Of A•• I•••••••• L• And Ceo And President Of A•• Q• A••••••• L••controlsince 01/2018 · owns less than 5%
- G•••••• J•••• L••• · Managing Member Of A•• M••••••••• L••controlsince 02/2003 · owns F of A•• M••••••••• L••
- H••••••••• B••••• R•••••• · Managing Member Of A•• M••••••••• L••controlsince 07/2019 · owns F of A•• M••••••••• L••
Entity owners
- A•• I•••••••• L• · Sole Member Of A•• Q• A••••••• L••direct · owns 75% or more
- A•• I•••••••• H••••••• L• · L•••••• Partner Of A•• I•••••••• L•indirect · owns 75% or more of A•• I•••••••• L•
- A•• M••••••••• L•• · General Partner Of A•• I•••••••• H••••••• L•, A•• I•••••••• L•, And Aea Adviser Holdings (M•••) LPindirect · owns F of A•• I•••••••• L•
- A•• A••••••• H••••••• ••••• L• · L•••••• Partner Of A•• I•••••••• H••••••• L•indirect · owns 75% or more of A•• I•••••••• H••••••• L•
Related persons
Schedule D 7.A
- A•• G••••• E••••• P••••••• L•bankpooled vehicle sponsorn
- A•• G••••• F•••••• G• L••pooled vehicle sponsorn
- A•• I•••••••• ••••• L••••••investment advisern
- A•• I•••••••• •••••••• G•••investment advisern
- A•• I•••••••• ••• L••investment advisern
- A•• I•••••••• 2••• P• L••pooled vehicle sponsorn
- A•• I•••••••• E•••••••• P••••••• V• L••pooled vehicle sponsorn
- A•• I•••••••• E•••••••• P••••••• V•• L••bankpooled vehicle sponsorn
- A•• I•••••••• E•••••••• P••••••• V••• L••bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• 2••• L•••bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• E• I• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• E••••• L•••bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V•• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V••• L•bankpooled vehicle sponsorn
- A•• I•••••••• P• V• L••pooled vehicle sponsorn
- A•• I•••••••• S•• I• P••••••• L•bankpooled vehicle sponsorn
- A•• I•••••••• S•• I•• P••••••• L•bankpooled vehicle sponsorn
- A•• I•••••••• S•• I• P••••••• L•bankpooled vehicle sponsorn
- Aea Enterprise Partners Management LPinvestment adviserpooled vehicle sponsornRAUM $3.5B
- A•• I•••••••• S•• V• P••••••• L•bankpooled vehicle sponsorn
- A•• M•••••••• P••••••• I• L•bankpooled vehicle sponsorn
- A•• M•••••••• P••••••• I•• L•bankpooled vehicle sponsory
- A•• M•••••••• P••••••• I• L•bankpooled vehicle sponsorn
- A•• M••••• M••••• D••• I•• G• L•bankpooled vehicle sponsorn
- A•• M••••• M••••• D••• I• G• L•bankpooled vehicle sponsorn
- A•• M••••• M••••• D••• V• G• L•bankpooled vehicle sponsorn
- A•• P••••••• A••• L•bankpooled vehicle sponsorn
- A•• P••••••• E•• C• L•bankpooled vehicle sponsorn
Advisers that list A•• Q• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom8 employees
- San Francisco, CA8 employees
- Stamford, CT2 employees
- Munich, Germany1 employees
- Shanghai, China
What changed
consecutive filings, newest first
- Accounts · 17 to 18Feb 25, 2026 to Mar 30, 2026
- Advisory employees · 120 to 112Feb 25, 2026 to Mar 30, 2026
- Pooled vehicle clients · 17 to 18Feb 25, 2026 to Mar 30, 2026
- Assets in custody · $15B to $15BFeb 25, 2026 to Mar 30, 2026
- Employees · 167 to 157Feb 25, 2026 to Mar 30, 2026
- Discretionary RAUM · $15B to $15BFeb 25, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $15B to $15BFeb 25, 2026 to Mar 30, 2026
- RAUM · $15B to $15BFeb 25, 2026 to Mar 30, 2026
- Private funds · 29 to 31Nov 24, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Nov 24, 2025
- Private funds · 28 to 29Mar 31, 2025 to Nov 24, 2025
- Accounts · 19 to 17Dec 6, 2024 to Mar 31, 2025
- Pooled vehicle clients · 19 to 17Dec 6, 2024 to Mar 31, 2025
- Assets in custody · $16B to $15BDec 6, 2024 to Mar 31, 2025
- Employees · 164 to 167Dec 6, 2024 to Mar 31, 2025
- Private funds · 31 to 28Dec 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $16B to $15BDec 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $16B to $15BDec 6, 2024 to Mar 31, 2025
- RAUM · $16B to $15BDec 6, 2024 to Mar 31, 2025
- Accounts · 17 to 19Aug 24, 2023 to Mar 29, 2024
- Advisory employees · 112 to 120Aug 24, 2023 to Mar 29, 2024
- Pooled vehicle clients · 17 to 19Aug 24, 2023 to Mar 29, 2024
- Assets in custody · $0 to $16BAug 24, 2023 to Mar 29, 2024
- Employees · 151 to 164Aug 24, 2023 to Mar 29, 2024
- Private funds · 27 to 31Aug 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $13B to $16BAug 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $13B to $16BAug 24, 2023 to Mar 29, 2024
- RAUM · $13B to $16BAug 24, 2023 to Mar 29, 2024
- Private funds · 26 to 27Apr 26, 2023 to Aug 24, 2023
- Accounts · 16 to 17Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 101 to 112Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 16 to 17Mar 30, 2022 to Mar 31, 2023
- Employees · 130 to 151Mar 30, 2022 to Mar 31, 2023
- Private funds · 24 to 26Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $13B to $13BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $13BMar 30, 2022 to Mar 31, 2023
- RAUM · $13B to $13BMar 30, 2022 to Mar 31, 2023
- Advisory employees · 81 to 101Dec 22, 2021 to Mar 30, 2022
- Employees · 106 to 130Dec 22, 2021 to Mar 30, 2022
- Discretionary RAUM · $14B to $13BDec 22, 2021 to Mar 30, 2022
Signals
1 dated events
- A•• Q• A••••••• L•• reported RAUM $13.7B, up 59% from $8.6B (2019-11-12 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•• Q• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•• Q• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.AEAINVESTORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-644-5900reportedpublic record, Form ADV, Jun 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026