DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••••• C•••••• M••••••••• L•
Latest filing Jul 9, 2026
First filing on the tape Oct 21, 2024 · 6 filings
SEC status approved since Nov 19, 2024
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.6B as of Jul 9, 2026
Mar 18, 2025$511M then
HNW client RAUM$0 as of Jul 9, 2026
Mar 18, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 9, 2026
Mar 18, 20250 then
Employees (5.A)6 as of Jul 9, 2026
Mar 18, 20253 then
Private funds3 as of Jul 9, 2026
Mar 18, 20251 then
RAUM +210% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $529MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +210%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.6B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• J•••• L••• · Chief Executive Officercontrolsince 06/2024 · owns less than 5%
- P•••••• J••••• V••••• · Chief Compliance Officer / Partnercontrolsince 06/2024 · owns less than 5%
- G•••••• J•••• L••• · Managing Membercontrolsince 02/2003 · owns F of A•• M••••••••• L••
- G•••••• J•••• L••• · L•••••• Partnercontrolsince 06/2024 · owns 50% to 75% of P•••••••• C•••••• M••••••••• H••••••• L•
- H••••••••• B••••• R•••••• · Managing Membercontrolsince 07/2019 · owns F of A•• M••••••••• L••
Entity owners
- P•••••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- P•••••••• C•••••• M••••••••• H••••••• L• · L•••••• Partnerdirect · owns 75% or more
- A•• A•••••• H••••••• ••••• L• · L•••••• Partnerindirect · owns 75% or more of A•• I•••••••• H••••••• L•
- A•• I•••••••• H••••••• L• · L•••••• Partnerindirect · owns 75% or more of A•• I•••••••• L•
- A•• I•••••••• L• · L•••••• Partnerindirect · owns 50% to 75% of P•••••••• C•••••• M••••••••• H••••••• L•
- A•• M••••••••• L•• · General Partnerindirect · owns F of A•• I•••••••• H••••••• L•
- A•• M••••••••• L•• · General Partnerindirect · owns F of A•• A•••••• H••••••• ••••• L•
- A•• M••••••••• L•• · General Partnerindirect · owns F of A•• I•••••••• L•
Related persons
Schedule D 7.A
- A•• A••••••• L••investment adviserpooled vehicle sponsorn
- A•• D••• M••••••••• L•pooled vehicle sponsorn
- A•• G••••• M••••••••• L•pooled vehicle sponsorn
- A•• I•••••••• ••••• L••••••investment advisern
- A•• I•••••••• •••••••• G•••investment advisern
- A•• I•••••••• ••• L••investment advisern
- A•• I•••••••• L•investment adviserpooled vehicle sponsorn
- Aea Enterprise Partners Management LPinvestment adviserpooled vehicle sponsornRAUM $3.5B
- A•• Q• A••••••• L••investment adviserpooled vehicle sponsornRAUM $15B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $511,150,000 to $1,585,653,781 (+210.0%) between the annual amendments of 2025-03-18 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 3May 22, 2025 to Mar 30, 2026
- Advisory employees · 3 to 5May 22, 2025 to Mar 30, 2026
- Pooled vehicle clients · 1 to 3May 22, 2025 to Mar 30, 2026
- Assets in custody · $511M to $1.6BMay 22, 2025 to Mar 30, 2026
- Employees · 3 to 6May 22, 2025 to Mar 30, 2026
- Private funds · 1 to 3May 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $511M to $1.6BMay 22, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $511M to $1.6BMay 22, 2025 to Mar 30, 2026
- RAUM · $511M to $1.6BMay 22, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 18, 2025 to May 22, 2025
- Accounts · 0 to 1Nov 18, 2024 to Mar 18, 2025
- Pooled vehicle clients · 0 to 1Nov 18, 2024 to Mar 18, 2025
- Assets in custody · unset to 511150000.0Nov 18, 2024 to Mar 18, 2025
- Custody of client assets · false to trueNov 18, 2024 to Mar 18, 2025
- Private funds · unset to 1Nov 18, 2024 to Mar 18, 2025
- Discretionary RAUM · $0 to $511MNov 18, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $0 to $511MNov 18, 2024 to Mar 18, 2025
- RAUM · $0 to $511MNov 18, 2024 to Mar 18, 2025
- Related bank · true to falseNov 18, 2024 to Mar 18, 2025
Signals
2 dated events
- P•••••••• C•••••• M••••••••• L• reported RAUM $1.6B, up 210% from $511.1M (2025-05-22 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P•••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Oct 21, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- P•••••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/painswick-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-644-5900reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026