DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Crestwood Advisors LLC

Former SEC-registered adviserBoston, MassachusettsCRD 125361SEC 801-62000IAPD
Latest filing Mar 28, 2016
First filing on the tape Mar 29, 2012 · 6 filings
RAUM
$1.3B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
19 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.3B as of Mar 28, 2016
Mar 29, 2012$808M then
HNW client RAUM: no history
State-registered IARs (5.B.3)13 as of Mar 28, 2016
Mar 19, 20136 then
Employees (5.A)23 as of Mar 28, 2016
Mar 19, 201314 then
Private funds: no history
RAUM +0.0% over the last fiscal year+8.7% a year over threeIARs 7 to 13
Practice profile
derived from the filing of Mar 28, 2016; every figure names its basis
RAUM per advisor
$102MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$828,300derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
13.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+86%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,596reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Arthur Michael Eckton · Managing Partnercontrol
        since 04/2003 · owns 25% to 50%
      • Gilmore Robert Ix · Managing Partnercontrol
        since 08/2005 · owns 10% to 25%
      • Ward John Morris · Managing Partnercontrol
        since 05/2003 · owns 25% to 50%
      • Micah Aaron Beltrami · Partner
        since 01/2014 · owns less than 5%
      • Rachel Leah Sciabarrasi · Partner
        since 09/2008 · owns less than 5%
      • Donald Roy Treible · Chief Compliance Officer/Partner
        since 01/2016 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1,515 to 1,596
        Mar 30, 2015 to Mar 28, 2016
      • Advisory employees · 17 to 19
        Mar 30, 2015 to Mar 28, 2016
      • Employees · 17 to 23
        Mar 30, 2015 to Mar 28, 2016
      • Financial planning clients · 51-100 to 101-250
        Mar 30, 2015 to Mar 28, 2016
      • State-registered IARs · 7 to 13
        Mar 30, 2015 to Mar 28, 2016
      • Discretionary RAUM · $1.2B to $1.2B
        Mar 30, 2015 to Mar 28, 2016
      • Non-discretionary RAUM · $116M to $75.0M
        Mar 30, 2015 to Mar 28, 2016
      • RAUM · $1.3B to $1.3B
        Mar 30, 2015 to Mar 28, 2016
      • Accounts · 1,438 to 1,515
        Mar 28, 2014 to Mar 30, 2015
      • Advisory employees · 16 to 17
        Mar 28, 2014 to Mar 30, 2015
      • Employees · 16 to 17
        Mar 28, 2014 to Mar 30, 2015
      • Discretionary RAUM · $1.0B to $1.2B
        Mar 28, 2014 to Mar 30, 2015
      • Non-discretionary RAUM · $164M to $116M
        Mar 28, 2014 to Mar 30, 2015
      • RAUM · $1.2B to $1.3B
        Mar 28, 2014 to Mar 30, 2015
      • Accounts · 1,300 to 1,438
        Mar 19, 2013 to Mar 28, 2014
      • Advisory employees · 14 to 16
        Mar 19, 2013 to Mar 28, 2014
      • Employees · 14 to 16
        Mar 19, 2013 to Mar 28, 2014
      • Financial planning clients · 1-10 to 51-100
        Mar 19, 2013 to Mar 28, 2014
      • State-registered IARs · 6 to 7
        Mar 19, 2013 to Mar 28, 2014
      • Discretionary RAUM · $919M to $1.0B
        Mar 19, 2013 to Mar 28, 2014
      • Non-discretionary RAUM · $111M to $164M
        Mar 19, 2013 to Mar 28, 2014
      • RAUM · $1.0B to $1.2B
        Mar 19, 2013 to Mar 28, 2014
      • Accounts · 1,050 to 1,300
        Apr 12, 2012 to Mar 19, 2013
      • Advisory employees · unset to 14.0
        Apr 12, 2012 to Mar 19, 2013
      • Employees · unset to 14.0
        Apr 12, 2012 to Mar 19, 2013
      • Financial planning clients · 0 to 1-10
        Apr 12, 2012 to Mar 19, 2013
      • State-registered IARs · unset to 6.0
        Apr 12, 2012 to Mar 19, 2013
      • Discretionary RAUM · $706M to $919M
        Apr 12, 2012 to Mar 19, 2013
      • Non-discretionary RAUM · $101M to $111M
        Apr 12, 2012 to Mar 19, 2013
      • RAUM · $808M to $1.0B
        Apr 12, 2012 to Mar 19, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026