DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• G•••• A•••• M••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Dec 2, 2011 · 22 filings
SEC status approved since Apr 3, 2003
RAUM
$656M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$656M as of Mar 18, 2026
Mar 22, 2012$201M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 22, 20120 then
Employees (5.A)2 as of Mar 18, 2026
Apr 1, 20132 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $31.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$463M74%
- Corporations and businesses$165M26%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 17reported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.71 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• J•••• J••••• · President/Co-Foundercontrolsince 03/2003 · owns 25% to 50%
- D••••••••• M•••• J••• · Ceo/Cco/Co-Foundercontrolsince 03/2003 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
What changed
consecutive filings, newest first
- Accounts · 27 to 21Mar 27, 2025 to Mar 18, 2026
- Pension plan clients · 15 to 17Mar 27, 2025 to Mar 18, 2026
- Discretionary RAUM · $569M to $656MMar 27, 2025 to Mar 18, 2026
- Pension RAUM · $402M to $463MMar 27, 2025 to Mar 18, 2026
- RAUM · $569M to $656MMar 27, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0Mar 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $460M to $569MMar 23, 2024 to Mar 27, 2025
- Pension RAUM · $332M to $402MMar 23, 2024 to Mar 27, 2025
- RAUM · $460M to $569MMar 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $405M to $460MMar 31, 2023 to Mar 23, 2024
- Pension RAUM · $306M to $332MMar 31, 2023 to Mar 23, 2024
- RAUM · $405M to $460MMar 31, 2023 to Mar 23, 2024
- Accounts · 19 to 27May 24, 2022 to Mar 31, 2023
- Discretionary RAUM · $618M to $405MMay 24, 2022 to Mar 31, 2023
- Pension RAUM · $408M to $306MMay 24, 2022 to Mar 31, 2023
- RAUM · $618M to $405MMay 24, 2022 to Mar 31, 2023
- Accounts · 27 to 19Aug 13, 2021 to Mar 16, 2022
- Discretionary RAUM · $598M to $618MAug 13, 2021 to Mar 16, 2022
- Pension RAUM · $396M to $408MAug 13, 2021 to Mar 16, 2022
- RAUM · $598M to $618MAug 13, 2021 to Mar 16, 2022
- Discretionary RAUM · $565M to $598MMar 11, 2021 to Aug 13, 2021
- Pension RAUM · $386M to $396MMar 11, 2021 to Aug 13, 2021
- RAUM · $565M to $598MMar 11, 2021 to Aug 13, 2021
- Accounts · 25 to 27Aug 28, 2020 to Mar 11, 2021
- Charity clients · 0.0 to unsetAug 28, 2020 to Mar 11, 2021
- HNW clients · 0.0 to unsetAug 28, 2020 to Mar 11, 2021
- Individual clients · 0.0 to unsetAug 28, 2020 to Mar 11, 2021
- Pension plan clients · 13 to 15Aug 28, 2020 to Mar 11, 2021
- Pooled vehicle clients · 0.0 to unsetAug 28, 2020 to Mar 11, 2021
- Discretionary RAUM · $403M to $565MAug 28, 2020 to Mar 11, 2021
- Pension RAUM · $274M to $386MAug 28, 2020 to Mar 11, 2021
- RAUM · $403M to $565MAug 28, 2020 to Mar 11, 2021
- Accounts · 26 to 25Mar 18, 2020 to Aug 28, 2020
- Pension plan clients · 14 to 13Mar 18, 2020 to Aug 28, 2020
- Discretionary RAUM · $421M to $403MMar 18, 2020 to Aug 28, 2020
- Pension RAUM · $292M to $274MMar 18, 2020 to Aug 28, 2020
- RAUM · $421M to $403MMar 18, 2020 to Aug 28, 2020
- Accounts · 23 to 26Mar 26, 2019 to Mar 18, 2020
- BD registered reps · 1 to 0Mar 26, 2019 to Mar 18, 2020
- Pension plan clients · 13 to 14Mar 26, 2019 to Mar 18, 2020
Signals
2 dated events
- O•• G•••• A•••• M••••••••• L•• reported RAUM $405.5M, down 34% from $618.0M (2022-05-24 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- O•• G•••• A•••• M••••••••• L•• reported RAUM $564.6M, up 40% from $403.3M (2020-08-28 to 2021-03-11)Mar 11, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- OLDG••••AM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610-648-3860reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026