DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vantage Investment Partners, LLC

Former SEC-registered adviserKansas City, MissouriCRD 126208SEC 801-62034IAPD
Latest filing Jun 18, 2020
First filing on the tape Dec 8, 2011 · 25 filings
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$2.5B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.6B as of Feb 10, 2020
Jan 27, 2012$1.0B then
HNW client RAUM$2.5B as of Feb 10, 2020
Feb 19, 2018$2.0B then
State-registered IARs (5.B.3)4 as of Feb 10, 2020
Feb 28, 20134 then
Employees (5.A)4 as of Feb 10, 2020
Feb 28, 20135 then
Private funds: no history
RAUM +20% over the last fiscal year+9.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jun 18, 2020; every figure names its basis
RAUM per advisor
$638MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
9derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$89.1MderivedHNW RAUM over HNW clients
Average account
$23.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-15%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.5B98%
  • Insurance companies$33.3M1.3%
  • Other investment advisers$13.3M0.5%
  • Corporations and businesses$8.5M0.3%
  • Individuals$3.6M0.1%
Individual clients
7reported
HNW clients
28reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
109reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Diana Carolyn Moon · Chief Compliance Officer, Director Of Operationscontrol
      since 02/2017 · owns less than 5%
    • Gerard John Woolway · President, Chief Investment Officercontrol
      since 03/2003 · owns less than 5%
    Entity owners
    • Van Tuyl Family 2012 Irrevocable Trust Fbo Larry L. Van Tuyl Dated 12/31/12 · Member
      direct · owns 75% or more
    • Larry L. Van Tuyl · Grantor
      indirect · owns F of Pheasant Paradise Trust Company, LLC
    • Pheasant Paradise Trust Company, LLC · Trustee
      indirect · owns F of Van Tuyl Family 2012 Irrevocable Trust Fbo Larry L. Van Tuyl Dated 12/31/12
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 118 to 109
      May 13, 2019 to Feb 10, 2020
    • HNW clients · 30 to 28
      May 13, 2019 to Feb 10, 2020
    • Individual clients · 11 to 7
      May 13, 2019 to Feb 10, 2020
    • Discretionary RAUM · $2.1B to $2.6B
      May 13, 2019 to Feb 10, 2020
    • HNW RAUM · $2.1B to $2.5B
      May 13, 2019 to Feb 10, 2020
    • Individual RAUM · $3.0M to $3.6M
      May 13, 2019 to Feb 10, 2020
    • RAUM · $2.1B to $2.6B
      May 13, 2019 to Feb 10, 2020
    • Accounts · 112 to 118
      Aug 22, 2018 to Feb 15, 2019
    • Advisory employees · 5 to 4
      Aug 22, 2018 to Feb 15, 2019
    • Individual clients · 10 to 11
      Aug 22, 2018 to Feb 15, 2019
    • Employees · 5 to 4
      Aug 22, 2018 to Feb 15, 2019
    • State-registered IARs · 5 to 4
      Aug 22, 2018 to Feb 15, 2019
    • Discretionary RAUM · $2.0B to $2.1B
      Aug 22, 2018 to Feb 15, 2019
    • HNW RAUM · $2.0B to $2.1B
      Aug 22, 2018 to Feb 15, 2019
    • Individual RAUM · $3.7M to $3.0M
      Aug 22, 2018 to Feb 15, 2019
    • RAUM · $2.0B to $2.1B
      Aug 22, 2018 to Feb 15, 2019
    • Accounts · 110 to 112
      Jan 22, 2018 to Feb 19, 2018
    • Advisory employees · 4 to 5
      Jan 22, 2018 to Feb 19, 2018
    • HNW clients · unset to 30.0
      Jan 22, 2018 to Feb 19, 2018
    • Individual clients · unset to 10.0
      Jan 22, 2018 to Feb 19, 2018
    • Employees · 4 to 5
      Jan 22, 2018 to Feb 19, 2018
    • State-registered IARs · 4 to 5
      Jan 22, 2018 to Feb 19, 2018
    • Discretionary RAUM · $2.0B to $2.0B
      Jan 22, 2018 to Feb 19, 2018
    • HNW RAUM · unset to 1955157278.0
      Jan 22, 2018 to Feb 19, 2018
    • Individual RAUM · unset to 3747290.0
      Jan 22, 2018 to Feb 19, 2018
    • RAUM · $2.0B to $2.0B
      Jan 22, 2018 to Feb 19, 2018
    • Other offices · unset to 0.0
      Feb 27, 2017 to Jan 22, 2018
    • Accounts · 356 to 110
      Mar 14, 2016 to Feb 20, 2017
    • Discretionary RAUM · $3.4B to $2.0B
      Mar 14, 2016 to Feb 20, 2017
    • Non-discretionary RAUM · $195M to $0
      Mar 14, 2016 to Feb 20, 2017
    • RAUM · $3.6B to $2.0B
      Mar 14, 2016 to Feb 20, 2017
    • Accounts · 415 to 356
      Jan 4, 2016 to Mar 14, 2016
    • Advisory activities · 2 to 1
      Jan 4, 2016 to Mar 14, 2016
    • Employees · 7 to 4
      Jan 4, 2016 to Mar 14, 2016
    • Financial planning clients · 1-10 to 0
      Jan 4, 2016 to Mar 14, 2016
    • State-registered IARs · 7 to 4
      Jan 4, 2016 to Mar 14, 2016
    • Discretionary RAUM · $1.7B to $3.4B
      Jan 4, 2016 to Mar 14, 2016
    • Non-discretionary RAUM · $0 to $195M
      Jan 4, 2016 to Mar 14, 2016
    • RAUM · $1.7B to $3.6B
      Jan 4, 2016 to Mar 14, 2016
    • Accounts · 403 to 415
      Jan 12, 2015 to Mar 18, 2015
    Signals
    2 dated events
    • Mike Pacheco (Trustee) no longer on Schedule A of Vantage Investment Partners, Llc (listed 2019-02-15, absent 2019-05-13)
      May 13, 2019 · Control person left · inference
    • Stan Reed (Trustee) no longer on Schedule A of Vantage Investment Partners, Llc (listed 2019-02-15, absent 2019-05-13)
      May 13, 2019 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026