DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• F•••••••• P•••••••• I•••
Latest filing Mar 20, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since May 9, 2003
RAUM
$1.5B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
25%
$379M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.5B as of Mar 20, 2026
Mar 30, 2012$900M then
HNW client RAUM$379M as of Mar 20, 2026
Mar 1, 2018$239M then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 28, 20130 then
Employees (5.A)4 as of Mar 20, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +29% over the last fiscal year+8.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $27.1MderivedHNW RAUM over HNW clients
- Average account
- $44.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$559M37%
- High-net-worth individuals$379M25%
- State and municipal entities$352M23%
- Pension and profit-sharing plans$231M15%
- Individual clients
- 0reported
- HNW clients
- 14reported
- Pension plan clients
- 4reported
- Charitable clients
- 9reported
- Accounts
- 34reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.25 fund_share=0.0 institutional_share=0.75 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• J•••• K••• · Managing Partnercontrolsince 03/2003 · owns 75% or more
- A•••••••• T••••••• J• · Managing Partner & Chief Compliance Officersince 07/2008 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 20, 2026discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 0.0% percentile
- high institutional concentrationStatic outlier · filing Mar 20, 2026institutional share of RAUM of 75% against a peer median of 3% (1362 comparable advisers, 99.0th percentile, 18.0 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 35 to 34Mar 25, 2025 to Mar 20, 2026
- HNW clients · 15 to 14Mar 25, 2025 to Mar 20, 2026
- HNW RAUM · $351M to $379MMar 25, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $1.2B to $1.5BMar 25, 2025 to Mar 20, 2026
- Pension RAUM · $210M to $231MMar 25, 2025 to Mar 20, 2026
- RAUM · $1.2B to $1.5BMar 25, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 25, 2025
- Charity clients · 10 to 9Mar 27, 2024 to Mar 25, 2025
- HNW RAUM · $313M to $351MMar 27, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $1.2B to $1.2BMar 27, 2024 to Mar 25, 2025
- Pension RAUM · $192M to $210MMar 27, 2024 to Mar 25, 2025
- RAUM · $1.2B to $1.2BMar 27, 2024 to Mar 25, 2025
- Accounts · 37 to 35Mar 30, 2023 to Mar 27, 2024
- Corporate clients · 1 to 0Mar 30, 2023 to Mar 27, 2024
- HNW clients · 16 to 15Mar 30, 2023 to Mar 27, 2024
- Pension plan clients · 6 to 4Mar 30, 2023 to Mar 27, 2024
- HNW RAUM · $317M to $313MMar 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $1.2B to $1.2BMar 30, 2023 to Mar 27, 2024
- Pension RAUM · $166M to $192MMar 30, 2023 to Mar 27, 2024
- RAUM · $1.2B to $1.2BMar 30, 2023 to Mar 27, 2024
- Accounts · 35 to 37Mar 31, 2022 to Mar 30, 2023
- Advisory activities · 2 to 3Mar 31, 2022 to Mar 30, 2023
- Charity clients · 11 to 10Mar 31, 2022 to Mar 30, 2023
- HNW clients · 13 to 16Mar 31, 2022 to Mar 30, 2023
- HNW RAUM · $330M to $317MMar 31, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $1.4B to $1.2BMar 31, 2022 to Mar 30, 2023
- Pension RAUM · $197M to $166MMar 31, 2022 to Mar 30, 2023
- RAUM · $1.4B to $1.2BMar 31, 2022 to Mar 30, 2023
- Accounts · 36 to 35Nov 12, 2021 to Mar 31, 2022
- Charity clients · 9 to 11Nov 12, 2021 to Mar 31, 2022
- HNW RAUM · $249M to $330MNov 12, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $2.1B to $1.4BNov 12, 2021 to Mar 31, 2022
- Pension RAUM · $1.0B to $197MNov 12, 2021 to Mar 31, 2022
- RAUM · $2.1B to $1.4BNov 12, 2021 to Mar 31, 2022
- Accounts · 34 to 36Jun 23, 2020 to Mar 30, 2021
- Charity clients · 10 to 9Jun 23, 2020 to Mar 30, 2021
- HNW clients · 12 to 13Jun 23, 2020 to Mar 30, 2021
- Pension plan clients · 8 to 6Jun 23, 2020 to Mar 30, 2021
- HNW RAUM · $218M to $249MJun 23, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $1.9B to $2.1BJun 23, 2020 to Mar 30, 2021
Signals
2 dated events
- A••••••• F•••••••• P•••••••• I••• reported RAUM $1.5B, up 29% from $1.2B (2025-03-25 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- A••••••• F•••••••• P•••••••• I••• reported RAUM $1.4B, down 34% from $2.1B (2021-11-12 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-280-8995reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- A•••••••FINANCIALPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 9042808995reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026