DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hillcrest Wealth Advisors - Ny, LLC

Independent wealth managerHolmdel, New JerseyCRD 126818SEC 801-71316websiteIAPD
Latest filing May 22, 2026
First filing on the tape Mar 23, 2012 · 38 filings
SEC status approved since Apr 28, 2010
RAUM
$391M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$388M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$391M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$391M as of May 22, 2026
Mar 23, 2012$550M then
HNW client RAUM$386M as of May 22, 2026
Mar 27, 2018$767M then
State-registered IARs (5.B.3)1 as of May 22, 2026
Mar 23, 20120 then
Employees (5.A)2 as of May 22, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +9.9% over the last fiscal year+7.0% a year over threeIARs 1 to 1offices 0 to 1
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$391MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
62derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.9MderivedHNW RAUM over HNW clients
Average account
$1.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+9.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-3.1%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$386M99%
  • Corporations and businesses$2.5M0.6%
  • Individuals$2.0M0.5%
Individual clients
6reported
HNW clients
56reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
235reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Danny Anthony YuCertified Financial PlannerHolmdel, NjJan 20, 201724 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Anthony Danny Yu · Chief Executive Officer, Chief Compliance Officercontrol
    since 05/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Hillcrest Wealth Advisors - Ny, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • HQ city · HAZLET to HOLMDEL
    Feb 24, 2026 to May 22, 2026
  • Other offices · 0 to 1
    Feb 24, 2026 to May 22, 2026
  • Accounts · 239 to 235
    Feb 11, 2025 to Feb 24, 2026
  • Corporate clients · unset to 3.0
    Feb 11, 2025 to Feb 24, 2026
  • HNW clients · 59 to 56
    Feb 11, 2025 to Feb 24, 2026
  • Individual clients · 5 to 6
    Feb 11, 2025 to Feb 24, 2026
  • Discretionary RAUM · $355M to $391M
    Feb 11, 2025 to Feb 24, 2026
  • HNW RAUM · $352M to $386M
    Feb 11, 2025 to Feb 24, 2026
  • Individual RAUM · $1.7M to $2.0M
    Feb 11, 2025 to Feb 24, 2026
  • RAUM · $355M to $391M
    Feb 11, 2025 to Feb 24, 2026
  • Accounts · 249 to 239
    Feb 7, 2024 to Feb 11, 2025
  • Individual clients · 6 to 5
    Feb 7, 2024 to Feb 11, 2025
  • Financial planning clients · 1-10 to 1-10
    Feb 7, 2024 to Feb 11, 2025
  • Discretionary RAUM · $348M to $355M
    Feb 7, 2024 to Feb 11, 2025
  • HNW RAUM · $343M to $352M
    Feb 7, 2024 to Feb 11, 2025
  • Individual RAUM · $3.2M to $1.7M
    Feb 7, 2024 to Feb 11, 2025
  • RAUM · $348M to $355M
    Feb 7, 2024 to Feb 11, 2025
  • Accounts · 251 to 249
    Nov 16, 2023 to Feb 7, 2024
  • HNW clients · 56 to 59
    Nov 16, 2023 to Feb 7, 2024
  • Individual clients · 12 to 6
    Nov 16, 2023 to Feb 7, 2024
  • Employees · 3 to 2
    Nov 16, 2023 to Feb 7, 2024
  • Discretionary RAUM · $319M to $348M
    Nov 16, 2023 to Feb 7, 2024
  • HNW RAUM · $311M to $343M
    Nov 16, 2023 to Feb 7, 2024
  • Individual RAUM · $6.3M to $3.2M
    Nov 16, 2023 to Feb 7, 2024
  • RAUM · $319M to $348M
    Nov 16, 2023 to Feb 7, 2024
  • Accounts · 253 to 251
    May 10, 2022 to Feb 13, 2023
  • HNW clients · 60 to 56
    May 10, 2022 to Feb 13, 2023
  • Individual clients · 9 to 12
    May 10, 2022 to Feb 13, 2023
  • Discretionary RAUM · $372M to $319M
    May 10, 2022 to Feb 13, 2023
  • HNW RAUM · $367M to $311M
    May 10, 2022 to Feb 13, 2023
  • Individual RAUM · $4.4M to $6.3M
    May 10, 2022 to Feb 13, 2023
  • RAUM · $372M to $319M
    May 10, 2022 to Feb 13, 2023
  • Accounts · 230 to 253
    Jan 3, 2022 to Mar 8, 2022
  • Advisory employees · 2 to 1
    Jan 3, 2022 to Mar 8, 2022
  • HNW clients · 49 to 60
    Jan 3, 2022 to Mar 8, 2022
  • Individual clients · 11 to 9
    Jan 3, 2022 to Mar 8, 2022
  • Employees · 4 to 3
    Jan 3, 2022 to Mar 8, 2022
  • State-registered IARs · 2 to 1
    Jan 3, 2022 to Mar 8, 2022
  • Discretionary RAUM · $299M to $372M
    Jan 3, 2022 to Mar 8, 2022
  • HNW RAUM · $292M to $367M
    Jan 3, 2022 to Mar 8, 2022
Signals
1 dated events
  • Hillcrest Wealth Advisors - Ny, Llc reported RAUM $207.7M, down 73% from $782.2M (2018-11-08 to 2019-02-15)
    Feb 15, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
732-837-4434reportedpublished by the firm, firm site, Sep 15, 2026
Website
hcwadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
732-837-4455reportedpublic record, Form ADV, May 22, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$391Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026