DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wiss Private Client Advisors, LLC
Latest filing Mar 23, 2026
First filing on the tape Aug 2, 2019 · 16 filings
SEC status approved since Aug 30, 2019
RAUM
$1.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$174M
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.2B as of Mar 23, 2026
Mar 25, 2020$124M then
HNW client RAUM$1.2B as of Mar 23, 2026
Mar 25, 2020$101M then
State-registered IARs (5.B.3)9 as of Mar 23, 2026
Mar 25, 20201 then
Employees (5.A)12 as of Mar 23, 2026
Mar 25, 20205 then
Private funds: no history
RAUM +50% over the last fiscal year+70% a year over threeIARs 6 to 9
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- $174MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.2MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +35%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $81.5M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B98%
- Individuals$23.1M1.9%
- Individual clients
- 56reported
- HNW clients
- 130reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 753reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $81.5M for 13 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stephanie Florence Lise Hughes | Florham Park, Nj | Jun 26, 2018 | 12 y | 2 |
| Thomas J. BirrittellaCertified Financial Planner | Florham Park, Nj | Jan 4, 2022 | 20 y | 4 |
| David F BoakCertified Financial Planner | Florham Park, Nj | May 31, 2022 | 19 y | 2 |
| Luke Robert Warren Rich | Florham Park, Nj | Jan 9, 2025 | 11 y | 0 |
| Hunter William Kolmodin | Florham Park, Nj | Apr 17, 2025 | 11 y | 0 |
| Jason W HoffmanCertified Financial Planner | Florham Park, Nj | May 8, 2025 | 23 y | 0 |
| Nicholas Henry Hoy | Florham Park, Nj | Mar 11, 2026 | 10 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 29% of current headcount2 left over 36 months
Left, latest
- Christian Blaise Pluchino to Fisher InvestmentsMay 3, 2026 · RIA to RIA
- Chirag D Sharma Ratanpal to Blackrock Investment Management, LLCDec 24, 2025 · Other
- Christopher M. Colyer to Eisneramper Wealth Management & Corporate Benefits, LLCAug 1, 2019 · RIA to RIA
- Sarah Rolston Burrows to Raymond James Financial Services Advisors, IncJul 18, 2019 · RIA to affiliated broker-dealer or bank
- Sharon Marie Cirillo to Raymond James Financial Services Advisors, IncApr 22, 2019 · RIA to affiliated broker-dealer or bank
- Cameron Scott Andre to Creative PlanningJun 7, 2018 · RIA to RIA
Joined, latest
- David F Boak from Fidelity Personal And Workplace AdvisorsMay 31, 2022 · Affiliated broker-dealer or bank to independent RIA
- Thomas J. Birrittella from Hillcrest Wealth Advisors - Ny, LLCJan 4, 2022 · RIA to RIA
- Sarah Rolston Burrows from UBS Financial Services Inc.Mar 5, 2019 · Wirehouse to independent RIA
- Sharon Marie Cirillo from RegentatlanticJan 29, 2019 · RIA to RIA
- Stephanie Florence Lise Hughes from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 26, 2018 · Wirehouse to independent RIA
- Cameron Scott Andre from J.P. Morgan Securities LLCSep 22, 2017 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Florence Lise Stephanie Hughes · Member/Chief Executive Officercontrolsince 06/2018 · owns 25% to 50%
- Freeman Ann Keitner · Chief Compliance Officersince 08/2025 · owns less than 5%
Entity owners
- Wiss & Company, Llp · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Wiss & Company, LLCinsurancen
- Wiss & Company, Llpinsurancey
- Wiss Private Client Group, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Florham Park, Nj · principal | 7 | 1 | 2 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Mar 23, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-25 and 2026-03-23; the peer median change was 0.0% (999 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 95% percentile
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $809,666,561 to $1,215,546,286 (+50.0%) between the annual amendments of 2025-03-25 and 2026-03-23; the peer median change was +17.0% (1297 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 545 to 753Sep 12, 2025 to Mar 23, 2026
- Advisory employees · 6 to 9Sep 12, 2025 to Mar 23, 2026
- HNW clients · 94 to 130Sep 12, 2025 to Mar 23, 2026
- Individual clients · 44 to 56Sep 12, 2025 to Mar 23, 2026
- Assets in custody · $83.0M to $81.5MSep 12, 2025 to Mar 23, 2026
- State-registered IARs · 6 to 9Sep 12, 2025 to Mar 23, 2026
- Discretionary RAUM · $796M to $1.2BSep 12, 2025 to Mar 23, 2026
- HNW RAUM · $796M to $1.2BSep 12, 2025 to Mar 23, 2026
- Individual RAUM · $13.8M to $23.1MSep 12, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $13.5M to $17.0MSep 12, 2025 to Mar 23, 2026
- RAUM · $810M to $1.2BSep 12, 2025 to Mar 23, 2026
- Financial planning clients · 0 to 0Mar 25, 2025 to Sep 12, 2025
- Accounts · 486 to 545Mar 14, 2024 to Mar 25, 2025
- Advisory employees · 8 to 6Mar 14, 2024 to Mar 25, 2025
- HNW clients · 85 to 94Mar 14, 2024 to Mar 25, 2025
- Individual clients · 33 to 44Mar 14, 2024 to Mar 25, 2025
- Assets in custody · $59.8M to $83.0MMar 14, 2024 to Mar 25, 2025
- Employees · 9 to 12Mar 14, 2024 to Mar 25, 2025
- State-registered IARs · 5 to 6Mar 14, 2024 to Mar 25, 2025
- Discretionary RAUM · $527M to $796MMar 14, 2024 to Mar 25, 2025
- HNW RAUM · $518M to $796MMar 14, 2024 to Mar 25, 2025
- Individual RAUM · $22.2M to $13.8MMar 14, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $12.5M to $13.5MMar 14, 2024 to Mar 25, 2025
- RAUM · $540M to $810MMar 14, 2024 to Mar 25, 2025
- Accounts · 427 to 486Jun 9, 2023 to Mar 14, 2024
- HNW clients · 83 to 85Jun 9, 2023 to Mar 14, 2024
- Individual clients · 30 to 33Jun 9, 2023 to Mar 14, 2024
- Assets in custody · $26.0M to $59.8MJun 9, 2023 to Mar 14, 2024
- Discretionary RAUM · $209M to $527MJun 9, 2023 to Mar 14, 2024
- HNW RAUM · $236M to $518MJun 9, 2023 to Mar 14, 2024
- Individual RAUM · $10.4M to $22.2MJun 9, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $37.9M to $12.5MJun 9, 2023 to Mar 14, 2024
- RAUM · $247M to $540MJun 9, 2023 to Mar 14, 2024
- Accounts · 348 to 427Mar 31, 2022 to Mar 28, 2023
- Advisory employees · 5 to 8Mar 31, 2022 to Mar 28, 2023
- Corporate clients · unset to 0.0Mar 31, 2022 to Mar 28, 2023
- HNW clients · 75 to 83Mar 31, 2022 to Mar 28, 2023
- Individual clients · 27 to 30Mar 31, 2022 to Mar 28, 2023
- Assets in custody · $143M to $26.0MMar 31, 2022 to Mar 28, 2023
- Employees · 6 to 9Mar 31, 2022 to Mar 28, 2023
Signals
8 dated events
- Christian Blaise Pluchino left Wiss Private Client Advisors, Llc for Fisher Investments (registered 2026-05-12)May 3, 2026 · Advisor changed firm · fact
- Wiss Private Client Advisors, Llc reported RAUM $1.2B, up 50% from $809.7M (2025-09-12 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- Chirag D Sharma Ratanpal left Wiss Private Client Advisors, Llc for Blackrock Investment Management, Llc (registered 2026-04-16)Dec 24, 2025 · Advisor changed firm · fact
- Wiss Private Client Advisors, Llc reported RAUM $809.7M, up 50% from $539.7M (2024-03-14 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Wiss Private Client Advisors, Llc reported RAUM $539.7M, up 119% from $246.8M (2023-06-09 to 2024-03-14)Mar 14, 2024 · RAUM change · derived
- Wiss Private Client Advisors, Llc reported RAUM $246.8M, down 36% from $386.5M (2022-03-31 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Wiss Private Client Advisors, Llc reported RAUM $386.5M, up 175% from $140.6M (2021-03-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Wiss Private Client Advisors, Llc filed its initial SEC registration (Form ADV)Aug 2, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Wiss Private Client Advisors, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 212-594-8155reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-870-0630reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 973-994-9400reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- wiss.com/services/wealth-management-family-officereportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 973-577-2872reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- wiss.com/wisslabs/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wiss.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $174Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026