DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Chickasaw Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ralph William LettieriInvesco Advisers, Inc. asset managerChickasaw Capital Management, LLC otherOtherApr 5, 2018Aug 10, 2020 (858 d)
Jeffrey Lee GammillUBS Financial Services Inc. wirehouseChickasaw Capital Management, LLC otherOtherMay 13, 2016Jul 27, 2016 (75 d)
Steven James MayoIpi Wealth Management, Inc. otherChickasaw Capital Management, LLC otherOtherJul 2, 2012Sep 14, 2012 (74 d)
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3 moves match.