DFX Intelligence
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SEC-registered adviser
R••••• C••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Mar 9, 2012 · 18 filings
SEC status approved since Jul 3, 2003
RAUM
$272M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
56%
$153M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$272M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$272M as of Mar 11, 2026
Mar 9, 2012$176M then
HNW client RAUM$152M as of Mar 11, 2026
Mar 30, 2018$156M then
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Mar 9, 20120 then
Employees (5.A)2 as of Mar 11, 2026
Mar 27, 20133 then
Private funds: no history
RAUM -0.3% over the last fiscal year+4.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $272MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.1MderivedHNW RAUM over HNW clients
- Average account
- $7.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$152M56%
- Other investment advisers$118M44%
- Individuals$921,6250.3%
- Charitable organizations$562,9770.2%
- Individual clients
- n/areported
- HNW clients
- 15reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.56 fund_share=0.44 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• W•••••• R•••••Chartered Financial Analyst | Carrollton, Tx | Jul 3, 2003 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••• B••••• W•••••• · Chief Compliance Officercontrolsince 03/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $234M to $236MMar 19, 2025 to Mar 11, 2026
- HNW RAUM · $158M to $152MMar 19, 2025 to Mar 11, 2026
- Individual RAUM · $820,069 to $921,625Mar 19, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $38.0M to $35.8MMar 19, 2025 to Mar 11, 2026
- RAUM · $272M to $272MMar 19, 2025 to Mar 11, 2026
- Accounts · 34 to 37Mar 15, 2024 to Mar 19, 2025
- HNW clients · 16 to 15Mar 15, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Mar 15, 2024 to Mar 19, 2025
- HQ city · unset to Mar 15, 2024 to Mar 19, 2025
- HQ state · unset to Mar 15, 2024 to Mar 19, 2025
- Discretionary RAUM · $212M to $234MMar 15, 2024 to Mar 19, 2025
- HNW RAUM · $147M to $158MMar 15, 2024 to Mar 19, 2025
- Individual RAUM · $503,632 to $820,069Mar 15, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $36.5M to $38.0MMar 15, 2024 to Mar 19, 2025
- RAUM · $249M to $272MMar 15, 2024 to Mar 19, 2025
- Accounts · 38 to 34Mar 29, 2023 to Mar 15, 2024
- HNW clients · 15 to 16Mar 29, 2023 to Mar 15, 2024
- Employees · 1 to 2Mar 29, 2023 to Mar 15, 2024
- Discretionary RAUM · $201M to $212MMar 29, 2023 to Mar 15, 2024
- HNW RAUM · $143M to $147MMar 29, 2023 to Mar 15, 2024
- Individual RAUM · $987,912 to $503,632Mar 29, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $35.3M to $36.5MMar 29, 2023 to Mar 15, 2024
- RAUM · $236M to $249MMar 29, 2023 to Mar 15, 2024
- Accounts · 39 to 38Feb 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $222M to $201MFeb 28, 2022 to Mar 29, 2023
- HNW RAUM · $155M to $143MFeb 28, 2022 to Mar 29, 2023
- Individual RAUM · $1.4M to $987,912Feb 28, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $40.0M to $35.3MFeb 28, 2022 to Mar 29, 2023
- RAUM · $262M to $236MFeb 28, 2022 to Mar 29, 2023
- Accounts · 43 to 39Jul 8, 2021 to Feb 28, 2022
- Discretionary RAUM · $190M to $222MJul 8, 2021 to Feb 28, 2022
- HNW RAUM · $136M to $155MJul 8, 2021 to Feb 28, 2022
- Individual RAUM · $2.8M to $1.4MJul 8, 2021 to Feb 28, 2022
- Non-discretionary RAUM · $35.1M to $40.0MJul 8, 2021 to Feb 28, 2022
- RAUM · $225M to $262MJul 8, 2021 to Feb 28, 2022
- Accounts · 45 to 43Jun 29, 2020 to Mar 30, 2021
- Discretionary RAUM · $202M to $190MJun 29, 2020 to Mar 30, 2021
- HNW RAUM · $131M to $136MJun 29, 2020 to Mar 30, 2021
- Individual RAUM · $1.3M to $2.8MJun 29, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $11.6M to $35.1MJun 29, 2020 to Mar 30, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@r•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- R•••••CAPITAL.COMreportedpublic record, Form ADV, Mar 11, 2026
- Principal office phone
- 214-460-3992reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $272Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026