DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pacific Strategic Management, LP
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 20 filings
SEC status approved since Sep 26, 2003
RAUM
$426M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
45%
$192M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$426M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$426M as of Mar 31, 2026
Mar 29, 2012$337M then
HNW client RAUM$192M as of Mar 31, 2026
Mar 14, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)3 as of Mar 31, 2026
Mar 28, 20133 then
Private funds3 as of Mar 31, 2026
Mar 29, 20124 then
RAUM +7.4% over the last fiscal year+8.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $426MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.6MderivedHNW RAUM over HNW clients
- Average account
- $6.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$235M55%
- High-net-worth individuals$192M45%
- Individuals$206,9130.0%
- Individual clients
- 1reported
- HNW clients
- 20reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 68reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.45 fund_share=0.55 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Farrell Napach | New York City, Ny | Oct 8, 2003 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pacific Strategic Investors (Hedge Fund I) Master Fund, L.P. | Hedge Fund | $224M | 16 | Mar 29, 2012 |
| Pacific Strategic Investors (Hedge Funds), LP | Hedge Fund | $161M | 15 | Mar 29, 2012 |
| Pacific Strategic Investors (Hedge Funds) Offshore, Ltd. | Hedge Fund | $63.2M | 1 | Mar 29, 2012 |
| Pacific Strategic Investors (Private Equity I), LP | Private Equity Fund | $60,000 | 5 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Komives Monica Benton · Chief Operations Officercontrolsince 01/2003 · owns less than 5%
- Farrell David Napach · Limited Partnercontrolsince 02/2001 · owns 25% to 50%
- Davis Mathew Wolf · Chief Compliance Officer, Limited Partnercontrolsince 06/2008 · owns 25% to 50%
- Farrell David Napach · Presidentcontrolsince 02/2001 · owns 50% to 75% of Pacific Strategic Investors Corp.
- Davis Mathew Wolf · Directorcontrolsince 02/2001 · owns 50% to 75% of Pacific Strategic Investors Corp.
- Davis Daisy Wolf · Trusteesince 01/2019 · owns F of Ann Wolf, 1995 Marital Trust
Entity owners
- Ann Wolf, 1995 Marital Trust · Limited Partnerdirect · owns 5% to 10%
- Pacific Strategic Investors Corp. · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 31, 2026RAUM per account of $6,271,502 against a peer median of $440,397 (5431 comparable advisers, 100.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 0.0% to 45.0% between the annual amendments of 2025-04-04 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 58 to 68Apr 4, 2025 to Mar 31, 2026
- HNW clients · 12 to 20Apr 4, 2025 to Mar 31, 2026
- Individual clients · 6 to 1Apr 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $397M to $426MApr 4, 2025 to Mar 31, 2026
- HNW RAUM · $1.2M to $192MApr 4, 2025 to Mar 31, 2026
- Individual RAUM · $185M to $206,913Apr 4, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $211M to $235MApr 4, 2025 to Mar 31, 2026
- RAUM · $397M to $426MApr 4, 2025 to Mar 31, 2026
- Accounts · 49 to 58Mar 25, 2024 to Apr 4, 2025
- HNW clients · 0 to 12Mar 25, 2024 to Apr 4, 2025
- Individual clients · 46 to 6Mar 25, 2024 to Apr 4, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Apr 4, 2025
- Discretionary RAUM · $398M to $397MMar 25, 2024 to Apr 4, 2025
- HNW RAUM · $0 to $1.2MMar 25, 2024 to Apr 4, 2025
- Individual RAUM · $170M to $185MMar 25, 2024 to Apr 4, 2025
- Pooled vehicle RAUM · $227M to $211MMar 25, 2024 to Apr 4, 2025
- RAUM · $398M to $397MMar 25, 2024 to Apr 4, 2025
- Discretionary RAUM · $338M to $398MOct 3, 2023 to Mar 25, 2024
- Individual RAUM · $145M to $170MOct 3, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $192M to $227MOct 3, 2023 to Mar 25, 2024
- RAUM · $338M to $398MOct 3, 2023 to Mar 25, 2024
- Private funds · 4 to 3Mar 24, 2023 to Oct 3, 2023
- Discretionary RAUM · $329M to $338MMar 20, 2022 to Mar 24, 2023
- Individual RAUM · $137M to $145MMar 20, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $191M to $192MMar 20, 2022 to Mar 24, 2023
- RAUM · $329M to $338MMar 20, 2022 to Mar 24, 2023
- Accounts · 54 to 49Mar 18, 2021 to Mar 20, 2022
- Individual clients · 51 to 46Mar 18, 2021 to Mar 20, 2022
- Discretionary RAUM · $320M to $329MMar 18, 2021 to Mar 20, 2022
- Individual RAUM · $122M to $137MMar 18, 2021 to Mar 20, 2022
- Pooled vehicle RAUM · $198M to $191MMar 18, 2021 to Mar 20, 2022
- RAUM · $320M to $329MMar 18, 2021 to Mar 20, 2022
- Accounts · 57 to 54Jun 15, 2020 to Mar 18, 2021
- Individual clients · 54 to 51Jun 15, 2020 to Mar 18, 2021
- Other offices · 1 to 0Jun 15, 2020 to Mar 18, 2021
- Discretionary RAUM · $385M to $320MJun 15, 2020 to Mar 18, 2021
- Individual RAUM · $160M to $122MJun 15, 2020 to Mar 18, 2021
- Pooled vehicle RAUM · $225M to $198MJun 15, 2020 to Mar 18, 2021
- RAUM · $385M to $320MJun 15, 2020 to Mar 18, 2021
- Accounts · 77 to 57Mar 26, 2019 to Mar 26, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Pacific Strategic Management, LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@pacificsi.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 713-495-5220reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 713-495-5221reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- PACIFICSI.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 713-495-5220reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $426Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026