DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserLas Vegas, NevadaCRD 128024SEC 801-79058IAPD
Legal name Tmfs-Las Vegas, LLC
Latest filing Apr 28, 2015
First filing on the tape Feb 3, 2012 · 24 filings
RAUM
$118M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$118M as of Feb 28, 2015
Feb 3, 2012$73.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 28, 2015
Feb 3, 20120 then
Employees (5.A)3 as of Feb 28, 2015
Mar 11, 20143 then
Private funds: no history
RAUM +6.2% over the last fiscal year+17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 28, 2015; every figure names its basis
RAUM per advisor
$59.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$98,941derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.2%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,195reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Everett Raymond Braudis · Co-Managercontrol
      since 07/2003 · owns 10% to 25%
    • Howard Brad Draper · Chief Compliance Officer/Sr. Vice President - Investmentscontrol
      since 09/2009 · owns less than 5%
    • Peter Jon Bentz · Co-Managercontrol
      since 04/2009 · owns 75% or more of Tmfs-Las Vegas LLC
    • Robert Lawrence Bold · Co-Manager
      since 04/2009 · owns 75% or more of Tmfs-Las Vegas LLC
    • Ann Carol White · Partner
      since 04/2009 · owns 75% or more of Tmfs-Las Vegas LLC
    Entity owners
    • Jon P Bentz Or Mary C Bentz - Co - Trustees Of The Jon P. Bentz Trust Dtd 11/09/2011 · Co-Manager
      direct · owns 10% to 25%
    • Carol A. White Trust Dtd 03/30/2009 · Partner
      direct · owns 10% to 25%
    • Lawrence R. Bold Trust Dtd 03/30/2009 · Co-Manager
      direct · owns 10% to 25%
    Related persons
    Schedule D 7.A
    Advisers that list The Mutual Fund Store as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,129 to 1,195
      Dec 23, 2014 to Feb 28, 2015
    • Discretionary RAUM · $111M to $118M
      Dec 23, 2014 to Feb 28, 2015
    • RAUM · $111M to $118M
      Dec 23, 2014 to Feb 28, 2015
    • Accounts · 1,176 to 1,129
      Jan 7, 2014 to Mar 11, 2014
    • Discretionary RAUM · $111M to $111M
      Jan 7, 2014 to Mar 11, 2014
    • RAUM · $111M to $111M
      Jan 7, 2014 to Mar 11, 2014
    • Accounts · 1,071 to 1,176
      Aug 21, 2012 to Jan 6, 2014
    • Advisory employees · unset to 3.0
      Aug 21, 2012 to Jan 6, 2014
    • Employees · unset to 3.0
      Aug 21, 2012 to Jan 6, 2014
    • State-registered IARs · 0 to 2
      Aug 21, 2012 to Jan 6, 2014
    • Discretionary RAUM · $73.0M to $111M
      Aug 21, 2012 to Jan 6, 2014
    • RAUM · $73.0M to $111M
      Aug 21, 2012 to Jan 6, 2014
    • Advisory activities · 4 to 3
      Feb 15, 2012 to Mar 20, 2012
    Signals
    1 dated events
    • The Mutual Fund Store filed its initial SEC registration (Form ADV)
      Jan 6, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026