DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• I••••••••• P•••••••• L••
Latest filing Feb 27, 2026
First filing on the tape Mar 20, 2012 · 29 filings
SEC status approved since Apr 11, 2024
RAUM
$271M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
4.1%
$11.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$271M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$271M as of Feb 27, 2026
Mar 20, 2012$367M then
HNW client RAUM$7.0M as of Feb 27, 2026
Aug 28, 2020$769,157 then
State-registered IARs (5.B.3)1 as of Feb 27, 2026
Mar 20, 20120 then
Employees (5.A)3 as of Feb 27, 2026
Mar 14, 20134 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $271MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $200,000derivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +108%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$207M76%
- Charitable organizations$48.0M18%
- High-net-worth individuals$7.0M2.6%
- Corporations and businesses$5.0M1.8%
- Individuals$4.0M1.5%
- Individual clients
- 19reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- 20reported
- Accounts
- 92reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.04 fund_share=0.0 institutional_share=0.94 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Q•••• R••• S••••• | El Segundo, Ca | Apr 20, 2026 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• Q••••• R• · Managing Member/Ccocontrolsince 06/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 57 to 92Mar 10, 2025 to Feb 27, 2026
- BD registered reps · 0 to 1Mar 10, 2025 to Feb 27, 2026
- Charity clients · 14 to 20Mar 10, 2025 to Feb 27, 2026
- Corporate clients · 13 to 14Mar 10, 2025 to Feb 27, 2026
- HNW clients · 7 to 35Mar 10, 2025 to Feb 27, 2026
- Employees · 4 to 3Mar 10, 2025 to Feb 27, 2026
- Discretionary RAUM · $242M to $271MMar 10, 2025 to Feb 27, 2026
- HNW RAUM · $2.5M to $7.0MMar 10, 2025 to Feb 27, 2026
- Individual RAUM · $3.1M to $4.0MMar 10, 2025 to Feb 27, 2026
- RAUM · $242M to $271MMar 10, 2025 to Feb 27, 2026
- Accounts · 26 to 57May 29, 2024 to Mar 10, 2025
- Charity clients · unset to 14.0May 29, 2024 to Mar 10, 2025
- Corporate clients · unset to 13.0May 29, 2024 to Mar 10, 2025
- HNW clients · 19 to 7May 29, 2024 to Mar 10, 2025
- Individual clients · unset to 19.0May 29, 2024 to Mar 10, 2025
- Financial planning clients · unset to May 29, 2024 to Mar 10, 2025
- Discretionary RAUM · $118M to $242MMay 29, 2024 to Mar 10, 2025
- HNW RAUM · $3.1M to $2.5MMay 29, 2024 to Mar 10, 2025
- Individual RAUM · unset to 3082351.0May 29, 2024 to Mar 10, 2025
- RAUM · $118M to $242MMay 29, 2024 to Mar 10, 2025
- Accounts · 5 to 26Jun 2, 2021 to Mar 12, 2024
- Charity clients · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- Corporate clients · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- HNW clients · 4 to 19Jun 2, 2021 to Mar 12, 2024
- Individual clients · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- Pension plan clients · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- Pooled vehicle clients · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- Employees · 1 to 4Jun 2, 2021 to Mar 12, 2024
- HQ city · SANTA MONICA to EL SEGUNDOJun 2, 2021 to Mar 12, 2024
- Discretionary RAUM · $68.1M to $118MJun 2, 2021 to Mar 12, 2024
- HNW RAUM · $1.2M to $3.1MJun 2, 2021 to Mar 12, 2024
- Individual RAUM · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- Pension RAUM · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- Pooled vehicle RAUM · 0.0 to unsetJun 2, 2021 to Mar 12, 2024
- RAUM · $68.1M to $118MJun 2, 2021 to Mar 12, 2024
- Employees · 3 to 1Jan 28, 2021 to Mar 17, 2021
- Pension plan clients · 1 to 0Jan 27, 2021 to Jan 28, 2021
- Discretionary RAUM · $44.9M to $68.1MJan 27, 2021 to Jan 28, 2021
- HNW RAUM · $769,157 to $1.2MJan 27, 2021 to Jan 28, 2021
- Pension RAUM · $44.1M to $0Jan 27, 2021 to Jan 28, 2021
Signals
2 dated events
- P•••••••• I••••••••• P•••••••• L•• reported RAUM $242.3M, up 106% from $117.5M (2024-05-29 to 2025-03-10)Mar 10, 2025 · RAUM change · derived
- P•••••••• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 12, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/palisades-investment-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-656-6300reportedpublic record, Form ADV, Feb 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $271Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026