DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• E••••••••• L••
Latest filing Feb 24, 2026
First filing on the tape Mar 28, 2012 · 13 filings
SEC status approved since Jun 18, 2020
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$171M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$171M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$171M as of Feb 24, 2026
Mar 28, 2012$68.4M then
HNW client RAUM$159M as of Feb 24, 2026
Feb 25, 2021$112M then
State-registered IARs (5.B.3)1 as of Feb 24, 2026
Feb 25, 20211 then
Employees (5.A)1 as of Feb 24, 2026
Feb 25, 20211 then
Private funds: no history
RAUM +14% over the last fiscal year+9.1% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $171MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $780,645derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $104M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159M93%
- Individuals$12.4M7.3%
- Individual clients
- 20reported
- HNW clients
- 36reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 219reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $104M for 38 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• J••• F••••••••Certified Financial Planner | Scottsdale, Az | Nov 18, 2003 | 30 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• J••• F•••••••• from V••••••• A•••••••• I•••Nov 18, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• D••••• J••• · Managing Member/Ccocontrolsince 09/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Glendale, AZ1 employees
What changed
consecutive filings, newest first
- Accounts · 218 to 219Sep 18, 2025 to Feb 24, 2026
- HNW clients · 35 to 36Sep 18, 2025 to Feb 24, 2026
- Individual clients · 21 to 20Sep 18, 2025 to Feb 24, 2026
- Assets in custody · $75.3M to $104MSep 18, 2025 to Feb 24, 2026
- Discretionary RAUM · $149M to $171MSep 18, 2025 to Feb 24, 2026
- HNW RAUM · $137M to $159MSep 18, 2025 to Feb 24, 2026
- Individual RAUM · $12.8M to $12.4MSep 18, 2025 to Feb 24, 2026
- RAUM · $149M to $171MSep 18, 2025 to Feb 24, 2026
- Accounts · 229 to 218Feb 29, 2024 to Mar 5, 2025
- HNW clients · 34 to 35Feb 29, 2024 to Mar 5, 2025
- Individual clients · 25 to 21Feb 29, 2024 to Mar 5, 2025
- Assets in custody · $76.3M to $75.3MFeb 29, 2024 to Mar 5, 2025
- Financial planning clients · 26-50 to 26-50Feb 29, 2024 to Mar 5, 2025
- Discretionary RAUM · $146M to $149MFeb 29, 2024 to Mar 5, 2025
- HNW RAUM · $130M to $137MFeb 29, 2024 to Mar 5, 2025
- Individual RAUM · $16.1M to $12.8MFeb 29, 2024 to Mar 5, 2025
- RAUM · $146M to $149MFeb 29, 2024 to Mar 5, 2025
- Accounts · 240 to 229Feb 28, 2023 to Feb 29, 2024
- Assets in custody · $66.2M to $76.3MFeb 28, 2023 to Feb 29, 2024
- Discretionary RAUM · $131M to $146MFeb 28, 2023 to Feb 29, 2024
- HNW RAUM · $114M to $130MFeb 28, 2023 to Feb 29, 2024
- Individual RAUM · $17.3M to $16.1MFeb 28, 2023 to Feb 29, 2024
- RAUM · $131M to $146MFeb 28, 2023 to Feb 29, 2024
- Accounts · 245 to 240Jun 2, 2022 to Feb 28, 2023
- HNW clients · 37 to 34Jun 2, 2022 to Feb 28, 2023
- Individual clients · 21 to 25Jun 2, 2022 to Feb 28, 2023
- Assets in custody · $78.8M to $66.2MJun 2, 2022 to Feb 28, 2023
- Discretionary RAUM · $152M to $131MJun 2, 2022 to Feb 28, 2023
- HNW RAUM · $136M to $114MJun 2, 2022 to Feb 28, 2023
- Individual RAUM · $15.8M to $17.3MJun 2, 2022 to Feb 28, 2023
- RAUM · $152M to $131MJun 2, 2022 to Feb 28, 2023
- Accounts · 252 to 245Feb 25, 2021 to Mar 11, 2022
- HNW clients · 34 to 37Feb 25, 2021 to Mar 11, 2022
- Individual clients · 22 to 21Feb 25, 2021 to Mar 11, 2022
- Assets in custody · $74.5M to $78.8MFeb 25, 2021 to Mar 11, 2022
- Discretionary RAUM · $128M to $152MFeb 25, 2021 to Mar 11, 2022
- HNW RAUM · $112M to $136MFeb 25, 2021 to Mar 11, 2022
- Individual RAUM · $15.9M to $15.8MFeb 25, 2021 to Mar 11, 2022
- RAUM · $128M to $152MFeb 25, 2021 to Mar 11, 2022
- Accounts · 230 to 252Jul 6, 2020 to Feb 25, 2021
Signals
1 dated events
- W••••• E••••••••• L•• filed its initial SEC registration (Form ADV)May 19, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-296-2042reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- WEALTH-E•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 480-296-2042reportedpublic record, Form ADV, Feb 24, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $171Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026