DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• W••••• G••••• L••
Latest filing Apr 1, 2026
First filing on the tape Apr 2, 2012 · 25 filings
SEC status approved since Apr 19, 2007
RAUM
$274M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$254M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$274M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$274M as of Apr 1, 2026
Apr 2, 2012$138M then
HNW client RAUM$203M as of Apr 1, 2026
Mar 26, 2018$107M then
State-registered IARs (5.B.3)1 as of Apr 1, 2026
Mar 28, 20133 then
Employees (5.A)2 as of Apr 1, 2026
Mar 28, 20133 then
Private funds1 as of Mar 23, 2015
Apr 2, 20121 then
RAUM -2.8% over the last fiscal year+6.5% a year over threeIARs 2 to 1offices 1 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $274MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 228derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $456,718derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $209M, 182 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$203M74%
- Individuals$50.7M19%
- Charitable organizations$18.3M6.7%
- Corporations and businesses$1.9M0.7%
- Individual clients
- 166reported
- HNW clients
- 62reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 600reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $209M for 182 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• M••••••• A••••••• | Tampa, Fl | Apr 20, 2010 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••• W•••• C••••••• to A••••••• W••••• A•••••••Apr 12, 2004 · Other
Joined, latest
- C••••• W•••• C••••••• from R••••••• I••••••••• A••••••••• I•••Feb 12, 2004 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•• P••••• L•no longer reported | Hedge Fund | $37.7M | 28 | Apr 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M••••••• M••••••• · Member, Chief Compliance Officercontrolsince 01/2011 · owns 25% to 50%
- S••••••• S••••••• F•••• · Managing Membercontrolsince 12/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 618 to 600Feb 6, 2026 to Mar 19, 2026
- Corporate clients · 9 to 5Feb 6, 2026 to Mar 19, 2026
- HNW clients · 84 to 62Feb 6, 2026 to Mar 19, 2026
- Individual clients · 135 to 166Feb 6, 2026 to Mar 19, 2026
- Assets in custody · $55.7M to $209MFeb 6, 2026 to Mar 19, 2026
- Discretionary RAUM · $282M to $274MFeb 6, 2026 to Mar 19, 2026
- HNW RAUM · $215M to $203MFeb 6, 2026 to Mar 19, 2026
- Individual RAUM · $38.3M to $50.7MFeb 6, 2026 to Mar 19, 2026
- RAUM · $282M to $274MFeb 6, 2026 to Mar 19, 2026
- Advisory employees · 2 to 1Dec 8, 2025 to Feb 6, 2026
- Employees · 3 to 2Dec 8, 2025 to Feb 6, 2026
- State-registered IARs · 2 to 1Dec 8, 2025 to Feb 6, 2026
- Other offices · 1 to 0Dec 8, 2025 to Feb 6, 2026
- Accounts · 604 to 618Mar 18, 2024 to Feb 28, 2025
- Corporate clients · 10 to 9Mar 18, 2024 to Feb 28, 2025
- HNW clients · 91 to 84Mar 18, 2024 to Feb 28, 2025
- Individual clients · 122 to 135Mar 18, 2024 to Feb 28, 2025
- Assets in custody · $43.4M to $55.7MMar 18, 2024 to Feb 28, 2025
- Financial planning clients · unset to Mar 18, 2024 to Feb 28, 2025
- Other offices · 0 to 1Mar 18, 2024 to Feb 28, 2025
- Discretionary RAUM · $266M to $282MMar 18, 2024 to Feb 28, 2025
- HNW RAUM · $207M to $215MMar 18, 2024 to Feb 28, 2025
- Individual RAUM · $30.3M to $38.3MMar 18, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $6,243 to $0Mar 18, 2024 to Feb 28, 2025
- RAUM · $266M to $282MMar 18, 2024 to Feb 28, 2025
- Accounts · 577 to 604Mar 11, 2023 to Mar 18, 2024
- Corporate clients · 9 to 10Mar 11, 2023 to Mar 18, 2024
- HNW clients · 82 to 91Mar 11, 2023 to Mar 18, 2024
- Individual clients · 107 to 122Mar 11, 2023 to Mar 18, 2024
- Assets in custody · $52.9M to $43.4MMar 11, 2023 to Mar 18, 2024
- Employees · 4 to 3Mar 11, 2023 to Mar 18, 2024
- Financial planning clients · 0 to unsetMar 11, 2023 to Mar 18, 2024
- Discretionary RAUM · $224M to $266MMar 11, 2023 to Mar 18, 2024
- HNW RAUM · $168M to $207MMar 11, 2023 to Mar 18, 2024
- Individual RAUM · $29.6M to $30.3MMar 11, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $3.5M to $6,243Mar 11, 2023 to Mar 18, 2024
- RAUM · $227M to $266MMar 11, 2023 to Mar 18, 2024
- Accounts · 509 to 577Nov 3, 2022 to Mar 11, 2023
- Charity clients · 3 to 1Nov 3, 2022 to Mar 11, 2023
- Corporate clients · 16 to 9Nov 3, 2022 to Mar 11, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- P•••••• W••••• G••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@privatewealthgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 813-226-1900reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/private-wealth-group-llc-official/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 813-226-1900reportedpublic record, Form ADV, Apr 1, 2026
- Team page
- privatewealthgroup.com/team-member-01/michael-m-andersonreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $274Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026