DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• W••••••••• E•••••

L•• F•••••••• L••BD affiliatedBrentwood, TnIA-onlyIAPD 6187654

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jun 1, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 1, 2026 · Brentwood, Tn
W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated
Jan 3, 2024 to Jan 16, 2026 · Bowling Green, Ky
L••••••• F•••••••• A•••••••• L•• former
Jul 13, 2022 to Jan 10, 2024 · Nashville, Tn
F•••• T•••• A••••••• L• asset manager
Dec 26, 2019 to Jun 10, 2022 · Nashville, Tn
M••••• S•••••• wirehouse
Sep 1, 2016 to Dec 4, 2019 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

W••••• E••••••••• A••••••• S•••••••• L•• to L•• F•••••••• L••
left Jan 16, 2026, registered Jun 1, 2026 (136 days) · Affiliated broker-dealer or bank to another
L••••••• F•••••••• A•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
left Jan 10, 2024, registered Jan 3, 2024 (-7 days) · RIA to RIA · moved with a team
F•••• T•••• A••••••• L• to L••••••• F•••••••• A•••••••• L••
left Jun 10, 2022, registered Jul 13, 2022 (33 days) · Other
M••••• S•••••• to F•••• T•••• A••••••• L•
left Dec 4, 2019, registered Dec 26, 2019 (22 days) · Other

Signals

R••• W••••••••• E••••• left W••••• E••••••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-06-01)
Jan 16, 2026 · Advisor changed firm · fact
R••• W••••••••• E••••• left L••••••• F•••••••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-01-03)
Jan 10, 2024 · Advisor changed firm · fact
R••• W••••••••• E••••• left F•••• T•••• A••••••• L• for L••••••• F•••••••• A•••••••• L•• (registered 2022-07-13)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address