DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••• A•••• M••••••••• C•••••••
Legal name A•••• A•••• M••••••••• C••• L•••
Latest filing Jul 13, 2026
First filing on the tape Nov 22, 2011 · 101 filings
SEC status approved since Aug 9, 1999
RAUM
$247B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
632
152 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
101 filings and snapshots on the tape
RAUM$247B as of Jul 13, 2026
Jun 26, 2012$119B then
HNW client RAUM$0 as of Apr 6, 2026
Jun 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 13, 2026
Jun 21, 20130 then
Employees (5.A)632 as of Jul 13, 2026
Jun 21, 2013446 then
Private funds1 as of Jun 27, 2018
Jun 29, 20151 then
RAUM +11% over the last fiscal year+3.2% a year over threeIARs 0 to 0offices 4 to 3
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $295MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$229B92%
- Sovereign wealth funds$14B5.7%
- Pension and profit-sharing plans$2.5B1.0%
- Insurance companies$1.7B0.7%
- Banks and thrifts$328M0.1%
- State and municipal entities$189M0.1%
- Charitable organizations$57.1M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 46reported
- Charitable clients
- 4reported
- Accounts
- 839reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• K••••••• · Senior Corporate Officer, Chief Risk Officercontrolsince 05/2019 · owns less than 5%
- D••••• S••••••• · Representative Director, President And Coocontrolsince 04/2022 · owns less than 5%
- G•••••• A••••••• S••••• · Senior Corporate Officercontrolsince 04/2023 · owns less than 5%
- I••••• Y••••••• · Directorcontrolsince 05/2018 · owns less than 5%
- M••••••• S•••• J•••• · Directorcontrolsince 04/2024 · owns less than 5%
- M•••••• M••••• · Chief Compliance Officer, Cheif Legal Officercontrolsince 09/2023 · owns less than 5%
- N••••••• Y••••• · Representative Director And Chairmancontrolsince 04/2022 · owns less than 5%
- O••••••• N•••••••• · Directorcontrolsince 06/2020 · owns less than 5%
- R••• K••••••• · Chief Administrative Officercontrolsince 10/2021 · owns less than 5%
- S••••• N•••••• P••••• · Directorcontrolsince 05/2015 · owns less than 5%
- S•••••• M••••• · Directorcontrolsince 06/2019 · owns less than 5%
- S•••••••• M•••• E••••• · Directorcontrolsince 04/2024 · owns less than 5%
- T•••• S••••• · Directorcontrolsince 06/2019 · owns less than 5%
- W••••••• R••••••• L••••• M••••• · Directorcontrolsince 04/2022 · owns less than 5%
- Y•••••••• M••• · Directorcontrolsince 08/2018 · owns less than 5%
- Y••• A•••• · Executive Corporate Officer, Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- Y•••••••• T•••••• · Senior Corporate Officercontrolsince 06/2023 · owns less than 5%
- Y••• H•••••• · Executive Corporate Officer, Cheif Investment Officer And Global Head Of Investmentcontrolsince 11/2022 · owns less than 5%
- Y•••••••• H•••••• · Senior Corporate Officercontrolsince 07/2022 · owns less than 5%
Entity owners
- S••••••• M••••• T•••• G••••• I••• · Shareholderdirect · owns 75% or more
- S••••••• M••••• T•••• •••• K•••• L•••••• · Shareholderdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••••• B••• O• J••••• L•••n
- N•••• A• G••••• C••••• L••••••investment adviserpooled vehicle sponsory
- A•••• Asset Management A•••••••, Inc.investment adviserbankyRAUM $7.8B
- A•••• Asset Management A••• L••••••investment adviseryRAUM $14B
- A•••• Asset Management Uk L••••••investment adviseryRAUM $19B
- N•••• A•••• M••••••••• H••• K••• L••••••investment adviseryRAUM $35.5M
- N•••• A•••• M••••••••• L••••••••• S•••pooled vehicle sponsory
- N•••• A•••• M••••••••• N•• Z•••••• L••••••investment advisery
- N••••• I••••••••• S••••••••• C••• L•••broker-dealery
- R••••••• F••• M••••••••• C••• L•••investment advisery
- R••••••• G••••• I••••••••• L••••••investment advisery
- S•• S••••••• N•• B•••• L•••n
- S••• Z••• R••••••• C•••••• M••••••••• C••• L•••investment advisery
- S••••••• M••••• T•••• A•••• M••••••••• C••• L•••investment adviserbankn
- S••••••• M••••• T•••• B••• ••••••••• S•••n
- S••••••• M••••• T•••• B••• ••••••• L••••••investment advisern
- S••••••• M••••• T•••• B•••• L••••••investment adviserinvestment companypooled vehicle sponsorLP sponsorn
Advisers that list A•••• A•••• M••••••••• C••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Tokyo, Japan25 employees
- Osaka, Japan9 employees
- Tokyo, Japan5 employees
- Fukuoka, Japan4 employees
What changed
consecutive filings, newest first
- Accounts · 860 to 839Apr 6, 2026 to Jun 25, 2026
- Advisory employees · 140 to 152Apr 6, 2026 to Jun 25, 2026
- Advisory activities · 3 to 2Apr 6, 2026 to Jun 25, 2026
- Charity clients · unset to 4.0Apr 6, 2026 to Jun 25, 2026
- Pension plan clients · 61 to 46Apr 6, 2026 to Jun 25, 2026
- Pooled vehicle clients · 780 to 757Apr 6, 2026 to Jun 25, 2026
- Employees · 620 to 632Apr 6, 2026 to Jun 25, 2026
- Discretionary RAUM · $214B to $247BApr 6, 2026 to Jun 25, 2026
- HNW RAUM · 0.0 to unsetApr 6, 2026 to Jun 25, 2026
- Individual RAUM · 0.0 to unsetApr 6, 2026 to Jun 25, 2026
- Non-discretionary RAUM · $0 to $150MApr 6, 2026 to Jun 25, 2026
- Pension RAUM · $7.6B to $2.5BApr 6, 2026 to Jun 25, 2026
- Pooled vehicle RAUM · $194B to $229BApr 6, 2026 to Jun 25, 2026
- RAUM · $214B to $247BApr 6, 2026 to Jun 25, 2026
- Business name · N•••• A•••• M••••••••• C• L•• to A•••• A•••• M••••••••• C•••••••Jul 16, 2025 to Sep 9, 2025
- Legal name · N•••• A•••• M••••••••• C• L•• to A•••• A•••• M••••••••• C••• L•••Jul 16, 2025 to Sep 9, 2025
- Financial planning clients · unset to Jun 27, 2025 to Jul 16, 2025
- Accounts · 896 to 860Apr 10, 2025 to Jun 27, 2025
- Advisory employees · 130 to 140Apr 10, 2025 to Jun 27, 2025
- Pooled vehicle clients · 820 to 780Apr 10, 2025 to Jun 27, 2025
- Employees · 600 to 620Apr 10, 2025 to Jun 27, 2025
- Other offices · 4 to 3Apr 10, 2025 to Jun 27, 2025
- Discretionary RAUM · $222B to $214BApr 10, 2025 to Jun 27, 2025
- Pension RAUM · $7.8B to $7.6BApr 10, 2025 to Jun 27, 2025
- Pooled vehicle RAUM · $203B to $194BApr 10, 2025 to Jun 27, 2025
- RAUM · $222B to $214BApr 10, 2025 to Jun 27, 2025
- HQ state · unset to Oct 7, 2024 to Apr 10, 2025
- Accounts · 956 to 896Jun 6, 2024 to Jun 26, 2024
- Advisory employees · 140 to 130Jun 6, 2024 to Jun 26, 2024
- Advisory activities · 4 to 3Jun 6, 2024 to Jun 26, 2024
- Pension plan clients · 69 to 61Jun 6, 2024 to Jun 26, 2024
- Pooled vehicle clients · 873 to 820Jun 6, 2024 to Jun 26, 2024
- Discretionary RAUM · $192B to $222BJun 6, 2024 to Jun 26, 2024
- Pension RAUM · $7.6B to $7.8BJun 6, 2024 to Jun 26, 2024
- Pooled vehicle RAUM · $178B to $203BJun 6, 2024 to Jun 26, 2024
- RAUM · $192B to $222BJun 6, 2024 to Jun 26, 2024
- Accounts · 959 to 956Sep 5, 2023 to Oct 20, 2023
- Pooled vehicle clients · 876 to 873Sep 5, 2023 to Oct 20, 2023
- Non-discretionary RAUM · $174M to $0Sep 5, 2023 to Oct 20, 2023
- Pooled vehicle RAUM · $178B to $178BSep 5, 2023 to Oct 20, 2023
Signals
41 dated events
- Jun N•••••••• (Chief Compliance Officer Of Investment) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2024-04-10, absent 2024-06-06)Jun 6, 2024 · Control person left · inference
- James Seth Masters (Director) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Apr 1, 2024 · Control person joined · fact
- Edward Mark Stoeckle (Director) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Apr 1, 2024 · Control person joined · fact
- M•••ko Matsui (Chief Compliance Officer, Cheif Legal Officer) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Sep 5, 2023 · Control person joined · fact
- T•••••• K•••• (Chief Compliance Officer, Chief Legal Officer) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2023-08-21, absent 2023-09-05)Sep 5, 2023 · Control person left · inference
- Tetsuji Yasunaga (Senior Corporate Officer) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Jun 26, 2023 · Control person joined · fact
- Hiroki Tsujimura (Executive Corporate Officer) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2023-01-03, absent 2023-04-02)Apr 2, 2023 · Control person left · inference
- Yuji Oyagi (Senior Executive Corporate Officer And Vice Chairman) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2023-01-03, absent 2023-04-02)Apr 2, 2023 · Control person left · inference
- S••••••• S•••• (Chief Risk Management Officer) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2023-01-03, absent 2023-04-02)Apr 2, 2023 · Control person left · inference
- Tony Glover (Senior Corporate Officer) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Apr 2, 2023 · Control person joined · fact
- Takashi Kurosawa (Chief Financial Officer) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2022-11-24, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- A•••• Yan (Executive Corporate Officer, Chief Financial Officer) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Jan 3, 2023 · Control person joined · fact
- Hiroshi Yoh (Cheif Investment Officer, Global Head Of Investment) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Nov 21, 2022 · Control person joined · fact
- T••••• U••• (Senior Corporate Officer) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2022-06-27, absent 2022-07-04)Jul 4, 2022 · Control person left · inference
- Hiroshi Yokoyama (Senior Corporate Officer) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Jul 4, 2022 · Control person joined · fact
- Junichi Sayato (Director) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2022-04-01, absent 2022-06-27)Jun 27, 2022 · Control person left · inference
- O•••• M••••• (Executive Corporate Officer) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2022-01-11, absent 2022-04-01)Apr 1, 2022 · Control person left · inference
- Jun N•••••••• (Chief Compliance Officer Of Investment) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Apr 1, 2022 · Control person joined · fact
- L Richard Wohanka (Director) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Apr 1, 2022 · Control person joined · fact
- T••••• U••• (Senior Corporate Officer) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Apr 1, 2022 · Control person joined · fact
- M••• N••••• (Senior Corporate Officer) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2021-06-28, absent 2021-10-01)Oct 1, 2021 · Control person left · inference
- S••••••• S•••• (Chief Risk Management Officer) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Oct 1, 2021 · Control person joined · fact
- Hideo Abe (Director) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2021-04-12, absent 2021-06-28)Jun 28, 2021 · Control person left · inference
- A•••• A•••• M••••••••• C••••••• reported RAUM $254.1B, up 38% from $184.7B (2021-04-12 to 2021-06-28)Jun 28, 2021 · RAUM change · derived
- Sim Lim Seng (Director) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2020-07-09, absent 2021-01-25)Jan 25, 2021 · Control person left · inference
- H•••••• M•••••• (Director) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2020-06-25, absent 2020-07-09)Jul 9, 2020 · Control person left · inference
- N•••••••• O•••••• (Director) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Jul 9, 2020 · Control person joined · fact
- Yutaka Nishida (Dorector) appeared on Schedule A of A•••• A•••• M••••••••• C•••••••Apr 2, 2020 · Control person joined · fact
- T•••••• I•••• (Director) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2020-01-28, absent 2020-04-02)Apr 2, 2020 · Control person left · inference
- Ming Yu Wang (Senior Executive Investment Advisor) no longer on Schedule A of A•••• A•••• M••••••••• C••••••• (listed 2020-01-28, absent 2020-04-02)Apr 2, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/amova-amreportedpublic record, Form ADV, Sep 18, 2026
- Website
- amova-am.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 81-3-6447-6000reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026