DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• • C•••••• W••••• M•••••••••
Legal name C•••••• • C•••••• A•••••••• L••
Latest filing May 14, 2026
First filing on the tape Feb 29, 2012 · 27 filings
SEC status approved since Apr 19, 2018
RAUM
$311M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$277M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$104M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$311M as of May 14, 2026
Feb 29, 2012$46.6M then
HNW client RAUM$242M as of May 14, 2026
Mar 4, 2019$36.4M then
State-registered IARs (5.B.3)3 as of May 14, 2026
Feb 29, 20120 then
Employees (5.A)6 as of May 14, 2026
Mar 4, 20196 then
Private funds: no history
RAUM +25% over the last fiscal year+17% a year over threeIARs 2 to 3
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $104MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $575,029derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$242M78%
- Individuals$35.5M11%
- State and municipal entities$17.2M5.5%
- Corporations and businesses$13.6M4.4%
- Pension and profit-sharing plans$1.5M0.5%
- Charitable organizations$1.3M0.4%
- Individual clients
- 133reported
- HNW clients
- 78reported
- Pension plan clients
- 3reported
- Charitable clients
- 3reported
- Accounts
- 541reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••• H••••• C•••••• | Cookeville, Tn | Dec 20, 2012 | 39 y | 3 |
| C•••• R•••• | Cookeville, Tn | Feb 5, 2026 | 10 y | 0 |
| B••••••• A••• D•••Chartered Financial Analyst | Cookeville, Tn | May 20, 2026 | 15 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- W•••••• W•••••• W•••• to F•• S••••••••• C•••••••••Mar 24, 2026 · Other
- C••••••••• G• P••••••• to C••• P•••••••Mar 30, 2017 · Other
- L••••• D•••••• V••• to F•• S••••••••• C•••••••••May 20, 2013 · Other
Joined, latest
- B••••••• A••• D••• from M•• I•••••••• S•••••••• L••May 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• G• P••••••• from P••••••• W••••• A•••••••• L••May 14, 2016 · Other
- W•••••• W•••••• W•••• from U•• F•••••••• S••••••• I•••Mar 31, 2009 · Other
- W•••• H••••• C•••••• from F•• S••••••••• C•••••••••Jun 21, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• W••••• H••••• · Chief Compliance Officer And Managing Membercontrolsince 03/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cookeville, Tn · principal | 3 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 542 to 541Mar 28, 2025 to Mar 13, 2026
- Advisory employees · 2 to 3Mar 28, 2025 to Mar 13, 2026
- Advisory activities · 5 to 6Mar 28, 2025 to Mar 13, 2026
- Corporate clients · 8 to 9Mar 28, 2025 to Mar 13, 2026
- HNW clients · 69 to 78Mar 28, 2025 to Mar 13, 2026
- Individual clients · 145 to 133Mar 28, 2025 to Mar 13, 2026
- Assets in custody · $59.0M to $105MMar 28, 2025 to Mar 13, 2026
- Employees · 5 to 6Mar 28, 2025 to Mar 13, 2026
- Financial planning clients · 1-10 to 26-50Mar 28, 2025 to Mar 13, 2026
- State-registered IARs · 2 to 3Mar 28, 2025 to Mar 13, 2026
- Discretionary RAUM · $248M to $311MMar 28, 2025 to Mar 13, 2026
- HNW RAUM · $178M to $242MMar 28, 2025 to Mar 13, 2026
- Individual RAUM · $38.6M to $35.5MMar 28, 2025 to Mar 13, 2026
- Pension RAUM · $1.1M to $1.5MMar 28, 2025 to Mar 13, 2026
- RAUM · $248M to $311MMar 28, 2025 to Mar 13, 2026
- Accounts · 517 to 542Nov 27, 2024 to Mar 28, 2025
- Charity clients · 4 to 3Nov 27, 2024 to Mar 28, 2025
- HNW clients · 66 to 69Nov 27, 2024 to Mar 28, 2025
- Individual clients · 139 to 145Nov 27, 2024 to Mar 28, 2025
- Assets in custody · unset to 58966610.0Nov 27, 2024 to Mar 28, 2025
- Insurance-licensed employees · 1 to 0Nov 27, 2024 to Mar 28, 2025
- Financial planning clients · 51-100 to 1-10Nov 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $226M to $248MNov 27, 2024 to Mar 28, 2025
- HNW RAUM · $164M to $178MNov 27, 2024 to Mar 28, 2025
- Individual RAUM · $32.7M to $38.6MNov 27, 2024 to Mar 28, 2025
- Pension RAUM · $1.7M to $1.1MNov 27, 2024 to Mar 28, 2025
- RAUM · $226M to $248MNov 27, 2024 to Mar 28, 2025
- BD registered reps · 2 to 0Mar 27, 2024 to Nov 27, 2024
- Accounts · 487 to 517Nov 14, 2023 to Mar 27, 2024
- Corporate clients · 5 to 8Nov 14, 2023 to Mar 27, 2024
- HNW clients · 60 to 66Nov 14, 2023 to Mar 27, 2024
- Individual clients · 147 to 139Nov 14, 2023 to Mar 27, 2024
- Insurance-licensed employees · 2 to 1Nov 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $196M to $226MNov 14, 2023 to Mar 27, 2024
- HNW RAUM · $140M to $164MNov 14, 2023 to Mar 27, 2024
- Individual RAUM · $30.1M to $32.7MNov 14, 2023 to Mar 27, 2024
- Pension RAUM · $1.2M to $1.7MNov 14, 2023 to Mar 27, 2024
- RAUM · $196M to $226MNov 14, 2023 to Mar 27, 2024
- Employees · 6 to 5Oct 4, 2023 to Nov 14, 2023
- Advisory employees · 3 to 2May 1, 2023 to Sep 12, 2023
Signals
4 dated events
- William Woodrow Welch left Cravens & Company Wealth Management for Fsc Securities Corporation (registered 2009-04-13)Mar 24, 2026 · Advisor changed firm · fact
- Cravens & Company Wealth Management reported 0 offices beyond its principal office, down from 5 (2021-12-06 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- Lee Stephen Rains (Shareholder) no longer on Schedule A of Cravens & Company Wealth Management (listed 2021-12-06, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Cravens & Company Wealth Management filed its initial SEC registration (Form ADV)Mar 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cravensco.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 931-646-3619reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 931-528-6865reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CRAVENS-&-COMPANYreportedpublic record, Form ADV, Sep 18, 2026
- Website
- CRAVENSCO.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (931) 528-6865reportedpublic record, Form ADV, May 14, 2026
- Contact form
- cravensco.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cravensco.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $104Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026