DFX Intelligence
RIA Intelligence
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SEC-registered adviser
I••• I••••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Feb 6, 2012 · 28 filings
SEC status approved since Jun 18, 2004
RAUM
$570M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$570M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$570M as of Apr 14, 2026
Feb 6, 2012$366M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 14, 2026
Mar 27, 20130 then
Employees (5.A)9 as of Apr 14, 2026
Mar 27, 201311 then
Private funds1 as of Apr 14, 2026
Feb 6, 20121 then
RAUM +22% over the last fiscal year+8.9% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $570MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $190MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 62%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$354M62%
- Pooled investment vehicles$216M38%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.38 institutional_share=0.62 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• P•••••••••Chartered Financial Analyst | Miami, Fl | Dec 18, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••• L•••• A••••••• F•••• L••• | Hedge Fund | $205M | 21 | Feb 6, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• D••••• M•••••• · Member/Chief Compliance Officercontrolsince 07/2015 · owns 5% to 10%
- C•••••• E•••••• M••••• · Membercontrolsince 07/2015 · owns 5% to 10%
- D• G•••••• J••••••• · Membercontrolsince 07/2021 · owns 5% to 10%
- D••••••• F•••••••• X••••• · Membercontrolsince 04/2004 · owns 75% or more of F•• H•••••••• L••
Entity owners
- F•• H•••••••• L•• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- I••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Sao Paulo, Brazil2 employees
What changed
consecutive filings, newest first
- Employees · 10 to 9Jul 9, 2025 to Mar 31, 2026
- State-registered IARs · 0 to 1Jul 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $468M to $570MJul 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $204M to $216MJul 9, 2025 to Mar 31, 2026
- RAUM · $468M to $570MJul 9, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 9, 2025
- Employees · 9 to 10Aug 6, 2024 to Mar 28, 2025
- Discretionary RAUM · $486M to $468MAug 6, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $205M to $204MAug 6, 2024 to Mar 28, 2025
- RAUM · $486M to $468MAug 6, 2024 to Mar 28, 2025
- Other offices · 1 to 2Apr 29, 2024 to Aug 6, 2024
- Discretionary RAUM · $441M to $486MOct 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $188M to $205MOct 19, 2023 to Mar 29, 2024
- RAUM · $441M to $486MOct 19, 2023 to Mar 29, 2024
- Other offices · 0 to 1Mar 22, 2023 to Oct 19, 2023
- Accounts · 4 to 3Sep 12, 2022 to Mar 21, 2023
- Advisory employees · 8 to 7Sep 12, 2022 to Mar 21, 2023
- Pooled vehicle clients · 1 to 2Sep 12, 2022 to Mar 21, 2023
- Employees · 12 to 9Sep 12, 2022 to Mar 21, 2023
- Discretionary RAUM · $496M to $441MSep 12, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $126M to $188MSep 12, 2022 to Mar 21, 2023
- RAUM · $496M to $441MSep 12, 2022 to Mar 21, 2023
- Accounts · 5 to 4Jun 30, 2021 to Mar 18, 2022
- Advisory activities · 3 to 2Jun 30, 2021 to Mar 18, 2022
- Employees · 13 to 12Jun 30, 2021 to Mar 18, 2022
- Discretionary RAUM · $657M to $496MJun 30, 2021 to Mar 18, 2022
- Pooled vehicle RAUM · $131M to $126MJun 30, 2021 to Mar 18, 2022
- RAUM · $657M to $496MJun 30, 2021 to Mar 18, 2022
- Accounts · 8 to 5Apr 1, 2020 to Mar 31, 2021
- Advisory employees · 7 to 8Apr 1, 2020 to Mar 31, 2021
- Pooled vehicle clients · 3 to 1Apr 1, 2020 to Mar 31, 2021
- Discretionary RAUM · $920M to $657MApr 1, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $210M to $131MApr 1, 2020 to Mar 31, 2021
- RAUM · $920M to $657MApr 1, 2020 to Mar 31, 2021
- Accounts · 9 to 8Mar 29, 2019 to Apr 1, 2020
- Pooled vehicle clients · 4 to 3Mar 29, 2019 to Apr 1, 2020
- Employees · 12 to 13Mar 29, 2019 to Apr 1, 2020
- Discretionary RAUM · $906M to $920MMar 29, 2019 to Apr 1, 2020
- Non-discretionary RAUM · $844,596 to $0Mar 29, 2019 to Apr 1, 2020
- Pooled vehicle RAUM · $251M to $210MMar 29, 2019 to Apr 1, 2020
Signals
2 dated events
- Jeronimo De Guzman (Member) appeared on Schedule A of I••• I••••••••• L••Jun 30, 2021 · Control person joined · fact
- I••• I••••••••• L•• reported RAUM $657.0M, down 29% from $919.9M (2020-04-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/I•••-INVESTMENTS-LLCreportedpublic record, Form ADV, Sep 21, 2026
- Website
- I•••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 305-722-4300reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $570Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026