DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Comprehensive Wealth Solutions, LLC
Latest filing Mar 4, 2026
First filing on the tape Feb 24, 2012 · 25 filings
SEC status approved since May 3, 2004
RAUM
$374M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$374M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$93.6M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$374M as of Mar 4, 2026
Feb 24, 2012$118M then
HNW client RAUM$337M as of Mar 4, 2026
Feb 15, 2018$201M then
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Feb 24, 20120 then
Employees (5.A)3 as of Mar 4, 2026
Feb 20, 20132 then
Private funds: no history
RAUM +9.7% over the last fiscal year+12% a year over threeIARs 3 to 3offices 1 to 2
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $93.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.2MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$337M90%
- Individuals$37.4M10%
- Charitable organizations$81,5920.0%
- Individual clients
- 27reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 296reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gary Lee DennisPersonal Financial Specialist, Chartered Financial Analyst | Boca Raton, Fl | May 3, 2004 | 35 y | 1 |
| Deborah Ann LiguoriCertified Financial Planner | Ridgewood, Nj | Jan 23, 2006 | 22 y | 0 |
| Merrill Louise Dennis | Boca Raton, Fl | Aug 24, 2006 | 20 y | 0 |
| Andrew Jeffrey Dennis | Boca Raton, Fl | Sep 6, 2013 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kenneth Francis Dugan to Fcg Wealth Management, LLCAug 15, 2011 · Other
- Jeremy Michel Klopper to Comprehensive Wealth Services, LLCJul 1, 2009 · Other
Joined, latest
- Kenneth Francis Dugan from Goldman Sachs Wealth Services, L.P.Jan 6, 2009 · Other
- Jeremy Michel Klopper from Pricewaterhousecoopers Investment Advisers LLCJul 1, 2004 · Other
- Gary Lee Dennis from Pricewaterhousecoopers Investment Advisers LLCMay 3, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Gary Dennis · Managing Member / Chief Compliance Officercontrolsince 03/2004 · owns 75% or more
Related persons
Schedule D 7.A
- Deborah Liguoriinsurancey
- Gary Dennisinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 4, 2026HNW RAUM per HNW client of $10,205,498 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 5.3 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 292 to 296Feb 13, 2025 to Mar 4, 2026
- Other offices · 1 to 2Feb 13, 2025 to Mar 4, 2026
- Discretionary RAUM · $341M to $374MFeb 13, 2025 to Mar 4, 2026
- HNW RAUM · $324M to $337MFeb 13, 2025 to Mar 4, 2026
- Individual RAUM · $17.1M to $37.4MFeb 13, 2025 to Mar 4, 2026
- RAUM · $341M to $374MFeb 13, 2025 to Mar 4, 2026
- Accounts · 253 to 292Oct 4, 2024 to Feb 13, 2025
- Employees · 4 to 3Oct 4, 2024 to Feb 13, 2025
- Financial planning clients · 51-100 to 51-100Oct 4, 2024 to Feb 13, 2025
- State-registered IARs · 4 to 3Oct 4, 2024 to Feb 13, 2025
- Discretionary RAUM · $288M to $341MOct 4, 2024 to Feb 13, 2025
- HNW RAUM · $273M to $324MOct 4, 2024 to Feb 13, 2025
- Individual RAUM · $14.4M to $17.1MOct 4, 2024 to Feb 13, 2025
- RAUM · $288M to $341MOct 4, 2024 to Feb 13, 2025
- Accounts · 244 to 253Jan 31, 2023 to Feb 16, 2024
- Charity clients · unset to 1.0Jan 31, 2023 to Feb 16, 2024
- HNW clients · 36 to 33Jan 31, 2023 to Feb 16, 2024
- Individual clients · 28 to 27Jan 31, 2023 to Feb 16, 2024
- Other offices · 2 to 1Jan 31, 2023 to Feb 16, 2024
- Discretionary RAUM · $269M to $288MJan 31, 2023 to Feb 16, 2024
- HNW RAUM · $257M to $273MJan 31, 2023 to Feb 16, 2024
- Individual RAUM · $11.7M to $14.4MJan 31, 2023 to Feb 16, 2024
- RAUM · $269M to $288MJan 31, 2023 to Feb 16, 2024
- Accounts · 238 to 244Jan 19, 2022 to Jan 31, 2023
- Discretionary RAUM · $294M to $269MJan 19, 2022 to Jan 31, 2023
- HNW RAUM · $288M to $257MJan 19, 2022 to Jan 31, 2023
- Individual RAUM · $5.1M to $11.7MJan 19, 2022 to Jan 31, 2023
- RAUM · $294M to $269MJan 19, 2022 to Jan 31, 2023
- Accounts · 231 to 238Jan 26, 2021 to Jan 19, 2022
- HNW clients · 35 to 36Jan 26, 2021 to Jan 19, 2022
- Individual clients · 25 to 28Jan 26, 2021 to Jan 19, 2022
- Discretionary RAUM · $252M to $294MJan 26, 2021 to Jan 19, 2022
- HNW RAUM · $248M to $288MJan 26, 2021 to Jan 19, 2022
- Individual RAUM · $4.4M to $5.1MJan 26, 2021 to Jan 19, 2022
- RAUM · $252M to $294MJan 26, 2021 to Jan 19, 2022
- Accounts · 198 to 231May 26, 2020 to Jan 26, 2021
- Individual clients · 12 to 25May 26, 2020 to Jan 26, 2021
- Financial planning clients · 26-50 to 51-100May 26, 2020 to Jan 26, 2021
- Discretionary RAUM · $224M to $252MMay 26, 2020 to Jan 26, 2021
- HNW RAUM · $221M to $248MMay 26, 2020 to Jan 26, 2021
Signals
1 dated events
- Comprehensive Wealth Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 24, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-423-0165reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-294-4979reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- CWSGLOBAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 877-294-4979reportedpublic record, Form ADV, Mar 4, 2026
- Contact form
- CWSGLOBAL.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026