DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Apr 4, 2012 · 25 filings
SEC status approved since Jul 1, 2004
RAUM
$862M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
99%
$854M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$287M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$862M as of Mar 31, 2026
Apr 4, 2012$121M then
HNW client RAUM$843M as of Mar 31, 2026
Feb 28, 2018$285M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 4, 20120 then
Employees (5.A)4 as of Mar 31, 2026
Mar 26, 20134 then
Private funds: no history
RAUM +21% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $287MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +37%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $14.6M, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$843M98%
- Individuals$11.8M1.4%
- Pension and profit-sharing plans$8.0M0.9%
- Individual clients
- 26reported
- HNW clients
- 156reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 607reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14.6M for 35 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• E••••• S••••• | Mt Laurel, Nj | Jan 1, 2026 | 24 y | 1 |
| C••••••••• M•••••• G•••• | Mt. Laurel, Nj | Mar 6, 2026 | 33 y | 1 |
| J•• M•••••• G•••• | Mt Laurel, Nj | Aug 10, 2026 | 24 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•• M•••••• G•••• from H•••••• T••••••• • K•••• L••Aug 10, 2026 · Other
- C••••••••• M•••••• G•••• from H•••••• T••••••• • K•••• L••Mar 6, 2026 · Other
- J••••• E••••• S••••• from H•••••• T••••••• • K•••• L••Jan 1, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• C••••••••• M•••••• · Membercontrolsince 07/2002 · owns 25% to 50%
- G••••• J••• M•••••• · Member/Chief Compliance Officercontrolsince 07/2002 · owns 25% to 50%
- S•••••• J•••••• E••••• · Membercontrolsince 07/2002 · owns 25% to 50%
Related persons
Schedule D 7.A
- J•• G••••investment companyy
- J••••• S•••••y
- V••••• G•••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mt Laurel, Nj | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 31, 2026RAUM per registered advisor of $287,442,927 against a peer median of $106,287,903 (1262 comparable advisers, 99.0th percentile, 3.2 robust deviations)peers: independent wealth managers, $500M to $1B (1,262) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 503 to 607Mar 29, 2025 to Mar 31, 2026
- HNW clients · 94 to 156Mar 29, 2025 to Mar 31, 2026
- Individual clients · 39 to 26Mar 29, 2025 to Mar 31, 2026
- Pension plan clients · 2 to 1Mar 29, 2025 to Mar 31, 2026
- Assets in custody · $10.3M to $14.6MMar 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $643M to $790MMar 29, 2025 to Mar 31, 2026
- HNW RAUM · $697M to $843MMar 29, 2025 to Mar 31, 2026
- Individual RAUM · $9.0M to $11.8MMar 29, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $72.0M to $72.6MMar 29, 2025 to Mar 31, 2026
- Pension RAUM · $8.3M to $8.0MMar 29, 2025 to Mar 31, 2026
- RAUM · $715M to $862MMar 29, 2025 to Mar 31, 2026
- Accounts · 516 to 503Mar 28, 2024 to Mar 29, 2025
- HNW clients · 141 to 94Mar 28, 2024 to Mar 29, 2025
- Individual clients · 29 to 39Mar 28, 2024 to Mar 29, 2025
- Pension plan clients · unset to 2.0Mar 28, 2024 to Mar 29, 2025
- Assets in custody · $7.1M to $10.3MMar 28, 2024 to Mar 29, 2025
- Financial planning clients · 101-250 to 101-250Mar 28, 2024 to Mar 29, 2025
- Discretionary RAUM · $572M to $643MMar 28, 2024 to Mar 29, 2025
- HNW RAUM · $623M to $697MMar 28, 2024 to Mar 29, 2025
- Individual RAUM · $13.5M to $9.0MMar 28, 2024 to Mar 29, 2025
- Non-discretionary RAUM · $71.0M to $72.0MMar 28, 2024 to Mar 29, 2025
- Pension RAUM · $5.8M to $8.3MMar 28, 2024 to Mar 29, 2025
- RAUM · $643M to $715MMar 28, 2024 to Mar 29, 2025
- Accounts · 477 to 516Mar 31, 2023 to Mar 27, 2024
- HNW clients · 148 to 141Mar 31, 2023 to Mar 27, 2024
- Individual clients · 16 to 29Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $5.7M to $7.1MMar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $500M to $572MMar 31, 2023 to Mar 27, 2024
- HNW RAUM · $548M to $623MMar 31, 2023 to Mar 27, 2024
- Individual RAUM · $6.0M to $13.5MMar 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $59.0M to $71.0MMar 31, 2023 to Mar 27, 2024
- Pension RAUM · $4.9M to $5.8MMar 31, 2023 to Mar 27, 2024
- RAUM · $559M to $643MMar 31, 2023 to Mar 27, 2024
- Accounts · 465 to 477Mar 25, 2022 to Mar 30, 2023
- HNW clients · 157 to 148Mar 25, 2022 to Mar 30, 2023
- Individual clients · 20 to 16Mar 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $515M to $500MMar 25, 2022 to Mar 30, 2023
- HNW RAUM · $568M to $548MMar 25, 2022 to Mar 30, 2023
- Individual RAUM · $7.1M to $6.0MMar 25, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $65.9M to $59.0MMar 25, 2022 to Mar 30, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 856-234-9595reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 908-325-0258reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 856-234-9595reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $287Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026