DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• P••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Mar 29, 2012 · 36 filings
SEC status approved since Jun 7, 2004
RAUM
$972M
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
9.9%
$96.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$972M as of Apr 30, 2026
Mar 29, 2019$211M then
HNW client RAUM$96.0M as of Apr 30, 2026
Mar 9, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 29, 20120 then
Employees (5.A)45 as of Apr 30, 2026
Mar 28, 201350 then
Private funds: no history
RAUM n/a over the last fiscal year-9.0% a year over three
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 90%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $972M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$876M90%
- High-net-worth individuals$96.0M9.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 246reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $972M for 10 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.1 fund_share=0.0 institutional_share=0.9 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• M••••••• S•••• · Managing Member/Chief Financial Officercontrolsince 07/2004 · owns 5% to 10%
- G••••••••• C••••••• C••••••••• · Managing Member /Senior Investment Consultantcontrolsince 06/2004 · owns 25% to 50%
- G••••••• D•••• F•••••• · Chief Executive Officer / Chief Operations Officer / Managing Membercontrolsince 06/2004 · owns 10% to 25%
- M•••••• M••••••• A••• · Managing Member/Chief Investment Officercontrolsince 06/2004 · owns 25% to 50%
- P•••• K••••••• D••••••••• · Chief Compliance Officersince 12/2019 · owns less than 5%
Related persons
Schedule D 7.A
- C••••••• A• 2••• M•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 27, 2026 to Apr 30, 2026
- Accounts · 300 to 246Dec 15, 2025 to Mar 27, 2026
- Advisory employees · 9 to 6Dec 15, 2025 to Mar 27, 2026
- Charity clients · 10 to 9Dec 15, 2025 to Mar 27, 2026
- HNW clients · 1.0 to unsetDec 15, 2025 to Mar 27, 2026
- Assets in custody · $1.0B to $972MDec 15, 2025 to Mar 27, 2026
- Employees · 55 to 45Dec 15, 2025 to Mar 27, 2026
- Discretionary RAUM · $776M to $749MDec 15, 2025 to Mar 27, 2026
- HNW RAUM · $82.4M to $96.0MDec 15, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $194M to $222MDec 15, 2025 to Mar 27, 2026
- RAUM · $969M to $972MDec 15, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0May 1, 2025 to May 27, 2025
- Accounts · 310 to 300Nov 25, 2024 to May 1, 2025
- Charity clients · 11 to 10Nov 25, 2024 to May 1, 2025
- Assets in custody · $1.1B to $1.0BNov 25, 2024 to May 1, 2025
- Financial planning clients · unset to 0Nov 25, 2024 to May 1, 2025
- Discretionary RAUM · $912M to $776MNov 25, 2024 to May 1, 2025
- HNW RAUM · $73.2M to $82.4MNov 25, 2024 to May 1, 2025
- Non-discretionary RAUM · $196M to $194MNov 25, 2024 to May 1, 2025
- RAUM · $1.1B to $969MNov 25, 2024 to May 1, 2025
- Related adviser · false to trueApr 1, 2024 to Jul 22, 2024
- Accounts · 381 to 310Mar 30, 2023 to Apr 1, 2024
- Advisory employees · 23 to 9Mar 30, 2023 to Apr 1, 2024
- Advisory activities · 6 to 7Mar 30, 2023 to Apr 1, 2024
- Assets in custody · $1.3B to $1.1BMar 30, 2023 to Apr 1, 2024
- Employees · 66 to 55Mar 30, 2023 to Apr 1, 2024
- Discretionary RAUM · $841M to $912MMar 30, 2023 to Apr 1, 2024
- HNW RAUM · $62.4M to $73.2MMar 30, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $448M to $196MMar 30, 2023 to Apr 1, 2024
- Pension RAUM · 0.0 to unsetMar 30, 2023 to Apr 1, 2024
- RAUM · $1.3B to $1.1BMar 30, 2023 to Apr 1, 2024
- Accounts · 194 to 381Feb 1, 2023 to Mar 30, 2023
- Charity clients · 7 to 11Feb 1, 2023 to Mar 30, 2023
- Assets in custody · $726M to $1.3BFeb 1, 2023 to Mar 30, 2023
- Employees · 68 to 66Feb 1, 2023 to Mar 30, 2023
- Discretionary RAUM · $716M to $841MFeb 1, 2023 to Mar 30, 2023
- HNW RAUM · $77.4M to $62.4MFeb 1, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $10.3M to $448MFeb 1, 2023 to Mar 30, 2023
- RAUM · $726M to $1.3BFeb 1, 2023 to Mar 30, 2023
- Accounts · 203 to 194Mar 31, 2022 to Apr 6, 2022
Signals
8 dated events
- Matthew Van Kirk (Managing Member) no longer on Schedule A of C••••••• P••••••• L•• (listed 2023-03-30, absent 2024-04-01)Apr 1, 2024 · Control person left · inference
- C••••••• P••••••• L•• reported RAUM $1.3B, up 77% from $726.4M (2023-02-01 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- P Patricia Wortham (Chief Human Resources Officer) no longer on Schedule A of C••••••• P••••••• L•• (listed 2021-08-05, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Francis Brian Crawford (Managing Member) no longer on Schedule A of C••••••• P••••••• L•• (listed 2020-11-13, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- C••••••• P••••••• L•• reported RAUM $737.9M, up 249% from $211.4M (2019-12-20 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Francis Brian Crawford (Managing Member) appeared on Schedule A of C••••••• P••••••• L••Mar 30, 2020 · Control person joined · fact
- P Patricia Wortham (Chief Human Resources Officer) appeared on Schedule A of C••••••• P••••••• L••Mar 30, 2020 · Control person joined · fact
- Harry James Russo (Managing Member) no longer on Schedule A of C••••••• P••••••• L•• (listed 2019-12-20, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- C•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-218-4900reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026