DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Windmark Investment Partners, Inc.
Latest filing Mar 24, 2026
First filing on the tape Nov 30, 2011 · 25 filings
SEC status approved since Oct 19, 2004
RAUM
$233M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$38.9M
derived; firm RAUM over IAPD count
Employees
14
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$233M as of Mar 24, 2026
Nov 30, 2011$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Nov 30, 20110 then
Employees (5.A)14 as of Mar 24, 2026
Nov 29, 201210 then
Private funds: no history
RAUM +3.6% over the last fiscal year+2.7% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $38.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $117MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$132M56%
- State and municipal entities$102M44%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Donald GooderhamChartered Financial Analyst | Wilmington, De | Jan 27, 2005 | 22 y | 0 |
| Seth Jordan YablonovitzChartered Financial Analyst | Wilmington, De | Mar 11, 2014 | 20 y | 0 |
| Garry A Musto | Wilmington, De | Oct 5, 2018 | 21 y | 0 |
| Andrew Mark DingerChartered Financial Analyst | Wilmington, De | Apr 22, 2021 | 24 y | 0 |
| Daniel Eric BarnerChartered Financial Analyst | Wilmington, De | Jan 16, 2023 | 12 y | 0 |
| Julia Elise Delack | Wheaton, Il | Oct 23, 2023 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Donald Robert Gooderham · Director And Shareholdercontrolsince 10/2017 · owns 25% to 50%
- A Garry Musto · Director And Shareholdercontrolsince 10/2017 · owns 25% to 50%
- Sue Sophia Smith · Chief Compliance Officer, Chief Financial Officer And Shareholdercontrolsince 02/2018 · owns less than 5%
- Jordan Seth Yablonovitz · Director And Shareholdercontrolsince 10/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wilmington, De · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $225M to $233MMar 5, 2025 to Mar 24, 2026
- Pension RAUM · $134M to $132MMar 5, 2025 to Mar 24, 2026
- RAUM · $225M to $233MMar 5, 2025 to Mar 24, 2026
- Advisory employees · 13 to 12Mar 7, 2024 to Mar 5, 2025
- Employees · 15 to 14Mar 7, 2024 to Mar 5, 2025
- Financial planning clients · unset to Mar 7, 2024 to Mar 5, 2025
- State-registered IARs · 7 to 6Mar 7, 2024 to Mar 5, 2025
- Other offices · 2 to 1Mar 7, 2024 to Mar 5, 2025
- Discretionary RAUM · $226M to $225MMar 7, 2024 to Mar 5, 2025
- Pension RAUM · $143M to $134MMar 7, 2024 to Mar 5, 2025
- RAUM · $226M to $225MMar 7, 2024 to Mar 5, 2025
- State-registered IARs · 6 to 7Mar 24, 2023 to Mar 7, 2024
- Discretionary RAUM · $215M to $226MMar 24, 2023 to Mar 7, 2024
- Pension RAUM · $141M to $143MMar 24, 2023 to Mar 7, 2024
- RAUM · $215M to $226MMar 24, 2023 to Mar 7, 2024
- State-registered IARs · 5 to 6Aug 1, 2022 to Mar 24, 2023
- Discretionary RAUM · $282M to $215MAug 1, 2022 to Mar 24, 2023
- Pension RAUM · $196M to $141MAug 1, 2022 to Mar 24, 2023
- RAUM · $282M to $215MAug 1, 2022 to Mar 24, 2023
- Advisory employees · 12 to 13Mar 26, 2021 to Mar 25, 2022
- Employees · 14 to 15Mar 26, 2021 to Mar 25, 2022
- Discretionary RAUM · $283M to $282MMar 26, 2021 to Mar 25, 2022
- Pension RAUM · $206M to $196MMar 26, 2021 to Mar 25, 2022
- RAUM · $283M to $282MMar 26, 2021 to Mar 25, 2022
- Advisory employees · 11 to 12Mar 28, 2020 to Mar 26, 2021
- Employees · 13 to 14Mar 28, 2020 to Mar 26, 2021
- State-registered IARs · 4 to 5Mar 28, 2020 to Mar 26, 2021
- Other offices · 0 to 2Mar 28, 2020 to Mar 26, 2021
- Discretionary RAUM · $254M to $283MMar 28, 2020 to Mar 26, 2021
- Pension RAUM · $185M to $206MMar 28, 2020 to Mar 26, 2021
- RAUM · $254M to $283MMar 28, 2020 to Mar 26, 2021
- Advisory employees · 10 to 11Mar 27, 2019 to Mar 28, 2020
- Employees · 12 to 13Mar 27, 2019 to Mar 28, 2020
- Discretionary RAUM · $216M to $254MMar 27, 2019 to Mar 28, 2020
- Pension RAUM · $157M to $185MMar 27, 2019 to Mar 28, 2020
- RAUM · $216M to $254MMar 27, 2019 to Mar 28, 2020
- Advisory employees · 9 to 10Jul 12, 2018 to Mar 27, 2019
- Employees · 11 to 12Jul 12, 2018 to Mar 27, 2019
- State-registered IARs · 2 to 4Jul 12, 2018 to Mar 27, 2019
- Discretionary RAUM · $231M to $216MJul 12, 2018 to Mar 27, 2019
Signals
1 dated events
- E Sara Williams (Director And Shareholder) no longer on Schedule A of Windmark Investment Partners, Inc. (listed 2022-03-25, absent 2022-08-01)Aug 1, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- WINDMARKIP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 302-691-0228reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026