DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Allspring Global Investments (Uk) Limited
Latest filing Mar 26, 2026
First filing on the tape Mar 29, 2012 · 59 filings
SEC status approved since Sep 28, 2004
RAUM
$31B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
87
29 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$31B as of Mar 26, 2026
Mar 29, 2012$9.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 26, 20130 then
Employees (5.A)87 as of Mar 26, 2026
Mar 26, 201385 then
Private funds1 as of Mar 29, 2019
Mar 26, 201319 then
RAUM +201% over the last fiscal year+79% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $354MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +201%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$19B63%
- Pension and profit-sharing plans$7.2B23%
- State and municipal entities$2.2B7.3%
- Pooled investment vehicles$1.2B3.9%
- Insurance companies$414M1.3%
- Charitable organizations$211M0.7%
- Corporations and businesses$87.0M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 87reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.67 institutional_share=0.33 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| European Credit (Luxembourg) S.A.no longer reported | Hedge Fund | $1.7B | 50 | Jul 18, 2012 |
| Universal Credit S.A - Compartment European Loansno longer reported | Securitized Asset Fund | $391M | 2 | Jul 18, 2012 |
| Diversified European Credit S.A.no longer reported | Hedge Fund | $383M | 26 | Jul 18, 2012 |
| European Senior Secured Fund Sarlno longer reported | Hedge Fund | $334M | 27 | Feb 6, 2013 |
| European Credit X S.A R.L.no longer reported | Hedge Fund | $208M | 1 | Jul 18, 2012 |
| European Credit Y S.A. R.L.no longer reported | Hedge Fund | $197M | 1 | Jul 18, 2012 |
| Ecm Credit Fund Sicav - European Diversified Credit 1-5yr Fundno longer reported | Hedge Fund | $165M | 1 | Jul 18, 2012 |
| Ecm Credit Fund Sicav - Ecm Dynamic Credit Fundno longer reported | Hedge Fund | $136M | 3 | Mar 26, 2013 |
| Universal Credit S.A. (Compartment D)no longer reported | Hedge Fund | $128M | 5 | Jul 18, 2012 |
| Universal Credit S.A. (Compartment B)no longer reported | Hedge Fund | $120M | 12 | Jul 18, 2012 |
| Unleveraged European Abs S.A.no longer reported | Hedge Fund | $112M | 12 | Jul 18, 2012 |
| Investment Grade Europe S.A.no longer reported | Hedge Fund | $93.4M | 10 | Jul 18, 2012 |
| Universal Credit S.A. (Compartment W)no longer reported | Hedge Fund | $81.6M | 1 | Jul 18, 2012 |
| European Senior Secured Fund Sicav-Sif - European Loans Fundno longer reported | Hedge Fund | $77.7M | 3 | Mar 31, 2017 |
| Special Situations Master Fund Sicav-Sifno longer reported | Hedge Fund | $75.0M | 1 | Aug 7, 2013 |
| Ecm Credit Fund Sicav - European Corporate Fundno longer reported | Hedge Fund | $63.7M | 19 | Jul 18, 2012 |
| Ecm Credit Fund Sicav - Ecm Financials Fundno longer reported | Hedge Fund | $62.1M | 5 | Jul 18, 2012 |
| Universal Credit S.A. (Compartment U)no longer reported | Hedge Fund | $61.9M | 1 | Jul 18, 2012 |
| Universal Credit S.A. (Compartment S)no longer reported | Hedge Fund | $55.2M | 1 | Jul 18, 2012 |
| Ecm Credit Fund Sicav - Ecm Absolute Return Credit Fundno longer reported | Hedge Fund | $37.6M | 14 | Mar 26, 2013 |
| Ecm Credit Fund Sicav - Ecm High Yield Fundno longer reported | Hedge Fund | $27.1M | 1 | Jul 18, 2012 |
Owners and control persons
Schedule A and B, latest filing
- David Jonathan Crawford · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- Louise Henriette Pacquement · Executive Directorcontrolsince 12/2021 · owns less than 5%
- Andrew Sowerby · Executive Director & Chief Executive Officercontrolsince 03/2023 · owns less than 5%
- Adrian Edward Charles Spungin · Executive Directorcontrolsince 12/2022 · owns less than 5%
- Janecka Annette Lege · Managercontrolsince 08/2024 · owns F of Allspring Global Investments Holdings, LLC
- Clements Sallie Squire · Managercontrolsince 11/2021 · owns F of Allspring Global Investments Holdings, LLC
- Andrew Joseph Sullivan · Managercontrolsince 11/2021 · owns F of Allspring Global Investments Holdings, LLC
Entity owners
- Allspring Global Investments Holdings, LLC · Managing Member, Direct Parent Companydirect · owns 75% or more
- Allspring Buyer, LLC · Shareholderindirect · owns 75% or more of Allspring Global Investments Holdings, LLC
- Allspring Group Holdings, LLC · Shareholderindirect · owns 75% or more of Allspring Intermediate I, LLC
- Allspring Intermediate I, LLC · Shareholderindirect · owns 75% or more of Allspring Intermediate II, LLC
- Allspring Intermediate II, LLC · Shareholderindirect · owns 75% or more of Allspring Buyer, LLC
- Gtcr Fund Xiii/B LP · Shareholderindirect · owns 25% to 50% of Allspring Group Holdings, LLC
- Gtcr Investment Xiii LLC · General Partnerindirect · owns F of Gtcr Partners Xiii/B LP
- Gtcr Partners Xiii/B LP · General Partnerindirect · owns F of Gtcr Fund Xiii/B LP
Related persons
Schedule D 7.A
- Allspring Funds Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $325B
- Allspring Global Investments (Hong Kong) Limitedbroker-dealerinvestment advisern
- Allspring Global Investments (Japan) Limitedinvestment advisern
- Allspring Global Investments (Singapore) Pte. Ltd.broker-dealerinvestment advisernRAUM $894M
- Allspring Global Investments Luxembourg S.A.investment adviserpooled vehicle sponsorn
- Allspring Global Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $476B
- Galliard Capital Managementinvestment adviserbankpooled vehicle sponsornRAUM $80B
Advisers that list Allspring Global Investments (Uk) Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 26, 2026advises private funds (Item 7.B): no on the filing of 2025-12-01, yes on the filing of 2026-03-26peers: asset managers, $20B and over (512)
- institutional asset share shiftChange between filings · filing Mar 26, 2026institutional share of RAUM moved from 73.0% to 33.0% between the annual amendments of 2025-03-27 and 2026-03-26peers: asset managers, $20B and over (512)
- RAUM up 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $10,244,843,877 to $30,792,859,914 (+201.0%) between the annual amendments of 2025-03-27 and 2026-03-26; the peer median change was +15.0% (471 comparable advisers, 99.0th percentile of changes)peers: asset managers, $20B and over (471) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 60 to 87Dec 1, 2025 to Mar 26, 2026
- Pooled vehicle clients · 5 to 2Dec 1, 2025 to Mar 26, 2026
- Employees · 101 to 87Dec 1, 2025 to Mar 26, 2026
- Discretionary RAUM · $10B to $31BDec 1, 2025 to Mar 26, 2026
- Pension RAUM · $5.7B to $7.2BDec 1, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.0B to $1.2BDec 1, 2025 to Mar 26, 2026
- RAUM · $10B to $31BDec 1, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Jul 7, 2025
- Accounts · 55 to 60Jan 8, 2025 to Mar 27, 2025
- Advisory employees · 38 to 29Jan 8, 2025 to Mar 27, 2025
- Pooled vehicle clients · 2 to 5Jan 8, 2025 to Mar 27, 2025
- Employees · 111 to 101Jan 8, 2025 to Mar 27, 2025
- Discretionary RAUM · $8.3B to $10BJan 8, 2025 to Mar 27, 2025
- Pension RAUM · $4.5B to $5.7BJan 8, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $67.5M to $2.0BJan 8, 2025 to Mar 27, 2025
- RAUM · $8.3B to $10BJan 8, 2025 to Mar 27, 2025
- HQ state · unset to Oct 14, 2024 to Jan 8, 2025
- Accounts · 47 to 55Dec 14, 2023 to Mar 27, 2024
- Advisory employees · 40 to 38Dec 14, 2023 to Mar 27, 2024
- Pooled vehicle clients · 3 to 2Dec 14, 2023 to Mar 27, 2024
- Employees · 91 to 111Dec 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $5.3B to $8.3BDec 14, 2023 to Mar 27, 2024
- Pension RAUM · $1.0B to $4.5BDec 14, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $45.1M to $67.5MDec 14, 2023 to Mar 27, 2024
- RAUM · $5.3B to $8.3BDec 14, 2023 to Mar 27, 2024
- Accounts · 52 to 47Feb 3, 2023 to Mar 30, 2023
- Advisory employees · 41 to 40Feb 3, 2023 to Mar 30, 2023
- Employees · 86 to 91Feb 3, 2023 to Mar 30, 2023
- Discretionary RAUM · $7.6B to $5.3BFeb 3, 2023 to Mar 30, 2023
- Pension RAUM · $1.1B to $1.0BFeb 3, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $206M to $45.1MFeb 3, 2023 to Mar 30, 2023
- RAUM · $7.6B to $5.3BFeb 3, 2023 to Mar 30, 2023
- Accounts · 48 to 52Jan 18, 2022 to Mar 29, 2022
- Advisory employees · 52 to 41Jan 18, 2022 to Mar 29, 2022
- Employees · 83 to 86Jan 18, 2022 to Mar 29, 2022
- Discretionary RAUM · $6.7B to $7.6BJan 18, 2022 to Mar 29, 2022
- Pension RAUM · $745M to $1.1BJan 18, 2022 to Mar 29, 2022
- Pooled vehicle RAUM · $164M to $206MJan 18, 2022 to Mar 29, 2022
- RAUM · $6.7B to $7.6BJan 18, 2022 to Mar 29, 2022
- Business name · WELLS FARGO ASSET MANAGEMENT (INTERNATIONAL) LIMITED to ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDNov 15, 2021 to Jan 18, 2022
Signals
35 dated events
- Allspring Global Investments (Uk) Limited reported RAUM $30.8B, up 201% from $10.2B (2025-12-01 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Daniel Morris (Executive Director) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2024-08-21, absent 2024-10-14)Oct 14, 2024 · Control person left · inference
- Janecka Annette Lege (Manager) appeared on Schedule A of Allspring Global Investments (Uk) LimitedAug 21, 2024 · Control person joined · fact
- Festa Molly Mcmillin (Manager) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2024-03-27, absent 2024-08-21)Aug 21, 2024 · Control person left · inference
- Allspring Global Investments (Uk) Limited reported RAUM $8.3B, up 56% from $5.3B (2023-12-14 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- David Jonathan Crawford (Head Of International Compliance) appeared on Schedule A of Allspring Global Investments (Uk) LimitedApr 18, 2023 · Control person joined · fact
- Francis John Simon Cockbill (Chief Compliance Officer) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2023-03-30, absent 2023-04-18)Apr 18, 2023 · Control person left · inference
- Allspring Global Investments (Uk) Limited reported RAUM $5.3B, down 30% from $7.6B (2023-02-03 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Patricia Jill Griffin (Chair Of The Governing Body) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2023-02-03, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Andrew Sowerby (Executive Director) appeared on Schedule A of Allspring Global Investments (Uk) LimitedMar 30, 2023 · Control person joined · fact
- Adrian Edward Charles Spungin (Executive Director) appeared on Schedule A of Allspring Global Investments (Uk) LimitedDec 21, 2022 · Control person joined · fact
- Ralph Milton Berlinski (Managing Member) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2022-04-07, absent 2022-06-09)Jun 9, 2022 · Control person left · inference
- Elizabeth Deirdre Flood (Director) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2022-03-29, absent 2022-04-07)Apr 7, 2022 · Control person left · inference
- Festa Molly Mcmillin (Manager) appeared on Schedule A of Allspring Global Investments (Uk) LimitedMar 29, 2022 · Control person joined · fact
- Clements Sallie Squire (Manager) appeared on Schedule A of Allspring Global Investments (Uk) LimitedMar 29, 2022 · Control person joined · fact
- Andrew Joseph Sullivan (Manager) appeared on Schedule A of Allspring Global Investments (Uk) LimitedMar 29, 2022 · Control person joined · fact
- Ralph Milton Berlinski (Managing Member) appeared on Schedule A of Allspring Global Investments (Uk) LimitedMar 29, 2022 · Control person joined · fact
- Louise Henriette Pacquement (Executive Director) appeared on Schedule A of Allspring Global Investments (Uk) LimitedJan 18, 2022 · Control person joined · fact
- Jane Alison Hewitt (Chief Compliance Officer) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2021-03-30, absent 2021-09-03)Sep 3, 2021 · Control person left · inference
- Francis John Simon Cockbill (Chief Compliance Officer) appeared on Schedule A of Allspring Global Investments (Uk) LimitedSep 3, 2021 · Control person joined · fact
- Ann Nancy Wiser (Director) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2020-09-17, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Alger Ross Pamphilon (Chief Investment Officer, Director) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2020-08-25, absent 2020-09-17)Sep 17, 2020 · Control person left · inference
- Jane Alison Hewitt (Chief Compliance Officer) appeared on Schedule A of Allspring Global Investments (Uk) LimitedAug 25, 2020 · Control person joined · fact
- Ollythia Bernard-Stewart (Chief Compliance Officer) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2020-07-31, absent 2020-08-25)Aug 25, 2020 · Control person left · inference
- Jane Catherine Ibbotson (Chief Compliance Officer) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2020-05-28, absent 2020-07-20)Jul 20, 2020 · Control person left · inference
- Ollythia Bernard-Stewart (Chief Compliance Officer) appeared on Schedule A of Allspring Global Investments (Uk) LimitedJul 20, 2020 · Control person joined · fact
- John Andrew Hunt (Director) no longer on Schedule A of Allspring Global Investments (Uk) Limited (listed 2020-03-30, absent 2020-05-28)May 28, 2020 · Control person left · inference
- Allspring Global Investments (Uk) Limited reported RAUM $7.6B, up 263% from $2.1B (2019-08-26 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Patricia Jill Griffin (Director) appeared on Schedule A of Allspring Global Investments (Uk) LimitedMar 30, 2020 · Control person joined · fact
- Daniel Morris (Director) appeared on Schedule A of Allspring Global Investments (Uk) LimitedMar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ALLSPRINGGLOBAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44-204-551-7564reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026