DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wells Fargo Asset Management International, LLC

Former SEC-registered adviserLondon, CRD 109192SEC 801-42427IAPD
Latest filing Apr 24, 2019
First filing on the tape Nov 29, 2011 · 39 filings
RAUM
$5.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$6.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$5.2B as of Mar 29, 2019
Mar 26, 2012$6.9B then
HNW client RAUM$6.4M as of Mar 29, 2019
Mar 30, 2018$7.2M then
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 28, 20130 then
Employees (5.A)55 as of Mar 29, 2019
Mar 28, 201319 then
Private funds: no history
RAUM -8.6% over the last fiscal year-4.6% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Apr 24, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$145MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
80%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-8.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Sovereign wealth funds$2.5B47%
  • State and municipal entities$916M17%
  • Investment companies$843M16%
  • Charitable organizations$635M12%
  • Pension and profit-sharing plans$179M3.4%
  • Pooled investment vehicles$174M3.3%
  • Corporations and businesses$21.8M0.4%
  • High-net-worth individuals$6.4M0.1%
  • Insurance companies$5,6740.0%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
36reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Elizabeth Deirdre Flood · Directorcontrol
        since 12/2017 · owns less than 5%
      • Rhys Jonathan Hill · Directorcontrol
        since 12/2017 · owns less than 5%
      • John Andrew Hunt · Directorcontrol
        since 12/2017 · owns less than 5%
      • Jane Catherine Ibbotson · Chief Compliance Officercontrol
        since 09/2017 · owns less than 5%
      • Daniel Morris · Directorcontrol
        since 01/2018 · owns less than 5%
      • Ann Nancy Wiser · Directorcontrol
        since 11/2017 · owns less than 5%
      Entity owners
      • Wells Fargo Asset Management Holdings, LLC · Sole Member
        direct · owns 75% or more
      • Everen Capital Corporation · Shareholder
        indirect · owns 75% or more of Wells Fargo Asset Management Holdings, LLC
      • Wells Fargo & Company · Shareholder
        indirect · owns 75% or more of Wfc Holdings, LLC · public reporting company
      • Wfc Holdings, LLC · Shareholder
        indirect · owns 75% or more of Everen Capital Corporation
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · FIRST INTERNATIONAL ADVISORS, LLC to WELLS FARGO ASSET MANAGEMENT INTERNATIONAL, LLC
        Mar 29, 2019 to Apr 24, 2019
      • Accounts · 37 to 36
        Feb 1, 2019 to Mar 29, 2019
      • Advisory employees · 18 to 22
        Feb 1, 2019 to Mar 29, 2019
      • Advisory activities · 3 to 4
        Feb 1, 2019 to Mar 29, 2019
      • Pooled vehicle clients · 9 to 6
        Feb 1, 2019 to Mar 29, 2019
      • Employees · 42 to 55
        Feb 1, 2019 to Mar 29, 2019
      • HQ city · LONDON, ENGLAND to LONDON
        Feb 1, 2019 to Mar 29, 2019
      • Other offices · 1 to 0
        Feb 1, 2019 to Mar 29, 2019
      • Discretionary RAUM · $5.7B to $5.2B
        Feb 1, 2019 to Mar 29, 2019
      • HNW RAUM · $7.2M to $6.4M
        Feb 1, 2019 to Mar 29, 2019
      • Pension RAUM · $181M to $179M
        Feb 1, 2019 to Mar 29, 2019
      • Pooled vehicle RAUM · $423M to $174M
        Feb 1, 2019 to Mar 29, 2019
      • RAUM · $5.7B to $5.2B
        Feb 1, 2019 to Mar 29, 2019
      • Legal name · FIRST INTERNATIONAL ADVISORS, LLC to WELLS FARGO ASSET MANAGEMENT INTERNATIONAL, LLC
        Mar 30, 2018 to Dec 14, 2018
      • Accounts · 18 to 37
        Sep 29, 2017 to Mar 30, 2018
      • Advisory employees · 10 to 18
        Sep 29, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 9.0
        Sep 29, 2017 to Mar 30, 2018
      • Assets in custody · 0.0 to unset
        Sep 29, 2017 to Mar 30, 2018
      • Employees · 19 to 42
        Sep 29, 2017 to Mar 30, 2018
      • Other offices · unset to 1.0
        Sep 29, 2017 to Mar 30, 2018
      • Discretionary RAUM · $5.4B to $5.7B
        Sep 29, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 7160429.0
        Sep 29, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 181137502.0
        Sep 29, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 423021577.0
        Sep 29, 2017 to Mar 30, 2018
      • RAUM · $5.4B to $5.7B
        Sep 29, 2017 to Mar 30, 2018
      • Discretionary RAUM · $6.0B to $5.4B
        Oct 31, 2016 to Mar 31, 2017
      • RAUM · $6.0B to $5.4B
        Oct 31, 2016 to Mar 31, 2017
      • Accounts · 24 to 18
        Jan 29, 2016 to Mar 31, 2016
      • Advisory employees · 18 to 10
        Jan 29, 2016 to Mar 31, 2016
      • Custody of client assets · true to false
        Jan 29, 2016 to Mar 31, 2016
      • Discretionary RAUM · $5.9B to $6.0B
        Jan 29, 2016 to Mar 31, 2016
      • RAUM · $5.9B to $6.0B
        Jan 29, 2016 to Mar 31, 2016
      • Accounts · 22 to 24
        Mar 31, 2014 to Mar 30, 2015
      • Advisory employees · 11 to 18
        Mar 31, 2014 to Mar 30, 2015
      • Discretionary RAUM · $5.8B to $5.9B
        Mar 31, 2014 to Mar 30, 2015
      • RAUM · $5.8B to $5.9B
        Mar 31, 2014 to Mar 30, 2015
      • Accounts · 47 to 22
        Nov 25, 2013 to Mar 31, 2014
      • Assets in custody · unset to 0.0
        Nov 25, 2013 to Mar 31, 2014
      • Custody of client assets · false to true
        Nov 25, 2013 to Mar 31, 2014
      • Discretionary RAUM · $6.7B to $5.8B
        Nov 25, 2013 to Mar 31, 2014
      Signals
      1 dated events
      • David Bullock (Director) no longer on Schedule A of Wells Fargo Asset Management International, Llc (listed 2019-02-01, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026